Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ocugen, Inc. See All Filings	D	2018-02-15 14:14:43 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001696601 Filed Document 0001696601-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:14:43 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LG Cary, LLC See All Filings	D	2018-02-15 14:12:31 UTC
Amount To Be Raised $15,007,584 Associated Brokers / Dealers N/A CIK Number 0001731535 Filed Document 0001731535-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:12:31 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Localvore, Inc. See All Filings	D/A	2018-02-15 14:10:16 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001573780 Filed Document 0001573780-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:10:16 UTC Type of Offering D/A Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
KE HOLDCO LLC See All Filings	D/A	2018-02-15 14:01:37 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001727109 Filed Document 0001477932-18-000887 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:01:37 UTC Type of Offering D/A Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
HC2 Northwest Senior Living B, LP See All Filings	D	2018-02-15 13:54:05 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001730672 Filed Document 0001730672-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:54:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Securitized Credit Opportunities Ltd. See All Filings	D/A	2018-02-15 13:52:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI PIONEER DISTRIBUTOR, INC. and AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001587360 Filed Document 0000919574-18-001873 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:52:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TP Assisted Living Properties, LLC See All Filings	D	2018-02-15 13:51:06 UTC
Amount To Be Raised $5,430,000 Associated Brokers / Dealers N/A CIK Number 0001731148 Filed Document 0001731148-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:51:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
I2P Holdings, LLC See All Filings	D	2018-02-15 13:46:53 UTC
Amount To Be Raised $36,565,000 Associated Brokers / Dealers N/A CIK Number 0001731321 Filed Document 0001731321-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:46:53 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Securitized Credit Opportunities LLC See All Filings	D/A	2018-02-15 13:41:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI PIONEER DISTRIBUTOR, INC. and AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001512046 Filed Document 0000919574-18-001871 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:41:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Five Points Small Buyout Strategies IV (Cayman), LP See All Filings	D	2018-02-15 13:41:48 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001729218 Filed Document 0001726619-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:41:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HC2 Northwest Senior Living A, LP See All Filings	D	2018-02-15 13:40:47 UTC
Amount To Be Raised $5,550,000 Associated Brokers / Dealers N/A CIK Number 0001730572 Filed Document 0001730572-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:40:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint CapCreek Investors, LP See All Filings	D	2018-02-15 13:39:18 UTC
Amount To Be Raised $13,825,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001731366 Filed Document 0001731366-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:39:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds LP - MW Eureka Plus (US) Fund See All Filings	D	2018-02-15 13:33:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731594 Filed Document 0000902664-18-001189 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:33:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Five Points Small Buyout Strategies IV (B), LP See All Filings	D	2018-02-15 13:30:21 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001726621 Filed Document 0001726619-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:30:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Loge Co See All Filings	D	2018-02-15 13:29:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689798 Filed Document 0001689798-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:29:51 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Carolina Institutional Short Duration Fund See All Filings	D/A	2018-02-15 13:29:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI PIONEER DISTRIBUTOR, INC. and AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001494601 Filed Document 0000919574-18-001869 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:29:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Yerdle See All Filings	D	2018-02-15 13:25:44 UTC
Amount To Be Raised $15,098,078 Associated Brokers / Dealers N/A CIK Number 0001606467 Filed Document 0001288649-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:25:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Five Points Small Buyout Strategies IV (A), LP See All Filings	D	2018-02-15 13:22:06 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001726619 Filed Document 0001726619-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:22:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kin Insurance, Inc. See All Filings	D	2018-02-15 13:21:38 UTC
Amount To Be Raised $13,064,957 Associated Brokers / Dealers N/A CIK Number 0001708354 Filed Document 0001708354-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:21:38 UTC Type of Offering D Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Coup, Inc. See All Filings	D	2018-02-15 13:07:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719450 Filed Document 0001719450-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:07:13 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sheets & Giggles, LLC See All Filings	D	2018-02-15 13:07:09 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001731047 Filed Document 0001731047-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:07:09 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Quantus Resources Corp. See All Filings	D	2018-02-15 13:05:33 UTC
Amount To Be Raised $65,131 Associated Brokers / Dealers Jason Leikam CIK Number 0001731019 Filed Document 0001731019-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:05:33 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Carolina Institutional Short Duration Fund Ltd. See All Filings	D/A	2018-02-15 13:03:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI PIONEER DISTRIBUTOR, INC. and AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001541281 Filed Document 0000919574-18-001867 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:03:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TAB Liberty Partnership XVII, LLC See All Filings	D	2018-02-15 12:58:16 UTC
Amount To Be Raised $2,595,000 Associated Brokers / Dealers N/A CIK Number 0001731325 Filed Document 0001731325-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:58:16 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FCAO Penn Center West Investors LLC See All Filings	D	2018-02-15 12:57:46 UTC
Amount To Be Raised $7,126,708 Associated Brokers / Dealers N/A CIK Number 0001731607 Filed Document 0001731607-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:57:46 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Northwest Analytical Labs LLC See All Filings	D/A	2018-02-15 12:51:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001713411 Filed Document 0001713411-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:51:23 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
PGIM Funds plc See All Filings	D/A	2018-02-15 12:47:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001697853 Filed Document 0000902664-18-001188 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:47:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Bernoulli Fund, LLC See All Filings	D	2018-02-15 12:46:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457489 Filed Document 0001457489-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:46:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bernoulli Fund, LLC See All Filings	D	2018-02-15 12:46:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457489 Filed Document 0001457489-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:46:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FULL HOUSE RESORTS INC See All Filings	D	2018-02-15 12:34:43 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0000891482 Filed Document 0001104659-18-009997 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:34:43 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Linen Software Inc. See All Filings	D	2018-02-15 12:22:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001727955 Filed Document 0001727955-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:22:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
LIGHTHOUSE NM FUND LTD See All Filings	D/A	2018-02-15 12:18:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648452 Filed Document 0001648452-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:18:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Waste Repurposing International, Inc. See All Filings	D	2018-02-15 12:16:25 UTC
Amount To Be Raised $8,027,286 Associated Brokers / Dealers N/A CIK Number 0001731210 Filed Document 0001731210-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:16:25 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PHC Fund Ltd. See All Filings	D/A	2018-02-15 12:12:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706251 Filed Document 0001706251-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:12:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AMIA CAPITAL MACRO FUND Ltd See All Filings	D	2018-02-15 12:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731482 Filed Document 0001731482-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:10:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dwolla, Inc. See All Filings	D	2018-02-15 12:09:00 UTC
Amount To Be Raised $12,000,001 Associated Brokers / Dealers N/A CIK Number 0001541252 Filed Document 0001541252-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:09:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Inlet Point Alternative Income Offshore Fund Ltd. See All Filings	D/A	2018-02-15 12:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695764 Filed Document 0001695764-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:08:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ascend Series, a Series of LHP Atlas Fund, LLC See All Filings	D/A	2018-02-15 12:03:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683623 Filed Document 0001683623-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Henssler Capital, LLC See All Filings	D/A	2018-02-15 12:02:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576645 Filed Document 0001576645-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:02:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Intuity Medical, Inc. See All Filings	D/A	2018-02-15 12:01:14 UTC
Amount To Be Raised $72,401,836 Associated Brokers / Dealers N/A CIK Number 0001484074 Filed Document 0001484074-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:01:14 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HODL CAPITAL FUND, LP See All Filings	D	2018-02-15 12:00:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730863 Filed Document 0001730863-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 12:00:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Superfoods Tour Ltd Liability Co See All Filings	D/A	2018-02-15 11:59:37 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001700585 Filed Document 0001700585-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 11:59:37 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Ascend Segregated Portfolio, a Segregated Portfolio of LHP Atlas Fund SPC See All Filings	D/A	2018-02-15 11:59:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683641 Filed Document 0001683641-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 11:59:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Espoquist, LLC See All Filings	D	2018-02-15 11:51:33 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001731558 Filed Document 0001731558-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 11:51:33 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
GAM Global Rates Series, a Series of LHP Atlas Fund, LLC See All Filings	D/A	2018-02-15 11:49:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683646 Filed Document 0001683646-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 11:49:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Provecta Diagnostics, LLC - Series 14 See All Filings	D	2018-02-15 11:46:17 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001731248 Filed Document 0001731248-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 11:46:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Resurgens Co-Invest IM, L.P. See All Filings	D	2018-02-15 11:45:57 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001726904 Filed Document 0001726904-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 11:45:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GAM Global Rates Segregated Portfolio, a Segregated Portfolio of LHP Atlas Fund SPC See All Filings	D/A	2018-02-15 11:45:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683643 Filed Document 0001683643-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 11:45:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP See All Filings	D/A	2018-02-15 11:41:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001088060 Filed Document 0001140361-18-008609 Exclusions or Exemptions 506b Accepted Date 2018-02-15 11:41:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New York State Empire Outlet Fund I, LLC See All Filings	D	2018-02-15 11:41:23 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers Colorado Financial Service Corporation CIK Number 0001731375 Filed Document 0000902664-18-001185 Exclusions or Exemptions 506b Accepted Date 2018-02-15 11:41:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity