Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:05:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012683 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:05:24 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:05:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012682 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:05:08 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:04:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012681 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:04:36 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:04:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012680 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:04:22 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Pine Grove Institutional Partners, L.P. See All Filings	D/A	2018-02-27 14:04:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VP Distributors LLC, Fairview Securities, Inc., Citigroup Global Markets Inc., Morgan Stanley, Suntrust Investment Services, Inc., and Man Investments Inc. CIK Number 0001050763 Filed Document 0001050763-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:04:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:04:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012678 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:04:07 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:03:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012677 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:03:37 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:03:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012676 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:03:21 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:03:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012675 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:03:06 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012674 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:02:53 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-02-27 14:02:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-012673 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:02:36 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-02-27 14:02:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-012672 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:02:21 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-02-27 14:02:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-012670 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:02:07 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-02-27 14:01:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-012669 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:01:23 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-02-27 14:01:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-012668 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:01:12 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-02-27 14:00:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-012666 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:00:52 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-02-27 14:00:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-012665 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:00:36 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-02-27 14:00:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-012664 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:00:24 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
2124 Brewing Co LLC See All Filings	D	2018-02-27 13:49:24 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001615727 Filed Document 0001615727-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 13:49:24 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
FOCUSED INVESTORS FUND L P See All Filings	D	2018-02-27 13:49:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001380089 Filed Document 0001380089-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 13:49:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
LAX Arbors SPE LLC See All Filings	D	2018-02-27 13:46:09 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001732783 Filed Document 0001732783-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 13:46:09 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
TRINITY HEDGES LLC See All Filings	D	2018-02-27 13:34:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001732831 Filed Document 0001732831-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 13:34:39 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
High Cedar Direct Fund, L.P. See All Filings	D	2018-02-27 13:25:33 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001732455 Filed Document 0001732455-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 13:25:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Cedar Feeder, L.P. See All Filings	D	2018-02-27 13:23:16 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001732454 Filed Document 0001732454-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 13:23:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ScoZinc Mining Ltd. See All Filings	D	2018-02-27 13:18:54 UTC
Amount To Be Raised $39,243 Associated Brokers / Dealers N/A CIK Number 0001732598 Filed Document 0001732598-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 13:18:54 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Guadalupe SPE, LLC See All Filings	D	2018-02-27 13:14:54 UTC
Amount To Be Raised $710,000 Associated Brokers / Dealers N/A CIK Number 0001731610 Filed Document 0001731610-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 13:14:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Altcoin Investment Fund LP See All Filings	D/A	2018-02-27 13:05:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710395 Filed Document 0001710395-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-27 13:05:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCF15 Houston Medical Center RV Resort, LLC See All Filings	D	2018-02-27 13:02:33 UTC
Amount To Be Raised $9,648,140 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001732844 Filed Document 0001732844-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 13:02:33 UTC Type of Offering D Industry Commercial Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MCM - Pinehurst, LLC See All Filings	D	2018-02-27 13:01:56 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers Derek L. Copeland CIK Number 0001732604 Filed Document 0001461373-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-02-27 13:01:56 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Core Fixed Income Portfolio, a series of Lazard Fixed Income Funds, LLC See All Filings	D/A	2018-02-27 13:01:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001542937 Filed Document 0001542937-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 13:01:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lancaster/ERC Holdings LLC See All Filings	D	2018-02-27 12:54:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731802 Filed Document 0001144204-18-011113 Exclusions or Exemptions 506b Accepted Date 2018-02-27 12:54:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Navesink Mortgage Services LLC See All Filings	D	2018-02-27 12:51:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001732349 Filed Document 0001732349-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-27 12:51:39 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Navesink Mortgage Services LLC See All Filings	D	2018-02-27 12:41:55 UTC
Amount To Be Raised $3,216,211 Associated Brokers / Dealers N/A CIK Number 0001732349 Filed Document 0001732349-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 12:41:55 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Penso Fund Platform SPC -- Segregated Portfolio Co I (2015) See All Filings	D/A	2018-02-27 12:37:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660193 Filed Document 0001660193-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-27 12:37:30 UTC Type of Offering D/A Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rivermont Rocky Mount Fund I, L.P. See All Filings	D	2018-02-27 12:30:24 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001732726 Filed Document 0001461373-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-02-27 12:30:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galton Agency MBS Offshore Fund, Ltd. See All Filings	D	2018-02-27 12:28:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, LLC CIK Number 0001732755 Filed Document 0001732755-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 12:28:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHERRY TREE ASSOCIATES, LLC See All Filings	D	2018-02-27 12:12:51 UTC
Amount To Be Raised $2,375,000 Associated Brokers / Dealers N/A CIK Number 0001731907 Filed Document 0001014100-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-27 12:12:51 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Bandy Brothers Program Alpha LP See All Filings	D/A	2018-02-27 12:09:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698698 Filed Document 0001698698-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 12:09:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chicago Equity Advisors Fund I, LP See All Filings	D/A	2018-02-27 12:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667783 Filed Document 0001667783-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 12:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGH Capital Trust IA See All Filings	D	2018-02-27 12:01:16 UTC
Amount To Be Raised $1,962,800,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001732627 Filed Document 0001732627-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 12:01:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
BGH Capital VCLP I, LP See All Filings	D	2018-02-27 11:57:11 UTC
Amount To Be Raised $1,962,800,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001732625 Filed Document 0001732625-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 11:57:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
A-RZG-18-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2018-02-27 11:54:16 UTC
Amount To Be Raised $408,000 Associated Brokers / Dealers N/A CIK Number 0001725712 Filed Document 0001729340-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-02-27 11:54:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RZG-18-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2018-02-27 11:53:57 UTC
Amount To Be Raised $408,000 Associated Brokers / Dealers N/A CIK Number 0001725712 Filed Document 0001729340-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-02-27 11:53:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SNV-25-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2018-02-27 11:53:05 UTC
Amount To Be Raised $433,000 Associated Brokers / Dealers N/A CIK Number 0001731980 Filed Document 0001729340-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-02-27 11:53:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tallac Valley Capital, LLC. See All Filings	D	2018-02-27 11:52:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001732691 Filed Document 0001732691-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-02-27 11:52:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
kdhb V Partners, LP See All Filings	D/A	2018-02-27 11:52:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636350 Filed Document 0001732610-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-27 11:52:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-TCR-28-Fund, a series of AX-DaVc-Funds, LLC See All Filings	D	2018-02-27 11:52:19 UTC
Amount To Be Raised $157,450 Associated Brokers / Dealers N/A CIK Number 0001728182 Filed Document 0001729340-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-27 11:52:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGH Capital Offshore I, LP See All Filings	D	2018-02-27 11:51:58 UTC
Amount To Be Raised $1,962,800,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001732624 Filed Document 0001732624-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 11:51:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
A-PVP-14-Fund, a series of AX-KT-Funds, LLC See All Filings	D	2018-02-27 11:51:31 UTC
Amount To Be Raised $121,500 Associated Brokers / Dealers N/A CIK Number 0001729339 Filed Document 0001729340-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-27 11:51:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SEQ-28-PR-2-Fund, a series of AX-AbVc-Funds, LLC See All Filings	D	2018-02-27 11:50:27 UTC
Amount To Be Raised $217,648 Associated Brokers / Dealers N/A CIK Number 0001731960 Filed Document 0001729340-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-27 11:50:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund