Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PGP Stratford Plaza, LLC See All Filings	D	2020-01-14 19:08:46 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001797071 Filed Document 0001797071-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 19:08:46 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
ACA Master Select Fund, LP See All Filings	D/A	2020-01-14 19:04:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605302 Filed Document 0001605302-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 19:04:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buff Bake, Inc. See All Filings	C/A	2020-01-14 19:03:16 UTC
Financial Interest The Intermediary will also receive compensation in the form of Securities equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001724320 Filed Document 0001706937-20-000006 Accepted Date 2020-01-14 19:03:16 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Hawaiian Ola Brewing Corp See All Filings	D	2020-01-14 18:59:12 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001674519 Filed Document 0001674519-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 18:59:12 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Hitched, Inc. See All Filings	D	2020-01-14 18:34:15 UTC
Amount To Be Raised $5,511,915 Associated Brokers / Dealers N/A CIK Number 0001799674 Filed Document 0001799674-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 18:34:15 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Catalyst Capital Group, LLC See All Filings	D	2020-01-14 18:32:12 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001799684 Filed Document 0001799684-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-14 18:32:12 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cantera Venture, LLC See All Filings	D	2020-01-14 18:15:51 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001799990 Filed Document 0001799990-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 18:15:51 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
WMC RESIDENTIAL MORTGAGE SUB-REIT I LLC See All Filings	D	2020-01-14 18:14:48 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001798234 Filed Document 0001798234-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 18:14:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seachange Fund V, LLC See All Filings	D	2020-01-14 18:11:30 UTC
Amount To Be Raised $5,767,500 Associated Brokers / Dealers N/A CIK Number 0001799537 Filed Document 0001799537-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 18:11:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnvTech International, Inc. See All Filings	D	2020-01-14 18:07:41 UTC
Amount To Be Raised $2,880 Associated Brokers / Dealers N/A CIK Number 0001799215 Filed Document 0001799215-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 18:07:41 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
S1L, Inc. See All Filings	D	2020-01-14 18:05:13 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001786143 Filed Document 0001786143-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-01-14 18:05:13 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Katana Safety, Inc. See All Filings	D	2020-01-14 18:05:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001717903 Filed Document 0001445866-20-000042 Exclusions or Exemptions 506b Accepted Date 2020-01-14 18:05:12 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TEI Diversified Income & Opportunity Fund V LLC See All Filings	D/A	2020-01-14 17:54:16 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001796643 Filed Document 0001796643-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:54:16 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CapRock Partners Industrial Co-Investment Fund III (T), L.P. See All Filings	D	2020-01-14 17:39:06 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001798131 Filed Document 0001798131-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:39:06 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MF1 REIT II LLC See All Filings	D	2020-01-14 17:32:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001799634 Filed Document 0001799634-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:32:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
INTARCIA THERAPEUTICS, INC See All Filings	D/A	2020-01-14 17:29:46 UTC
Amount To Be Raised $280,000,000 Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001086688 Filed Document 0001086688-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:29:46 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PARKERVISION INC See All Filings	D	2020-01-14 17:28:13 UTC
Amount To Be Raised $602,000 Associated Brokers / Dealers N/A CIK Number 0000914139 Filed Document 0000914139-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:28:13 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MPC SC 2020 Historic ICF, LLC See All Filings	D	2020-01-14 17:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799629 Filed Document 0001799629-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:26:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
William Blair Systematic International All Cap Core Fund LLC See All Filings	D/A	2020-01-14 17:25:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001525375 Filed Document 0001382963-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:25:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Buzz Partners Holdings L.P. See All Filings	D	2020-01-14 17:24:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799695 Filed Document 0001743970-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:24:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hallux, Inc. See All Filings	D/A	2020-01-14 17:20:53 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001658324 Filed Document 0001658324-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:20:53 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
William Blair Global Diversified Return Fund LLC See All Filings	D/A	2020-01-14 17:20:35 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001570498 Filed Document 0001382963-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:20:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unusual Ventures Investment Partners Fund II, L.P. See All Filings	D	2020-01-14 17:17:04 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001793632 Filed Document 0001793632-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:17:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GK Investment Property Holdings II, LLC See All Filings	1-A/A	2020-01-14 17:16:06 UTC
Amount To Be Raised $0 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001788427 Filed Document 0001654954-20-000422 Accepted Date 2020-01-14 17:16:06 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Debt
Belveron Fund V REIT, LLC See All Filings	D	2020-01-14 17:14:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Lori Mayfield, Scott Harrison, Patrick J. Whelchel, and Charles Mathes CIK Number 0001800022 Filed Document 0001800022-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:14:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MBN BRANDS A, LLC See All Filings	D	2020-01-14 17:09:08 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001798591 Filed Document 0001591408-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:09:08 UTC Type of Offering D Industry Restaurants Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Garner Health Technology, Inc. See All Filings	D	2020-01-14 17:06:27 UTC
Amount To Be Raised $4,300,001 Associated Brokers / Dealers N/A CIK Number 0001799535 Filed Document 0001799535-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:06:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TerrAscend Corp. See All Filings	D	2020-01-14 17:06:13 UTC
Amount To Be Raised $52,777,696 Associated Brokers / Dealers N/A CIK Number 0001778129 Filed Document 0001062993-20-000142 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:06:13 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
3405 Anchor Housing Holdings LLC See All Filings	D	2020-01-14 17:05:14 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001799679 Filed Document 0001799679-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:05:14 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Highland Peak Partners, LP See All Filings	D	2020-01-14 17:04:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797028 Filed Document 0001797028-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:04:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Generate Capital, Inc. See All Filings	D	2020-01-14 17:04:09 UTC
Amount To Be Raised $653,380,209 Associated Brokers / Dealers MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0001717486 Filed Document 0001717486-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:04:09 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Energy Partners III L.P. See All Filings	D/A	2020-01-14 17:00:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities and Morgan Stanley Smith Barney LLC CIK Number 0001743970 Filed Document 0001743970-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:00:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
B2Digital, Inc. See All Filings	D	2020-01-14 16:59:27 UTC
Amount To Be Raised $62,000 Associated Brokers / Dealers N/A CIK Number 0000725929 Filed Document 0001553997-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:59:27 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Alcentra Global Credit Alternatives Fund, L.L.C. See All Filings	D/A	2020-01-14 16:58:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon Securities Corporation CIK Number 0001612512 Filed Document 0001612512-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-14 16:58:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CTI INDUSTRIES CORP See All Filings	D	2020-01-14 16:57:30 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Garden State Securities Inc. CIK Number 0001042187 Filed Document 0001437749-20-000636 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:57:30 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Kannalife Inc See All Filings	D	2020-01-14 16:55:21 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001615999 Filed Document 0001607062-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:55:21 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Woofy, Inc. See All Filings	C/A	2020-01-14 16:54:21 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001797650 Filed Document 0001797650-20-000001 Accepted Date 2020-01-14 16:54:21 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State NEW YORK
Fiintoo 1 U.S. epiic 1 L.P. See All Filings	D/A	2020-01-14 16:50:38 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001768752 Filed Document 0001567619-20-001031 Exclusions or Exemptions 506c Accepted Date 2020-01-14 16:50:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TFG Waterside Opportunity Zone Fund LP See All Filings	D	2020-01-14 16:50:24 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001796902 Filed Document 0001104659-20-003953 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:50:24 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kellogg Renewables LLC See All Filings	D	2020-01-14 16:48:09 UTC
Amount To Be Raised $4,383,000 Associated Brokers / Dealers Metric Financial Inc. CIK Number 0001799691 Filed Document 0001799691-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:48:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AL Fund I, a series of NDSPV Investments, LP See All Filings	D	2020-01-14 16:47:25 UTC
Amount To Be Raised $118,003 Associated Brokers / Dealers N/A CIK Number 0001799855 Filed Document 0001799855-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:47:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRC Rise at Signal Mountain, LLC See All Filings	D	2020-01-14 16:46:41 UTC
Amount To Be Raised $6,783,210 Associated Brokers / Dealers N/A CIK Number 0001797718 Filed Document 0001797718-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:46:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Paradyme Equities Fund V LLC See All Filings	D	2020-01-14 16:46:31 UTC
Amount To Be Raised $6,320,000 Associated Brokers / Dealers N/A CIK Number 0001795957 Filed Document 0001795957-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-14 16:46:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tacit Capital Fund, LP - Series PXN3 See All Filings	D	2020-01-14 16:45:04 UTC
Amount To Be Raised $3,797,500 Associated Brokers / Dealers N/A CIK Number 0001797548 Filed Document 0001799462-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:45:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCP HOH INVESTORS, LLC See All Filings	D	2020-01-14 16:44:29 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001799509 Filed Document 0001799509-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:44:29 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Phoenix Fund II Ltd - Diversified Income Fund See All Filings	D/A	2020-01-14 16:44:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605606 Filed Document 0001605606-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:44:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OU-042, a series of SAX Capital Series Fund III, LP See All Filings	D	2020-01-14 16:43:18 UTC
Amount To Be Raised $144,500 Associated Brokers / Dealers N/A CIK Number 0001799854 Filed Document 0001799854-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:43:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Partnership Fund NB LLC See All Filings	D/A	2020-01-14 16:32:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers . CIK Number 0001716273 Filed Document 0001716273-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:32:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tacit Capital Fund, LP - Series PXN 2 See All Filings	D	2020-01-14 16:31:37 UTC
Amount To Be Raised $16,917,000 Associated Brokers / Dealers N/A CIK Number 0001799391 Filed Document 0001799462-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:31:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FE Fund I, a series of Great Horned Capital Syndicates, LP See All Filings	D	2020-01-14 16:28:21 UTC
Amount To Be Raised $88,998 Associated Brokers / Dealers N/A CIK Number 0001799853 Filed Document 0001799853-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:28:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund