Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Barings Global Investment Funds plc See All Filings	D/A	2020-01-13 15:15:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502146 Filed Document 0001502146-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:15:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Placer Labs, Inc. See All Filings	D/A	2020-01-13 15:09:37 UTC
Amount To Be Raised $12,204,480 Associated Brokers / Dealers N/A CIK Number 0001786302 Filed Document 0001786302-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:09:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Honduras Prospera LLC See All Filings	D	2020-01-13 15:05:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001794703 Filed Document 0001794703-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:05:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
FREETHINK MEDIA, INC. See All Filings	D	2020-01-13 15:03:24 UTC
Amount To Be Raised $8,000,311 Associated Brokers / Dealers N/A CIK Number 0001764423 Filed Document 0001764423-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:03:24 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ChemioCare Inc. See All Filings	D	2020-01-13 15:00:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743192 Filed Document 0001743192-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:00:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HG LV QOF, LLC See All Filings	D	2020-01-13 14:58:52 UTC
Amount To Be Raised $8,225,512 Associated Brokers / Dealers N/A CIK Number 0001798837 Filed Document 0001178858-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:58:52 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Angion Biomedica Corp. See All Filings	D	2020-01-13 14:51:40 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers GP Nurmenkari Inc. and T.R. Winston & Company, LLC CIK Number 0001601485 Filed Document 0001601485-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:51:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GC WAIKIKI K REIT, LLC See All Filings	D	2020-01-13 14:50:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001797666 Filed Document 0001797666-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:50:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compassus Holdings, L.P. See All Filings	D	2020-01-13 14:50:24 UTC
Amount To Be Raised $3,290,373 Associated Brokers / Dealers N/A CIK Number 0001798957 Filed Document 0001798957-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:50:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Gemini II Private Opportunities Fund, L.P. See All Filings	D	2020-01-13 14:45:32 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001798002 Filed Document 0001798002-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:45:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U.S. Energy Investment Group Bay City Roller See All Filings	D	2020-01-13 14:41:15 UTC
Amount To Be Raised $562,500 Associated Brokers / Dealers N/A CIK Number 0001799771 Filed Document 0001799771-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:41:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Canbiola, Inc. See All Filings	D	2020-01-13 14:39:11 UTC
Amount To Be Raised $1,640,000 Associated Brokers / Dealers None CIK Number 0001509957 Filed Document 0001493152-20-000513 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:39:11 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Aero Design Labs LLC See All Filings	D	2020-01-13 14:38:45 UTC
Amount To Be Raised $2,005,001 Associated Brokers / Dealers N/A CIK Number 0001770625 Filed Document 0001770625-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:38:45 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Pacific Merchants Alliance LLC See All Filings	D/A	2020-01-13 14:35:01 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001737480 Filed Document 0001737480-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:35:01 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TimesSquare Strategic Investment Fund, LP See All Filings	D	2020-01-13 14:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797937 Filed Document 0001797937-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:33:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oval Park SPV Medicom LLC See All Filings	D	2020-01-13 14:32:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001799724 Filed Document 0001799724-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:32:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GTP-SAX PLTR 028, a series of SAX Capital Series Fund V, LP See All Filings	D	2020-01-13 14:31:18 UTC
Amount To Be Raised $1,005,603 Associated Brokers / Dealers N/A CIK Number 0001799636 Filed Document 0001799636-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:31:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NatAlliance Holdings, LLC See All Filings	D	2020-01-13 14:28:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001798634 Filed Document 0001798634-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:28:51 UTC Type of Offering D Industry Investment Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Edgar Street Capital, LLC See All Filings	D	2020-01-13 14:23:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539408 Filed Document 0000950172-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:23:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIMESSQUARE FOCUS FUND L P See All Filings	D	2020-01-13 14:21:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387581 Filed Document 0001387581-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:21:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEIL Enhanced Opportunities Fund, L.P. See All Filings	D/A	2020-01-13 14:19:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764223 Filed Document 0001794068-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:19:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iDefender TopCo, LLC See All Filings	D	2020-01-13 14:17:32 UTC
Amount To Be Raised $3,960,000 Associated Brokers / Dealers N/A CIK Number 0001799644 Filed Document 0001192482-20-000032 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:17:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kearny Jackson FR-01, a series of SAX Capital Series Fund III, LP See All Filings	D	2020-01-13 14:16:16 UTC
Amount To Be Raised $290,455 Associated Brokers / Dealers N/A CIK Number 0001799638 Filed Document 0001799638-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:16:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intelligent Buying, Inc. See All Filings	D	2020-01-13 14:12:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001358633 Filed Document 0001553350-20-000031 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:12:46 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BTG Pactual Open Ended Core U.S. Timberland Fund L.P. See All Filings	D/A	2020-01-13 14:10:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692051 Filed Document 0001692051-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:10:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neocova Corp See All Filings	D/A	2020-01-13 14:09:33 UTC
Amount To Be Raised $10,000,800 Associated Brokers / Dealers HOVDE GROUP, LLC CIK Number 0001785861 Filed Document 0001785861-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:09:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
MEANINGFUL PARTNERS DEDICATED CAPITAL VEHICLE I LP See All Filings	D	2020-01-13 14:07:35 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001799243 Filed Document 0001799243-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:07:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Investment Partnership, L.P. See All Filings	D/A	2020-01-13 14:05:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406371 Filed Document 0001406371-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:05:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advantia Holdings LLC See All Filings	D	2020-01-13 14:05:18 UTC
Amount To Be Raised $44,999,998 Associated Brokers / Dealers B.C. Ziegler and Company CIK Number 0001619307 Filed Document 0001619307-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:05:18 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
East Asia I, a series of SAX Capital Series Fund III, LP See All Filings	D	2020-01-13 14:01:21 UTC
Amount To Be Raised $10,049,999 Associated Brokers / Dealers N/A CIK Number 0001799639 Filed Document 0001799639-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:01:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldfish Social Inc. See All Filings	D	2020-01-13 14:01:07 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001705971 Filed Document 0001705971-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:01:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SteelMill Fund Ltd See All Filings	D/A	2020-01-13 13:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509116 Filed Document 0000950142-20-000093 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:57:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PointState Fund LP See All Filings	D/A	2020-01-13 13:55:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509115 Filed Document 0000950142-20-000092 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:55:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
First Light Prism Fund, LP See All Filings	D/A	2020-01-13 13:54:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Kennedy Dierkes CIK Number 0001763810 Filed Document 0001763810-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:54:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Awardco, LLC See All Filings	D	2020-01-13 13:52:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799778 Filed Document 0001799778-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:52:27 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CIFC Secondary Opportunities Fund II LP See All Filings	D	2020-01-13 13:49:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799340 Filed Document 0001799340-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:49:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compound Projects, LLC See All Filings	C	2020-01-13 13:46:32 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $245,000 CIK Number 0001790166 Filed Document 0001790166-20-000001 Accepted Date 2020-01-13 13:46:32 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State NEW YORK
SAX FFLY 038, a series of SAX Capital Series Fund III, LP See All Filings	D	2020-01-13 13:46:14 UTC
Amount To Be Raised $352,420 Associated Brokers / Dealers N/A CIK Number 0001799640 Filed Document 0001799640-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:46:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indie Diversified Absolute Return Fund, LLC See All Filings	D/A	2020-01-13 13:45:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748229 Filed Document 0001178858-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:45:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharos Capital Partners IV, L.P. See All Filings	D	2020-01-13 13:43:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798790 Filed Document 0001798790-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:43:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coastal Realty Capital, LLC See All Filings	D	2020-01-13 13:36:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:36:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Other
Northwoods Entertainment, LLC See All Filings	D	2020-01-13 13:33:59 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers The Enterprise Securities Company CIK Number 0001799743 Filed Document 0001799743-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:33:59 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PO Fund I, a series of Xoogler Syndicate, LP See All Filings	D	2020-01-13 13:31:19 UTC
Amount To Be Raised $108,500 Associated Brokers / Dealers N/A CIK Number 0001799617 Filed Document 0001799617-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:31:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disruptive Ventures LLC See All Filings	D	2020-01-13 13:30:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allied Millenial Partners, LLC CIK Number 0001777864 Filed Document 0001477932-20-000162 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:30:13 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Local Store Identity, Inc. See All Filings	D	2020-01-13 13:30:08 UTC
Amount To Be Raised $4,231,753 Associated Brokers / Dealers N/A CIK Number 0001627250 Filed Document 0000950138-20-000026 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:30:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broad Street Realty, Inc. See All Filings	D	2020-01-13 13:29:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000764897 Filed Document 0000764897-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:29:27 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Sikra Capital Fund, LLC See All Filings	D	2020-01-13 13:29:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001799704 Filed Document 0001799704-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:29:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PlaneSense, Inc. See All Filings	D	2020-01-13 13:23:57 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0001799745 Filed Document 0001799745-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:23:57 UTC Type of Offering D Industry Other Travel Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Palladio Partners LLC See All Filings	D	2020-01-13 13:23:12 UTC
Amount To Be Raised $412,500 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001799342 Filed Document 0001799342-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 13:23:12 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
CV OW Opportunity Zone Fund 2, LP See All Filings	D	2020-01-13 13:22:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799352 Filed Document 0001104659-20-003388 Exclusions or Exemptions 506b Accepted Date 2020-01-13 13:22:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund