Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CA & NY Share Sale REIT LLC See All Filings	D	2020-01-17 18:22:53 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799072 Filed Document 0001799072-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 18:22:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Proficient, Inc. See All Filings	D	2020-01-17 18:15:22 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001800100 Filed Document 0001800100-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 18:15:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Elite Amateur Fight League, Inc. See All Filings	C	2020-01-17 18:10:57 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $500,000 CIK Number 0001795240 Filed Document 0001670254-20-000021 Accepted Date 2020-01-17 18:10:57 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Common Stock State INDIANA
Trion Multifamily Opportunity Fund II, LLC See All Filings	D	2020-01-17 18:09:43 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001797779 Filed Document 0001797779-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-17 18:09:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA & NY Property Sale REIT 1 LLC See All Filings	D	2020-01-17 18:06:13 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799053 Filed Document 0001799053-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 18:06:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DreamVentures Women & Minority Developers, LLC See All Filings	C/A	2020-01-17 18:02:40 UTC
Financial Interest No other financial interest is held. Filing Platform Buy The Block Offering Amount $107,000 CIK Number 0001784247 Filed Document 0001784247-20-000002 Accepted Date 2020-01-17 18:02:40 UTC Type of Offering C/A Security Offered Amount 1,000 Security Offered Type Common Stock State GEORGIA
WIP Diversified Properties, LLC See All Filings	D	2020-01-17 17:59:09 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001796047 Filed Document 0001796047-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:59:09 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
ULTRATA, LLC See All Filings	D	2020-01-17 17:47:56 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001622313 Filed Document 0001622313-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:47:56 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SecureG, Inc. See All Filings	D	2020-01-17 17:45:29 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001800582 Filed Document 0001800582-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:45:29 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
125 West 55th REIT LLC See All Filings	D	2020-01-17 17:42:24 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799048 Filed Document 0001799048-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:42:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GIFTWITH Inc See All Filings	C	2020-01-17 17:37:04 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001794781 Filed Document 0001670254-20-000019 Accepted Date 2020-01-17 17:37:04 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State NEW JERSEY
3204 Lyons Avenue LLC See All Filings	C/A	2020-01-17 17:31:51 UTC
Financial Interest None Filing Platform Buy The Block Offering Amount $1,070,000 CIK Number 0001796828 Filed Document 0001796828-20-000002 Accepted Date 2020-01-17 17:31:51 UTC Type of Offering C/A Security Offered Amount 21,800 Security Offered Type Common Stock State TEXAS
EIG Torch Co-Investment, L.P. See All Filings	D	2020-01-17 17:29:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800178 Filed Document 0001800178-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:29:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fifth Avenue Real Assets 5 LLC See All Filings	D	2020-01-17 17:29:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bessemer Investor Services, Inc. CIK Number 0001800157 Filed Document 0001104659-20-005197 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:29:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eCarra, LLC See All Filings	C	2020-01-17 17:27:36 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $107,000 CIK Number 0001800212 Filed Document 0001670254-20-000016 Accepted Date 2020-01-17 17:27:36 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State TEXAS
Venue REIT Holdco LLC See All Filings	D	2020-01-17 17:27:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799039 Filed Document 0001799039-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:27:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Target Global Early Stage Fund II LP See All Filings	D	2020-01-17 17:24:22 UTC
Amount To Be Raised $134,754,000 Associated Brokers / Dealers N/A CIK Number 0001800404 Filed Document 0001012975-20-000040 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:24:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CF Railway Multifamily DST See All Filings	D	2020-01-17 17:23:19 UTC
Amount To Be Raised $46,550,000 Associated Brokers / Dealers Cantor Fitzgerald & Co. CIK Number 0001800307 Filed Document 0001800307-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:23:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BAYBERRY WEST PARTNERS L P See All Filings	D/A	2020-01-17 17:20:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000878083 Filed Document 0000878083-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:20:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tuatara Capital Fund II, L.P. See All Filings	D/A	2020-01-17 17:20:05 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers N/A CIK Number 0001766083 Filed Document 0001766083-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:20:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
545 Washington Holdings, LP See All Filings	D	2020-01-17 17:19:11 UTC
Amount To Be Raised $4,180,727 Associated Brokers / Dealers David Turner CIK Number 0001800079 Filed Document 0001800489-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:19:11 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Acurx Pharmaceuticals, LLC See All Filings	D	2020-01-17 17:17:04 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001736243 Filed Document 0001736243-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:17:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crescent REIT LLC See All Filings	D	2020-01-17 17:16:08 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799140 Filed Document 0001799140-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:16:08 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ExchangeRight Net Leased Portfolio 27 DST See All Filings	D/A	2020-01-17 17:13:51 UTC
Amount To Be Raised $42,950,000 Associated Brokers / Dealers Lighthouse Capital Group LLC, B. B. Graham & Co Inc., Cabot Lodge Securities LLC, Calton & Associates, Inc., Capulent, Emerson Equity, LLC, Great Point Capital, Great Point Capital, Investment Security Corporation, JRL Capital Corporation, McDermott Investment Service, LLC, McDermott Investment Service, LLC, National Securities Corporation, Newbridge Securities Corporation, NPB Financial Group, LLC, Primex, Purshe Kaplan Sterling, WealthForge Securities, LLC, WealthForge Securities, LLC, WealthForge Securities, LLC, and Whitehall-Parker Securities, Inc. CIK Number 0001775407 Filed Document 0001775407-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:13:51 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
qubit Diversified Alternative Yield Fund, LP See All Filings	D	2020-01-17 17:12:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799865 Filed Document 0001567619-20-001252 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:12:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Data Point Capital III, L.P. See All Filings	D	2020-01-17 17:09:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001796008 Filed Document 0001796008-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:09:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LifeForce Capital Fund II, L.P. See All Filings	D	2020-01-17 17:04:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001799902 Filed Document 0001799902-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:04:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPF FIV4 REIT (US) LLC See All Filings	D	2020-01-17 17:03:40 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799139 Filed Document 0001799139-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:03:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
The Greatest Adventures On Earth, LLC See All Filings	C	2020-01-17 17:02:02 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $500,000 CIK Number 0001796093 Filed Document 0001670254-20-000014 Accepted Date 2020-01-17 17:02:02 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State OHIO
Actium Liquidity Partners, Inc. See All Filings	D/A	2020-01-17 17:01:58 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001765357 Filed Document 0001765357-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:01:58 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PA Small Co Private Equity Fund IX (Cayman), LP See All Filings	D	2020-01-17 17:01:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC CIK Number 0001800523 Filed Document 0001800523-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:01:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SLG International Opportunities L.P. See All Filings	D/A	2020-01-17 16:58:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TFS Advisory Services and Shingle Oak Advisors CIK Number 0001531123 Filed Document 0001531123-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:58:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City Health Works, Inc. See All Filings	D	2020-01-17 16:57:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001800106 Filed Document 0001104659-20-005155 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:57:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Enklu, Inc. See All Filings	D	2020-01-17 16:57:33 UTC
Amount To Be Raised $4,151,425 Associated Brokers / Dealers N/A CIK Number 0001799995 Filed Document 0001799995-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:57:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Newark Venture Partners Fund II, L.P. See All Filings	D	2020-01-17 16:56:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001800352 Filed Document 0001800352-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:56:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AzurRx BioPharma, Inc. See All Filings	D	2020-01-17 16:56:07 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Alexander Capital, L. P. CIK Number 0001604191 Filed Document 0001415889-20-000125 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:56:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
SPF FIV1 REIT (US) LLC See All Filings	D	2020-01-17 16:51:20 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799138 Filed Document 0001799138-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:51:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SmartUQ LLC See All Filings	D	2020-01-17 16:50:59 UTC
Amount To Be Raised $864,842 Associated Brokers / Dealers N/A CIK Number 0001627925 Filed Document 0001627925-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:50:59 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
RDMD Inc. See All Filings	D	2020-01-17 16:46:03 UTC
Amount To Be Raised $9,499,992 Associated Brokers / Dealers N/A CIK Number 0001741953 Filed Document 0001741953-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:46:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WRVI Capital III-P, L.P. See All Filings	D	2020-01-17 16:44:49 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001799948 Filed Document 0001799948-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:44:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vector Fund LP See All Filings	D/A	2020-01-17 16:44:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719612 Filed Document 0001719612-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:44:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Seeds Venture Fund QP LP See All Filings	D/A	2020-01-17 16:41:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765134 Filed Document 0001765134-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:41:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Florida Logistics Co REIT LLC See All Filings	D	2020-01-17 16:37:46 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799137 Filed Document 0001799137-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:37:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Golden Seeds Venture Fund LP See All Filings	D/A	2020-01-17 16:35:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765066 Filed Document 0001765066-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:35:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altis Biosystems, Inc. See All Filings	D	2020-01-17 16:34:51 UTC
Amount To Be Raised $2,196,595 Associated Brokers / Dealers N/A CIK Number 0001799892 Filed Document 0001799892-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:34:51 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EMERGETECH, LLC See All Filings	D	2020-01-17 16:34:03 UTC
Amount To Be Raised $19,999,994 Associated Brokers / Dealers N/A CIK Number 0001709223 Filed Document 0001709223-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:34:03 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Forum Global Investments, LP See All Filings	D	2020-01-17 16:33:31 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers -- CIK Number 0001800462 Filed Document 0001800462-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-17 16:33:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
INNOVATE BIOPHARMACEUTICALS, INC. See All Filings	D	2020-01-17 16:32:08 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001551986 Filed Document 0001551986-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:32:08 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
FHL HEALTHCARE FUND, LP See All Filings	D/A	2020-01-17 16:31:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727979 Filed Document 0001727979-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:31:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ExchangeRight Net Leased Portfolio 25 DST See All Filings	D/A	2020-01-17 16:31:17 UTC
Amount To Be Raised $42,790,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC, CONCORDE INVESTMENT SERVICES, LLC, CONCORDE INVESTMENT SERVICES, LLC, CONCORDE INVESTMENT SERVICES, LLC, B.B. Graham & Co Inc., Cape Securities, Cape Securities, Capulent, Great Point Capital, Investment Security Corporation, LightPath Capital, Inc., Lion Street Financial, LLC, McDermott Investment Service, LLC, McDermott Investment Service, LLC, National Securities Corporation, National Securities Corporation, Newbridge Securities Corporation, North Capital Private Securities Corp, North Capital Private Securities Corp, orth Capital Private Securities Corp, Primex, Sandlapper Securities, LLC, Sandlapper Securities, LLC, SCF Securities, SCF Securities, SCF Securities, The Strategic Financial Alliance, inc., Wealth Forge Securities, LLC, and Wealth Forge Securities, LLC CIK Number 0001761750 Filed Document 0001761750-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:31:17 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity