|
|
D/A |
2020-01-09 16:41:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001313704
- Filed Document
- 0001566114-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 16:41:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-09 16:38:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715268
- Filed Document
- 0001715268-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 16:38:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-09 16:37:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Crown Capital Securities, L.P., Trestle Point, LLC, Uhlmann Price Securities, LLC, Pacific Current Group, and Capital Growth Advisors LLC
- CIK Number
- 0001322048
- Filed Document
- 0001322048-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 16:37:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-09 16:36:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001463748
- Filed Document
- 0001463747-20-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-01-09 16:36:53 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-01-09 16:31:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001463747
- Filed Document
- 0001463747-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-01-09 16:31:23 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2020-01-09 16:29:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799431
- Filed Document
- 0001799431-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 16:29:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-09 16:28:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798418
- Filed Document
- 0001798418-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 16:28:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-09 16:27:24 UTC |
- Amount To Be Raised
- $26,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799481
- Filed Document
- 0001209191-20-002737
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 16:27:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-09 16:26:15 UTC |
- Amount To Be Raised
- $4,580,000,000
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC, Compass Group Global Advisors S.A., Snowbridge Securities LLC, and Korea Investment & Securities Co., Ltd.
- CIK Number
- 0001797712
- Filed Document
- 0001797712-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 16:26:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-09 16:24:43 UTC |
- Amount To Be Raised
- $19,312,808
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559118
- Filed Document
- 0001559118-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 16:24:43 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-09 16:23:54 UTC |
- Amount To Be Raised
- $2,175,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000910267
- Filed Document
- 0001104659-20-002692
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 16:23:54 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2020-01-09 16:18:45 UTC |
- Amount To Be Raised
- $852,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001786886
- Filed Document
- 0001786886-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-01-09 16:18:45 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D |
2020-01-09 16:14:29 UTC |
- Amount To Be Raised
- $20,193,933
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776932
- Filed Document
- 0001776932-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 16:14:29 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-01-09 16:10:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541472
- Filed Document
- 0001541474-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 16:10:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-09 16:03:28 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792779
- Filed Document
- 0001792779-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 16:03:28 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-01-09 16:01:21 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799380
- Filed Document
- 0001799380-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 16:01:21 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-09 15:58:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627634
- Filed Document
- 0001627634-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:58:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-09 15:58:24 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798824
- Filed Document
- 0001798824-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:58:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-09 15:58:09 UTC |
- Amount To Be Raised
- $9,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799451
- Filed Document
- 0001799451-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:58:09 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-09 15:56:43 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798629
- Filed Document
- 0001798629-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:56:43 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2020-01-09 15:54:45 UTC |
- Financial Interest
- No
- Filing Platform
- Buy The Block
- Offering Amount
- $107,000
- CIK Number
- 0001752109
- Filed Document
- 0001752109-20-000002
- Accepted Date
- 2020-01-09 15:54:45 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 5,350
- Security Offered Type
- Common Stock
- State
- ILLINOIS
|
|
|
D/A |
2020-01-09 15:54:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541474
- Filed Document
- 0001541474-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:54:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-09 15:54:07 UTC |
- Amount To Be Raised
- $2,599,992
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001764748
- Filed Document
- 0001567619-20-000809
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-01-09 15:54:07 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-09 15:52:21 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798630
- Filed Document
- 0001798630-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:52:21 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-09 15:34:11 UTC |
- Amount To Be Raised
- $6,725,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799402
- Filed Document
- 0001799402-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:34:11 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-01-09 15:30:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693847
- Filed Document
- 0001693847-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:30:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-09 15:22:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001419692
- Filed Document
- 0001419692-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:22:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-09 15:20:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796570
- Filed Document
- 0001796570-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:20:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-09 15:20:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Samsung Securities Co., Ltd., Stifel, Nicolaus & Company, Incorporated, and Summit Trail Securities, LLC
- CIK Number
- 0001716875
- Filed Document
- 0001716875-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:20:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-09 15:16:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001413079
- Filed Document
- 0001413079-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:16:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
Centennial Funds SPC - Absolute Return Fund Segregated Portfolio
See All Filings
|
D/A |
2020-01-09 15:15:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Asesoria Gold Premium S.C., Ceninter Funds Corp, Ignacio Velez, Interasesores, S.A. DE C.V., Pacific Current Group, and IMST Distributors, LLC
- CIK Number
- 0001510446
- Filed Document
- 0001510446-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:15:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-09 15:15:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001765301
- Filed Document
- 0001765301-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:15:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-09 15:10:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P., Maymont Partners, Inc., Anchor Asset Management LLC, Frontier Solutions, LLC, Norfolk Markets, LLC, and James River Securities Corp.
- CIK Number
- 0001449195
- Filed Document
- 0001345001-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:10:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-09 15:09:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678749
- Filed Document
- 0001678749-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:09:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-09 15:09:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Summit Trail Securities, LLC and Stifel, Nicolaus & Company, Incorporated
- CIK Number
- 0001414534
- Filed Document
- 0001414534-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:09:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-09 15:06:10 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798139
- Filed Document
- 0001798139-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:06:10 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-01-09 15:02:21 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799445
- Filed Document
- 0001799445-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:02:21 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-01-09 15:01:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs Execution & Clearing, L.P., Newedge USA LLC, Barclays Capital, Inc., and Allianz Global Investors Distributors LLC
- CIK Number
- 0001528570
- Filed Document
- 0001528570-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 15:01:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-09 14:59:48 UTC |
- Amount To Be Raised
- $130,000,016
- Associated Brokers / Dealers
- FTP Securities LLC
- CIK Number
- 0001117565
- Filed Document
- 0001015325-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 14:59:48 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-09 14:58:33 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799416
- Filed Document
- 0001799416-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 14:58:33 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2020-01-09 14:57:00 UTC |
- Amount To Be Raised
- $1,656,357
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718817
- Filed Document
- 0001524326-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 14:57:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-01-09 14:55:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693816
- Filed Document
- 0001693816-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 14:55:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-09 14:50:02 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798071
- Filed Document
- 0001798071-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 14:50:02 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2020-01-09 14:47:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Allianz Global Investors Distributors LLC
- CIK Number
- 0001372729
- Filed Document
- 0001372729-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 14:47:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-09 14:45:45 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001728289
- Filed Document
- 0001567619-20-000806
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 14:45:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-09 14:45:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590891
- Filed Document
- 0001590891-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 14:45:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-09 14:42:51 UTC |
- Amount To Be Raised
- $10,418,000
- Associated Brokers / Dealers
- Sequence Financial Specialists LLC, Sequence Financial Specialists LLC, Sequence Financial Specialists LLC, Sequence Financial Specialists LLC, Sequence Financial Specialists LLC, Sequence Financial Specialists LLC, Sequence Financial Specialists LLC, Kalos Capital, Inc., Kalos Capital, Inc., Kalos Capital, Inc., Kalos Capital, Inc., Kalos Capital, Inc., Kovack Securities, Inc., Patrick Capital Markets, LLC, and G.A. Repple & Company
- CIK Number
- 0001798985
- Filed Document
- 0001798985-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 14:42:51 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-09 14:40:38 UTC |
- Amount To Be Raised
- $3,801,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799337
- Filed Document
- 0001799337-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 14:40:38 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-09 14:40:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541477
- Filed Document
- 0001541477-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 14:40:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-09 14:39:32 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 people, and More than 5 people
- CIK Number
- 0001756823
- Filed Document
- 0001756823-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-09 14:39:32 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|