Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Coding Solutions Topco, Inc. See All Filings	D	2020-01-15 10:54:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799776 Filed Document 0001567619-20-001052 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:54:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP Opportunity Fund VI LLC, Series VI-D2 See All Filings	D	2020-01-15 10:46:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001799410 Filed Document 0001213900-20-001047 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:46:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warren Harbor JV, LLC See All Filings	D	2020-01-15 10:36:58 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers N/A CIK Number 0001798870 Filed Document 0001798870-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:36:58 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
North Peak Special Opportunity Partners, LLC See All Filings	D	2020-01-15 10:36:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799522 Filed Document 0001799522-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:36:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rome Capital Investors Offshore Ltd. See All Filings	D/A	2020-01-15 10:34:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727998 Filed Document 0000919574-20-000362 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:34:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Realty Fund LLC See All Filings	D	2020-01-15 10:33:13 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001800061 Filed Document 0001800061-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-15 10:33:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rome Capital Investors, LP See All Filings	D/A	2020-01-15 10:32:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727986 Filed Document 0000919574-20-000360 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:32:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Boyle Capital Opportunity Fund, LP See All Filings	D	2020-01-15 10:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795850 Filed Document 0001799315-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:29:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blueground Holdings Ltd See All Filings	D	2020-01-15 10:29:27 UTC
Amount To Be Raised $50,000,006 Associated Brokers / Dealers N/A CIK Number 0001799344 Filed Document 0001799344-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:29:27 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Miami Children's Hospital Ambulatory Surgery Center, LLC See All Filings	D	2020-01-15 10:28:42 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001780258 Filed Document 0001015325-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:28:42 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
1931 Funding, LLC See All Filings	D/A	2020-01-15 10:24:56 UTC
Amount To Be Raised $14,256,900 Associated Brokers / Dealers None CIK Number 0001735211 Filed Document 0001735211-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-15 10:24:56 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Prelude Research, Inc. See All Filings	D/A	2020-01-15 10:23:29 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001757035 Filed Document 0001757035-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:23:29 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
567 Funding, LLC See All Filings	D/A	2020-01-15 10:16:33 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001786160 Filed Document 0001786160-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:16:33 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
QQUV INVESTMENTS 4, LLC See All Filings	D	2020-01-15 10:14:16 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001798204 Filed Document 0001798204-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-15 10:14:16 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
BPE - OPPORTUNITY ZONE 1 LLC See All Filings	D	2020-01-15 10:14:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798895 Filed Document 0001798895-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:14:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Event Driven Fund See All Filings	D/A	2020-01-15 10:13:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728211 Filed Document 0001728211-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:13:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arden Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2020-01-15 10:08:55 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Arden Fund Management, LLC CIK Number 0001775711 Filed Document 0001775711-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:08:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
3EDGE Global Opportunities Fund, LP See All Filings	D/A	2020-01-15 10:07:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bentley Securities Corporation CIK Number 0001659338 Filed Document 0001659338-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:07:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERDAD EUROPE FUND, L.P. See All Filings	D/A	2020-01-15 10:03:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764222 Filed Document 0001764222-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:03:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nuveen Churchill BDC INC. See All Filings	D	2020-01-15 10:03:31 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001737924 Filed Document 0001567619-20-001050 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:03:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
M & G Contractors, LLC See All Filings	D	2020-01-15 10:00:16 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001775852 Filed Document 0001775852-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-15 10:00:16 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Value & Opportunity Fund L LP See All Filings	D/A	2020-01-15 06:09:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764683 Filed Document 0000902664-20-000219 Exclusions or Exemptions 506b Accepted Date 2020-01-15 06:09:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Boldhaven Fund LP See All Filings	D/A	2020-01-15 06:03:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764467 Filed Document 0000902664-20-000218 Exclusions or Exemptions 506b Accepted Date 2020-01-15 06:03:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Samlyn Net Neutral Offshore, Ltd. See All Filings	D	2020-01-14 21:28:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799673 Filed Document 0000919574-20-000358 Exclusions or Exemptions 506b Accepted Date 2020-01-14 21:28:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Plume Design, Inc. See All Filings	D/A	2020-01-14 21:17:07 UTC
Amount To Be Raised $57,857,618 Associated Brokers / Dealers N/A CIK Number 0001664759 Filed Document 0001664759-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 21:17:07 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sierpinski Capital Onshore Fund LP See All Filings	D	2020-01-14 20:48:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797350 Filed Document 0000919574-20-000356 Exclusions or Exemptions 506b Accepted Date 2020-01-14 20:48:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CertCan Labs, Inc. See All Filings	D/A	2020-01-14 20:14:17 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001794700 Filed Document 0001794700-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-14 20:14:17 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Regan Enhanced Credit Opportunities Fund International, Ltd. See All Filings	D	2020-01-14 19:28:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799820 Filed Document 0001799819-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 19:28:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SF Insuretech Inc. See All Filings	D	2020-01-14 19:27:05 UTC
Amount To Be Raised $1,200,188 Associated Brokers / Dealers N/A CIK Number 0001799455 Filed Document 0001567619-20-001049 Exclusions or Exemptions 506b Accepted Date 2020-01-14 19:27:05 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NovaSolix, Inc. See All Filings	D/A	2020-01-14 19:15:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643656 Filed Document 0001643656-20-000001 Exclusions or Exemptions 504 and 506c Accepted Date 2020-01-14 19:15:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BLUE WATER REAL ESTATE FUND I LP See All Filings	D	2020-01-14 19:15:02 UTC
Amount To Be Raised $38,500,000 Associated Brokers / Dealers N/A CIK Number 0001799887 Filed Document 0001799887-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 19:15:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Regan Enhanced Credit Opportunities Fund, LP See All Filings	D	2020-01-14 19:14:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799819 Filed Document 0001799819-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 19:14:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PGP Stratford Plaza, LLC See All Filings	D	2020-01-14 19:08:46 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001797071 Filed Document 0001797071-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 19:08:46 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
ACA Master Select Fund, LP See All Filings	D/A	2020-01-14 19:04:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605302 Filed Document 0001605302-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 19:04:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buff Bake, Inc. See All Filings	C/A	2020-01-14 19:03:16 UTC
Financial Interest The Intermediary will also receive compensation in the form of Securities equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001724320 Filed Document 0001706937-20-000006 Accepted Date 2020-01-14 19:03:16 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Hawaiian Ola Brewing Corp See All Filings	D	2020-01-14 18:59:12 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001674519 Filed Document 0001674519-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 18:59:12 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Hitched, Inc. See All Filings	D	2020-01-14 18:34:15 UTC
Amount To Be Raised $5,511,915 Associated Brokers / Dealers N/A CIK Number 0001799674 Filed Document 0001799674-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 18:34:15 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Catalyst Capital Group, LLC See All Filings	D	2020-01-14 18:32:12 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001799684 Filed Document 0001799684-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-14 18:32:12 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cantera Venture, LLC See All Filings	D	2020-01-14 18:15:51 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001799990 Filed Document 0001799990-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 18:15:51 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
WMC RESIDENTIAL MORTGAGE SUB-REIT I LLC See All Filings	D	2020-01-14 18:14:48 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001798234 Filed Document 0001798234-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 18:14:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seachange Fund V, LLC See All Filings	D	2020-01-14 18:11:30 UTC
Amount To Be Raised $5,767,500 Associated Brokers / Dealers N/A CIK Number 0001799537 Filed Document 0001799537-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 18:11:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnvTech International, Inc. See All Filings	D	2020-01-14 18:07:41 UTC
Amount To Be Raised $2,880 Associated Brokers / Dealers N/A CIK Number 0001799215 Filed Document 0001799215-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 18:07:41 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
S1L, Inc. See All Filings	D	2020-01-14 18:05:13 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001786143 Filed Document 0001786143-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-01-14 18:05:13 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Katana Safety, Inc. See All Filings	D	2020-01-14 18:05:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001717903 Filed Document 0001445866-20-000042 Exclusions or Exemptions 506b Accepted Date 2020-01-14 18:05:12 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TEI Diversified Income & Opportunity Fund V LLC See All Filings	D/A	2020-01-14 17:54:16 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001796643 Filed Document 0001796643-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:54:16 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CapRock Partners Industrial Co-Investment Fund III (T), L.P. See All Filings	D	2020-01-14 17:39:06 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001798131 Filed Document 0001798131-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:39:06 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MF1 REIT II LLC See All Filings	D	2020-01-14 17:32:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001799634 Filed Document 0001799634-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:32:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
INTARCIA THERAPEUTICS, INC See All Filings	D/A	2020-01-14 17:29:46 UTC
Amount To Be Raised $280,000,000 Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001086688 Filed Document 0001086688-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:29:46 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PARKERVISION INC See All Filings	D	2020-01-14 17:28:13 UTC
Amount To Be Raised $602,000 Associated Brokers / Dealers N/A CIK Number 0000914139 Filed Document 0000914139-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:28:13 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MPC SC 2020 Historic ICF, LLC See All Filings	D	2020-01-14 17:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799629 Filed Document 0001799629-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:26:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other