Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lucideus Inc. See All Filings	D	2020-01-10 11:53:52 UTC
Amount To Be Raised $4,999,996 Associated Brokers / Dealers N/A CIK Number 0001700214 Filed Document 0001700214-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:53:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
School Street Walton Limited, LLC See All Filings	D	2020-01-10 11:50:25 UTC
Amount To Be Raised $364,869 Associated Brokers / Dealers N/A CIK Number 0001693957 Filed Document 0001506114-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:50:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tectonic Audio Labs Inc. See All Filings	D/A	2020-01-10 11:42:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001670378 Filed Document 0001670378-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:42:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Advantage Advisers Tax Exempt High Income Fund II, LLC See All Filings	D/A	2020-01-10 11:40:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001602207 Filed Document 0001567619-20-000857 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:40:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ultra NB LLC See All Filings	D/A	2020-01-10 11:39:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727688 Filed Document 0000902664-20-000155 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:39:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Terrace State Credit, LLC See All Filings	D	2020-01-10 11:37:30 UTC
Amount To Be Raised $76,030 Associated Brokers / Dealers N/A CIK Number 0001560635 Filed Document 0001506114-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:37:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advantage Advisers Tax Exempt High Income Fund I, LLC See All Filings	D/A	2020-01-10 11:34:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001597027 Filed Document 0001567619-20-000855 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:34:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leading Edge Materials Corp. See All Filings	D	2020-01-10 11:33:25 UTC
Amount To Be Raised $2,150,406 Associated Brokers / Dealers N/A CIK Number 0001542731 Filed Document 0001715994-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:33:25 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Clearwater Fund L.P. See All Filings	D/A	2020-01-10 11:29:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727079 Filed Document 0001727079-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:29:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maplewood Global Value, LP See All Filings	D	2020-01-10 11:28:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798915 Filed Document 0000919574-20-000260 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:28:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BlueSpruce Fund Ltd. See All Filings	D	2020-01-10 11:23:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592932 Filed Document 0001592932-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:23:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Thor Acquisition Holdings, LP See All Filings	D	2020-01-10 11:20:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793067 Filed Document 0001567619-20-000853 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:20:19 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlueSpruce Fund LP See All Filings	D	2020-01-10 11:19:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581020 Filed Document 0001581020-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:19:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Astorg VII Co-Invest ERT See All Filings	D	2020-01-10 11:18:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796531 Filed Document 0001796531-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:18:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREFIV Waramaug REIT LLC See All Filings	D	2020-01-10 11:16:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001798897 Filed Document 0001798897-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:16:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Suvretta Long Partners, LP See All Filings	D/A	2020-01-10 11:14:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694613 Filed Document 0000919574-20-000255 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:14:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Custos Partners, L.P. See All Filings	D/A	2020-01-10 11:07:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001725551 Filed Document 0000919574-20-000253 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:07:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Select Bank Financial Corp See All Filings	D	2020-01-10 11:04:33 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001799285 Filed Document 0001799285-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:04:33 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CREFIV FCP ATD REIT, LLC See All Filings	D	2020-01-10 11:03:39 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001798894 Filed Document 0001798894-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:03:39 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Light in the Tunnel LLC See All Filings	D/A	2020-01-10 11:03:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529590 Filed Document 0001694697-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:03:37 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Analyttica Datalab Inc. See All Filings	D	2020-01-10 11:02:49 UTC
Amount To Be Raised $1,500,030 Associated Brokers / Dealers None CIK Number 0001749285 Filed Document 0000930413-20-000054 Exclusions or Exemptions 506b Accepted Date 2020-01-10 11:02:49 UTC Type of Offering D Industry Other Principal Place of Business INDIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Legacy Oaks Senior Tax Credit, LLC See All Filings	D	2020-01-10 10:59:02 UTC
Amount To Be Raised $132,000 Associated Brokers / Dealers N/A CIK Number 0001534603 Filed Document 0001506114-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:59:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acretrader 112, LLC See All Filings	D	2020-01-10 10:56:44 UTC
Amount To Be Raised $603,317 Associated Brokers / Dealers N/A CIK Number 0001770011 Filed Document 0001770011-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-10 10:56:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Elbe Partners, L.P. See All Filings	D/A	2020-01-10 10:55:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001694648 Filed Document 0000919574-20-000249 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:55:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tacitus Therapeutics Inc. See All Filings	D	2020-01-10 10:55:19 UTC
Amount To Be Raised $10,002,000 Associated Brokers / Dealers N/A CIK Number 0001799226 Filed Document 0001567619-20-000851 Exclusions or Exemptions 506c Accepted Date 2020-01-10 10:55:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MAK Capital International Ltd See All Filings	D/A	2020-01-10 10:54:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458464 Filed Document 0000919574-20-000247 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:54:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
MALTA OFFSHORE, LTD. See All Filings	D/A	2020-01-10 10:53:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFS, LLC and Aqueduct Capital Group, LLC CIK Number 0001341506 Filed Document 0000919574-20-000246 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:53:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HNA M CV H , LP See All Filings	D	2020-01-10 10:43:56 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers N/A CIK Number 0001799071 Filed Document 0001799071-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:43:56 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Old Kings Capital, L.P. See All Filings	D/A	2020-01-10 10:40:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY INC., UBS FINANCIAL SERVICES INC., and COMMONWEALTH FINANCIAL NETWORK CIK Number 0001476956 Filed Document 0000919574-20-000242 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:40:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Aravt Global Partners LP See All Filings	D/A	2020-01-10 10:37:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599543 Filed Document 0000919574-20-000240 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:37:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vestibular First, LLC See All Filings	D	2020-01-10 10:35:07 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001799141 Filed Document 0001799141-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:35:07 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Route One Offshore Fund, Ltd. See All Filings	D/A	2020-01-10 10:35:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503229 Filed Document 0000935836-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:35:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Kings Capital Offshore, Ltd. See All Filings	D/A	2020-01-10 10:34:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381302 Filed Document 0000919574-20-000238 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:34:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Acacia Conservation Fund (Offshore), Ltd. See All Filings	D/A	2020-01-10 10:32:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416229 Filed Document 0000919574-20-000236 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:32:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CREFIV Fairview REIT, LLC See All Filings	D	2020-01-10 10:30:38 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001798889 Filed Document 0001798889-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:30:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Oaks 2 Walton Limited, LLC See All Filings	D	2020-01-10 10:30:18 UTC
Amount To Be Raised $6,600 Associated Brokers / Dealers N/A CIK Number 0001693955 Filed Document 0001506114-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:30:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green D Ventures Fund 7Q See All Filings	D	2020-01-10 10:29:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001799420 Filed Document 0001799420-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-10 10:29:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cadian Offshore Fund Ltd. See All Filings	D/A	2020-01-10 10:24:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001420605 Filed Document 0000919574-20-000234 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:24:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Acacia Institutional Partners, L.P. See All Filings	D/A	2020-01-10 10:22:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001017193 Filed Document 0000919574-20-000232 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:22:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DOSO LLC See All Filings	D	2020-01-10 10:19:37 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001799546 Filed Document 0001799546-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-10 10:19:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Empire Village at Olive Marketplace, LLC See All Filings	D/A	2020-01-10 10:17:31 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001765517 Filed Document 0001765517-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:17:31 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2020-01-10 10:16:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:16:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Acacia Partners, L.P. See All Filings	D/A	2020-01-10 10:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001017417 Filed Document 0000919574-20-000230 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:12:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greywolf Strategic Fund SPC, Ltd. See All Filings	D/A	2020-01-10 10:08:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596926 Filed Document 0000945621-20-000012 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:08:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seaview Opportunity LP See All Filings	D/A	2020-01-10 10:05:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724054 Filed Document 0000919574-20-000228 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:05:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acacia Conservation Fund LP See All Filings	D/A	2020-01-10 10:01:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410386 Filed Document 0000919574-20-000225 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:01:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Lakes State Credit, LLC See All Filings	D	2020-01-10 10:00:41 UTC
Amount To Be Raised $141,422 Associated Brokers / Dealers N/A CIK Number 0001506114 Filed Document 0001506114-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 10:00:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KStone ARV Ltd. See All Filings	D/A	2020-01-10 09:59:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers 16 Points, LLC, Alternative Asset Investment Management Securities, LLC, CARTER, TERRY & COMPANY, INC., and PLANNER SECURITIES LLC CIK Number 0001481289 Filed Document 0000919574-20-000223 Exclusions or Exemptions 506b Accepted Date 2020-01-10 09:59:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CREFIII Pasadena Rosemead REIT, LLC See All Filings	D	2020-01-10 09:58:17 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001798901 Filed Document 0001798901-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 09:58:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Coronation Universal Fund - Coronation Global Emerging Markets Equity Fund See All Filings	D/A	2020-01-10 09:58:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569349 Filed Document 0000945621-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-01-10 09:58:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund