Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bigfoot Biomedical, Inc. See All Filings	D	2020-01-13 12:43:45 UTC
Amount To Be Raised $45,928,505 Associated Brokers / Dealers N/A CIK Number 0001641635 Filed Document 0001641635-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 12:43:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nav Capital S1E LP See All Filings	D	2020-01-13 12:36:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799384 Filed Document 0001799384-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 12:36:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northridge Corp See All Filings	1-A/A	2020-01-13 12:34:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers asking CIK Number 0001793341 Filed Document 0001376474-20-000005 Accepted Date 2020-01-13 12:34:42 UTC Type of Offering 1-A/A Industry AGRICULTURAL PRODUCTION-CROPS Offering Tier Tier1 Principal Place of Business PENNSYLVANIA Revenue or Assets $0 State of Jurisdiction PENNSYLVANIA Type of Security Equity (common or preferred stock)
Seattle 801 Fifth REIT LLC See All Filings	D	2020-01-13 12:31:58 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001799646 Filed Document 0001799646-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 12:31:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Goldfish Social Inc. See All Filings	D	2020-01-13 12:28:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001705971 Filed Document 0001705971-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 12:28:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Patio Bar One, LLC See All Filings	C/A	2020-01-13 12:25:22 UTC
Financial Interest None. Filing Platform NextSeed Securities, LLC Offering Amount $350,000 CIK Number 0001765975 Filed Document 0001765975-20-000001 Accepted Date 2020-01-13 12:25:22 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State TEXAS
COMMUNITY FINANCIAL CORP /MD/ See All Filings	D	2020-01-13 12:21:49 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0000855874 Filed Document 0000909654-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 12:21:49 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
OKR PREMIUM FUND II US LP See All Filings	D/A	2020-01-13 12:21:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equigrowth Capital Inc. CIK Number 0001795835 Filed Document 0001795835-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 12:21:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HitecVision VIII, L.P. See All Filings	D	2020-01-13 12:20:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798445 Filed Document 0001798445-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 12:20:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KRE Husky LLC See All Filings	D	2020-01-13 12:17:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001799663 Filed Document 0001799663-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 12:17:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Guide Therapeutics, Inc. See All Filings	D/A	2020-01-13 12:16:50 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001769132 Filed Document 0001769132-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-13 12:16:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Indy Sports & Entertainment, LLC See All Filings	D/A	2020-01-13 12:07:33 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001764942 Filed Document 0001764942-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 12:07:33 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Integrated Physicians Management Services, Inc. See All Filings	D	2020-01-13 12:01:19 UTC
Amount To Be Raised $1,226,050 Associated Brokers / Dealers N/A CIK Number 0001613454 Filed Document 0001613454-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 12:01:19 UTC Type of Offering D Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Callais Venture Partners, LLC See All Filings	D	2020-01-13 11:59:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798937 Filed Document 0001798937-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:59:15 UTC Type of Offering D Industry Investing Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Folio Photonics Inc. See All Filings	D	2020-01-13 11:57:32 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001699248 Filed Document 0001699248-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:57:32 UTC Type of Offering D Industry Computers Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Arizona Silver Exploration Inc. See All Filings	D	2020-01-13 11:54:29 UTC
Amount To Be Raised $919,951 Associated Brokers / Dealers N/A CIK Number 0001701599 Filed Document 0001701599-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:54:29 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Harvest Invest-010 LLC (A Series of Harvest Invest LLC) See All Filings	D	2020-01-13 11:49:13 UTC
Amount To Be Raised $170,000 Associated Brokers / Dealers N/A CIK Number 0001798452 Filed Document 0001798452-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:49:13 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AVGSF - WHAT3WORDS 2019 See All Filings	D	2020-01-13 11:46:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001799697 Filed Document 0001799697-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 11:46:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Marathon Blue Cayman Fund Ltd. See All Filings	D/A	2020-01-13 11:43:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480790 Filed Document 0001480790-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:43:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROOF Side II LP See All Filings	D/A	2020-01-13 11:37:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001779350 Filed Document 0001777614-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:37:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navian Capital, LLC See All Filings	D	2020-01-13 11:34:19 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001545104 Filed Document 0001545104-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:34:19 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
CVC Capital Partners Asia V L.P. See All Filings	D/A	2020-01-13 11:30:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CVC Funding, LLC CIK Number 0001764941 Filed Document 0001764941-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:30:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVCS 2019, LLC See All Filings	D	2020-01-13 11:22:47 UTC
Amount To Be Raised $845,000 Associated Brokers / Dealers Oak Hills Securities, Inc. CIK Number 0001799682 Filed Document 0001799682-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 11:22:47 UTC Type of Offering D Industry Energy Conservation Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
LKCM Technology Partnership, L.P. See All Filings	D/A	2020-01-13 11:20:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522603 Filed Document 0001522603-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:20:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HighVista HFS Partners (Offshore) SPC - Portfolio A See All Filings	D/A	2020-01-13 11:17:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685535 Filed Document 0001685535-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:17:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spero Devices, Inc. See All Filings	D	2020-01-13 11:09:30 UTC
Amount To Be Raised $1,114,996 Associated Brokers / Dealers N/A CIK Number 0001799637 Filed Document 0001799637-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:09:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
LKCM International Equity, L.P. See All Filings	D/A	2020-01-13 11:08:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629542 Filed Document 0001629542-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:08:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Bear Water Treatment, LLC See All Filings	D	2020-01-13 11:04:41 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Entoro Securities, LLC CIK Number 0001799664 Filed Document 0001799664-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 11:04:41 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Belvoir, LP See All Filings	D	2020-01-13 11:03:17 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers None CIK Number 0001799336 Filed Document 0001799336-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:03:17 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Sharebite, Inc. See All Filings	D	2020-01-13 11:01:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001711040 Filed Document 0001711040-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:01:08 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Urban East QOF, LP See All Filings	D	2020-01-13 10:59:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001799542 Filed Document 0001799529-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:59:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PROOF Fund II, LP See All Filings	D/A	2020-01-13 10:58:10 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers none CIK Number 0001777614 Filed Document 0001777614-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:58:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CF Star Multifamily Portfolio DST See All Filings	D/A	2020-01-13 10:51:17 UTC
Amount To Be Raised $24,525,000 Associated Brokers / Dealers Cantor Fitzgerald & Co, AXIOM CAPITAL MANAGEMENT, INC., Wealthforge Securities, LLC, WESTERN INTERNATIONAL SECURITIES, INC., Westpark Capital, McDermott Investment Services, LLC, Centaurus Financial, Inc., Capulent, APW Capital, Inc., Dempsey Lord Smith, LLC, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., Moloney Securities Co., Inc., Vanderbilt Securities, LLC, Crown Capital Securities, L.P., Whitehall-Parker Securities, Inc., COASTAL EQUITIES, INC., NORTH CAPITAL PRIVATE SECURITIES CORPORATION, DAVID A. NOYES & COMPANY, NATIONWIDE PLANNING ASSOCIATES INC., SANDLAPPER SECURITIES, LLC, TAYLOR CAPITAL MANAGEMENT INC., NEWBRIDGE SECURITIES CORPORATION, EMERSON EQUITY LLC, Madison Avenue Securities, LLC, SCF SECURITIES, INC., COLORADO FINANCIAL SERVICE CORPORATION, COURTLANDT SECURITIES CORPORATION, IBN FINANCIAL SERVICES, INC., INFINITY FINANCIAL SERVICES, KINGSBURY CAPITAL, INC., LIGHTPATH CAPITAL, INC, PRIVATE CLIENT SERVICES, LLC, and GREAT POINT CAPITAL LLC CIK Number 0001739490 Filed Document 0001739490-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:51:17 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harmonic Investors LLC Navigator Fund See All Filings	D/A	2020-01-13 10:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736422 Filed Document 0001736422-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 10:50:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Snow Fund One LLC See All Filings	D/A	2020-01-13 10:49:51 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers IVP Capital LLC and Equus Financial Consulting LLC CIK Number 0001342198 Filed Document 0001342198-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:49:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Ativo International Equity Fund, LP See All Filings	D/A	2020-01-13 10:45:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694483 Filed Document 0001694483-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:45:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CF Sawyer Multifamily DST See All Filings	D/A	2020-01-13 10:45:25 UTC
Amount To Be Raised $32,850,000 Associated Brokers / Dealers Cantor Fitzgerald & Co., American Portfolios Financial Services, Inc., COASTAL EQUITIES, INC., COLORADO FINANCIAL SERVICE CORPORATION, McDermott Investment Services, LLC, PRIMEX, LIGHTPATH CAPITAL, INC, NATIONWIDE PLANNING ASSOCIATES INC., TAYLOR CAPITAL MANAGEMENT INC., ADVISORY GROUP EQUITY SERVICES LTD., AXIOM CAPITAL MANAGEMENT, INC., EAGLES COAST CAPITAL, LLC, STAX CAPITAL, COURTLANDT SECURITIES CORPORATION, J K R & COMPANY, INC., HUNTWICKE SECURITIES, LLC, WHITEHALL-PARKER SECURITIES, INC., K CAPITAL LLC, NEXTREND SECURITIES, INC., OAK TREE SECURITIES, INC., CAPULENT LLC, PEACHCAP SECURITIES, INC., WILSON-DAVIS & CO., INC., GREAT POINT CAPITAL LLC, NETWORK 1 FINANCIAL SECURITIES INC., AUSDAL FINANCIAL PARTNERS, INC., Cabot Lodge, Calton & Associates, CENTAURUS FINANCIAL, INC., CONCORDE INVESTMENT SERVICES, LLC, Crown Capital Securities, L.P., DFPG Investments Inc., EMERSON EQUITY LLC, HUNTLEIGH SECURITIES CORPORATION, KALOS CAPITAL, INC., MADISON AVENUE SECURITIES, LLC, METROPOLITAN CAPITAL INVESTMENT BANC, INC., INTERNATIONAL ASSETS ADVISORY, LLC, INDEPENDENT FINANCIAL GROUP, LLC, MOLONEY SECURITIES CO., INC., MONEY CONCEPTS CAPITAL CORP, NEWBRIDGE SECURITIES CORPORATION, PARKLAND SECURITIES, LLC, PATRICK CAPITAL MARKETS, LLC, PRIVATE CLIENT SERVICES, LLC, PROSPERA FINANCIAL SERVICES, INC., Purshe Kaplan Sterling, SIGMA FINANCIAL CORPORATION, TRITOWER REAL ESTATE CAPITAL, LLC, WEALTHFORGE SECURITIES, LLC, WESTERN INTERNATIONAL SECURITIES, INC., WESTPARK CAPITAL, INC., and WORDEN CAPITAL MANAGEMENT LLC CIK Number 0001770078 Filed Document 0001770078-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:45:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Z USRE REIT LLC See All Filings	D	2020-01-13 10:42:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, and H&L Equities, LLC CIK Number 0001799587 Filed Document 0001799587-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:42:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Urban East Multifamily QOZB, LLC See All Filings	D	2020-01-13 10:41:13 UTC
Amount To Be Raised $46,100,000 Associated Brokers / Dealers N/A CIK Number 0001799529 Filed Document 0001799529-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:41:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CF Livonia DST See All Filings	D/A	2020-01-13 10:38:35 UTC
Amount To Be Raised $61,900,000 Associated Brokers / Dealers Cantor Fitzgerald & Co., AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., COLORADO FINANCIAL SERVICE CORPORATION, MCDERMOTT INVESTMENT SERVICES, LLC, PRIMEX, LIGHTPATH CAPITAL, INC, NATIONWIDE PLANNING ASSOCIATES INC., TAYLOR CAPITAL MANAGEMENT INC., AXIOM CAPITAL MANAGEMENT, INC., COURTLANDT SECURITIES CORPORATION, WHITEHALL-PARKER SECURITIES, INC., OAK TREE SECURITIES, INC., CAPULENT LLC, NETWORK 1 FINANCIAL SECURITIES INC., CABOT LODGE SECURITIES LLC, CENTAURUS FINANCIAL, INC., CONCORDE INVESTMENT SERVICES, LLC, CROWN CAPITAL SECURITIES, L.P., DFPG INVESTMENTS, INC., EMERSON EQUITY LLC, INTERNATIONAL ASSETS ADVISORY, LLC, INDEPENDENT FINANCIAL GROUP, LLC, KALOS CAPITAL, INC., MADISON AVENUE SECURITIES, LLC, MONEY CONCEPTS CAPITAL CORP, NEWBRIDGE SECURITIES CORPORATION, PARKLAND SECURITIES, LLC, PRIVATE CLIENT SERVICES, LLC, SIGMA FINANCIAL CORPORATION, WEALTHFORGE SECURITIES, LLC, WESTERN INTERNATIONAL SECURITIES, INC., WESTPARK CAPITAL, INC., WORDEN CAPITAL MANAGEMENT LLC, IBN FINANCIAL SERVICES, INC., LIGHTHOUSE CAPITAL GROUP, LLC, BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., DAVID A. NOYES & COMPANY, KOVACK SECURITIES INC., INVICTA CAPITAL LLC, STONECREST CAPITAL MARKETS, INC., LEWIS FINANCIAL GROUP, L.C., AMERICAN INVESTORS COMPANY, APW CAPITAL, INC., J.W. COLE FINANCIAL, INC., SAXONY SECURITIES, INC., PEACHCAP SECURITIES, INC., and GREAT POINT CAPITAL LLC CIK Number 0001778537 Filed Document 0001778537-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:38:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
525 Green Valley, LLC See All Filings	D	2020-01-13 10:34:15 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001799310 Filed Document 0001799523-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:34:15 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Scarsdale Capital Opportunity Offshore Ltd. See All Filings	D	2020-01-13 10:28:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799358 Filed Document 0001799358-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:28:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piedmont Stone Center PLLC See All Filings	D	2020-01-13 10:26:37 UTC
Amount To Be Raised $653,950 Associated Brokers / Dealers N/A CIK Number 0001331342 Filed Document 0001331342-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-01-13 10:26:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Tilden Marcellus Holdings, LLC See All Filings	D/A	2020-01-13 10:26:25 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001769096 Filed Document 0001015325-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:26:25 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bear Lane MHP LLC See All Filings	D	2020-01-13 10:16:40 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001799523 Filed Document 0001799523-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:16:40 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Brown Brothers Real Estate Trust III See All Filings	D	2020-01-13 10:08:57 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799044 Filed Document 0001799044-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:08:57 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QUANTINNO TAX EDGE MARKET NEUTRAL I LP See All Filings	D/A	2020-01-13 10:04:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE, NONE, NONE, and NONE CIK Number 0001766199 Filed Document 0000919574-20-000314 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:04:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quantinno Fundamental Arbitrage Fund LP See All Filings	D/A	2020-01-13 10:00:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE, NONE, NONE, and NONE CIK Number 0001788471 Filed Document 0000919574-20-000312 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:00:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Caisson Breakwater Global Opportunity Fund, LP See All Filings	D/A	2020-01-13 09:59:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598239 Filed Document 0001598239-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 09:59:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Trail Partners II, LP See All Filings	D/A	2020-01-13 09:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596868 Filed Document 0001596868-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 09:56:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund