Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SEVEN REDMOND INVESTMENT, LLC See All Filings	D	2020-01-09 08:32:41 UTC
Amount To Be Raised $9,475,000 Associated Brokers / Dealers N/A CIK Number 0001798834 Filed Document 0001798834-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 08:32:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
David S. Rosenberg & Associates, LLC See All Filings	D	2020-01-09 08:28:21 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers David S. Rosenberg CIK Number 0001773857 Filed Document 0001773857-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 08:28:21 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
Argenta Private Capital Ltd See All Filings	D/A	2020-01-09 07:02:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Please see footnote 5 attached. CIK Number 0001133078 Filed Document 0001133078-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-09 07:02:40 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
Cabretta OZ HPP, LLC See All Filings	D/A	2020-01-09 06:59:33 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001777841 Filed Document 0001777841-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Managed Accounts ICAV - MW Market Neutral TOPS Plus Fund See All Filings	D/A	2020-01-09 06:47:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761066 Filed Document 0000902664-20-000092 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:47:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panview Asian Equity Offshore Feeder Fund See All Filings	D	2020-01-09 06:47:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797221 Filed Document 0001797221-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:47:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Partners Fund LP See All Filings	D/A	2020-01-09 06:37:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478759 Filed Document 0000902664-20-000091 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:37:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panview Asian Equity Onshore Feeder Fund See All Filings	D	2020-01-09 06:33:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797222 Filed Document 0001797222-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:33:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Partners Long Fund LP See All Filings	D/A	2020-01-09 06:32:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478760 Filed Document 0000902664-20-000090 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:32:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oceanic Opportunities Fund Ltd See All Filings	D/A	2020-01-09 06:25:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565628 Filed Document 0000902664-20-000089 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:25:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Natural Selection Nutrition, LLC See All Filings	C	2020-01-09 06:22:55 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001791548 Filed Document 0001791548-20-000001 Accepted Date 2020-01-09 06:22:55 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State KENTUCKY
Oceanic Opportunities Master Fund, L.P. See All Filings	D/A	2020-01-09 06:21:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565578 Filed Document 0000902664-20-000088 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:21:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panview Asian Equity Master Fund See All Filings	D	2020-01-09 06:19:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797217 Filed Document 0001797217-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:19:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEDAR CREEK PARTNERS LLC See All Filings	D/A	2020-01-09 06:13:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001041718 Filed Document 0001104659-20-002407 Exclusions or Exemptions 506c Accepted Date 2020-01-09 06:13:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Global Opportunities LP See All Filings	D/A	2020-01-09 06:13:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629480 Filed Document 0000902664-20-000087 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:13:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Global Opportunities III LP See All Filings	D/A	2020-01-09 06:09:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629447 Filed Document 0000902664-20-000086 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:09:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Long Fund LP See All Filings	D/A	2020-01-09 06:03:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453459 Filed Document 0000902664-20-000085 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:03:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexander Capital Ventures LLC See All Filings	D	2020-01-09 06:03:05 UTC
Amount To Be Raised $4,034,328 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001104659-20-002401 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:03:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edison Fund, L.P. See All Filings	D	2020-01-08 21:23:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785143 Filed Document 0001785142-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-08 21:23:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Edison Fund (Offshore), L.P. See All Filings	D	2020-01-08 21:16:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785142 Filed Document 0001785142-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 21:16:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marathon UCITS Funds - Emerging Markets Equity Fund See All Filings	D/A	2020-01-08 20:57:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592554 Filed Document 0001592554-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 20:57:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lawless Beauty Inc. See All Filings	D	2020-01-08 20:55:04 UTC
Amount To Be Raised $4,015,068 Associated Brokers / Dealers N/A CIK Number 0001798284 Filed Document 0001798284-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 20:55:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon UCITS Funds - European Equity Fund See All Filings	D/A	2020-01-08 20:54:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583168 Filed Document 0001583168-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 20:54:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon UCITS Funds - International Equity Fund See All Filings	D/A	2020-01-08 20:50:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460233 Filed Document 0001460233-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 20:50:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon UCITS Funds - Japan Equity Fund See All Filings	D/A	2020-01-08 20:47:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583370 Filed Document 0001583370-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 20:47:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Diversified Energy LLC See All Filings	1-A/A	2020-01-08 20:35:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers TBD CIK Number 0001689500 Filed Document 0001683168-20-000060 Accepted Date 2020-01-08 20:35:11 UTC Type of Offering 1-A/A Industry ELECTRIC & OTHER SERVICES COMBINED Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
AIGP Capital Management, LLC See All Filings	D	2020-01-08 19:19:23 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001797120 Filed Document 0001797120-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 19:19:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
American International Holdings Corp. See All Filings	1-A POS	2020-01-08 19:04:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001300524 Filed Document 0001493152-20-000380 Accepted Date 2020-01-08 19:04:52 UTC Type of Offering 1-A POS Industry OIL & GAS FIELD SERVICES, NEC Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $143,032 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
BABAIAN & CO., LP See All Filings	D/A	2020-01-08 18:56:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788209 Filed Document 0001477932-20-000099 Exclusions or Exemptions 506b Accepted Date 2020-01-08 18:56:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cohort 5, a Series of Venture University Master, LLC See All Filings	D/A	2020-01-08 18:50:28 UTC
Amount To Be Raised $722,500 Associated Brokers / Dealers N/A CIK Number 0001786527 Filed Document 0001797328-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-08 18:50:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RPF-PIKE CREEK, LLC See All Filings	D	2020-01-08 18:47:23 UTC
Amount To Be Raised $2,790,250 Associated Brokers / Dealers N/A CIK Number 0001798779 Filed Document 0001798779-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 18:47:23 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Clubhouse Series B, a series of Irregular Expressions LLC See All Filings	D	2020-01-08 18:43:48 UTC
Amount To Be Raised $158,666 Associated Brokers / Dealers N/A CIK Number 0001797328 Filed Document 0001797328-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 18:43:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NO Fund II, a series of Heron Rock AL Access Funds, LP See All Filings	D	2020-01-08 18:36:37 UTC
Amount To Be Raised $136,048 Associated Brokers / Dealers N/A CIK Number 0001799311 Filed Document 0001799311-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-08 18:36:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Moly, Inc See All Filings	D	2020-01-08 18:36:21 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers N/A CIK Number 0001275229 Filed Document 0001235110-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-01-08 18:36:21 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
bioProtonics, Inc. See All Filings	D/A	2020-01-08 18:32:38 UTC
Amount To Be Raised $1,531,987 Associated Brokers / Dealers N/A CIK Number 0001759133 Filed Document 0001759133-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 18:32:38 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Huckabuy, Inc. See All Filings	D	2020-01-08 18:28:39 UTC
Amount To Be Raised $2,225,000 Associated Brokers / Dealers N/A CIK Number 0001799369 Filed Document 0001799369-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 18:28:39 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PVC Global Futures Fund, LP See All Filings	D/A	2020-01-08 18:17:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536970 Filed Document 0001536970-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 18:17:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Kirkland Income Fund I, LLC See All Filings	D	2020-01-08 18:12:24 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001799021 Filed Document 0001799021-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 18:12:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
305 Fitness, Inc. See All Filings	D/A	2020-01-08 18:11:15 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001650776 Filed Document 0001650776-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-08 18:11:15 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tesoro Capital II, LLC See All Filings	D	2020-01-08 18:10:31 UTC
Amount To Be Raised $4,850,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001798692 Filed Document 0001798692-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 18:10:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Whimbrel Partners, LP See All Filings	D	2020-01-08 18:02:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798676 Filed Document 0001798676-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 18:02:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Mountain Scientific, Inc. See All Filings	D	2020-01-08 18:02:31 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001756389 Filed Document 0001756389-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-08 18:02:31 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PLIANT THERAPEUTICS, INC. See All Filings	D	2020-01-08 17:42:02 UTC
Amount To Be Raised $48,240,163 Associated Brokers / Dealers N/A CIK Number 0001746473 Filed Document 0001746473-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 17:42:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
70 Million Resources, Inc. See All Filings	C/A	2020-01-08 17:24:33 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $535,000 CIK Number 0001716822 Filed Document 0001716822-20-000003 Accepted Date 2020-01-08 17:24:33 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Waterfall Sentinel Fund I LP See All Filings	D/A	2020-01-08 17:22:21 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001763939 Filed Document 0001763939-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 17:22:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WORKROOM FEMCIETY INC. See All Filings	C/A	2020-01-08 17:19:18 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $107,000 CIK Number 0001791340 Filed Document 0001746059-20-000004 Accepted Date 2020-01-08 17:19:18 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
Waterfall Sentinel Fund I (UB), LP See All Filings	D/A	2020-01-08 17:17:58 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001765422 Filed Document 0001765422-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 17:17:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VYBN, Inc. See All Filings	D	2020-01-08 17:16:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799062 Filed Document 0001799062-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 17:16:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Waterfall Sentinel Fund I (Cayman II) LP See All Filings	D/A	2020-01-08 17:15:59 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001763675 Filed Document 0001763675-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 17:15:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ceek Women's Health, Inc. See All Filings	D/A	2020-01-08 17:09:43 UTC
Amount To Be Raised $5,895,620 Associated Brokers / Dealers N/A CIK Number 0001788478 Filed Document 0001788478-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-08 17:09:43 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity