Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DALTON ASIA (OFFSHORE FEEDER) FUND LTD. See All Filings	D/A	2018-03-06 15:29:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven LLC CIK Number 0001428064 Filed Document 0001733562-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-06 15:29:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadway Studios Equities LLC See All Filings	D	2018-03-06 15:25:31 UTC
Amount To Be Raised $1,063,790 Associated Brokers / Dealers Time Equities Securities CIK Number 0001733352 Filed Document 0001733352-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 15:25:31 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AG DLI, L.P. See All Filings	D/A	2018-03-06 15:22:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630537 Filed Document 0001630537-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 15:22:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hello Beverages, LLC See All Filings	D	2018-03-06 15:19:53 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001707598 Filed Document 0001707598-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 15:19:53 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blacksburg Wine Lab, Inc. See All Filings	D	2018-03-06 15:16:24 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001732732 Filed Document 0001732732-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 15:16:24 UTC Type of Offering D Industry Restaurants Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
USB Focus Fund SciAps 1, LLC See All Filings	D	2018-03-06 15:11:35 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers U.S. Boston Capital Corporation CIK Number 0001732883 Filed Document 0001732883-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 15:11:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dominion Fiduciary Services (Malta) Ltd as Trustee of the Third Dominion Retirement Plan See All Filings	D	2018-03-06 15:09:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733308 Filed Document 0001733309-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-06 15:09:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Other
Mora Global, Inc. See All Filings	D	2018-03-06 15:06:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001698069 Filed Document 0001288230-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-06 15:06:46 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ReveraGen BioPharma, Inc. See All Filings	D	2018-03-06 15:05:27 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001733555 Filed Document 0001733555-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 15:05:27 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Mora Global, Inc. See All Filings	D/A	2018-03-06 15:03:39 UTC
Amount To Be Raised $1,320,011 Associated Brokers / Dealers N/A CIK Number 0001698069 Filed Document 0001288230-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-06 15:03:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
AG Opportunistic Whole Loan Fund, L.P. See All Filings	D/A	2018-03-06 15:02:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602709 Filed Document 0001602709-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 15:02:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Carolina Financial Services, Inc. See All Filings	D	2018-03-06 14:57:06 UTC
Amount To Be Raised $11,643,750 Associated Brokers / Dealers N/A CIK Number 0001531193 Filed Document 0001578563-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 14:57:06 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Dominion Fiduciary Services (Malta) Ltd as Trustee of the Dominion EU Retirement (US Qualified) Plan See All Filings	D	2018-03-06 14:55:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733309 Filed Document 0001733309-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 14:55:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Other
Venture Capital Development Group, Ltd. See All Filings	D	2018-03-06 14:53:53 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers "NOT APPLICABLE" CIK Number 0001683058 Filed Document 0001683058-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-06 14:53:53 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Galaxy Plus Hedge Fund - Probabilities Sector Rotation Fund (102) LLC See All Filings	D	2018-03-06 14:53:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733562 Filed Document 0001733562-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 14:53:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
SIVIK HEALTHCARE PARTNERS, L.P. See All Filings	D/A	2018-03-06 14:41:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156335 Filed Document 0001566114-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-03-06 14:41:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Comedor, LLC See All Filings	D	2018-03-06 14:35:49 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001733468 Filed Document 0001733437-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-06 14:35:49 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ecobee Inc. See All Filings	D	2018-03-06 14:35:25 UTC
Amount To Be Raised $23,055,167 Associated Brokers / Dealers N/A CIK Number 0001682631 Filed Document 0001682631-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 14:35:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SIVIK HEALTHCARE OFFSHORE FUND LTD. See All Filings	D/A	2018-03-06 14:30:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145243 Filed Document 0001566114-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-03-06 14:30:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seer Capital Special Situations Fund II LP See All Filings	D	2018-03-06 14:28:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001733402 Filed Document 0000902664-18-001477 Exclusions or Exemptions 506b Accepted Date 2018-03-06 14:28:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LL Private Lending Fund II, L.P. See All Filings	D	2018-03-06 14:27:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721644 Filed Document 0001192482-18-000101 Exclusions or Exemptions 506b Accepted Date 2018-03-06 14:27:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LL Capital Partners II, L.P. See All Filings	D	2018-03-06 14:23:48 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001721361 Filed Document 0001192482-18-000100 Exclusions or Exemptions 506b Accepted Date 2018-03-06 14:23:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Charis Holdings, Inc. See All Filings	D	2018-03-06 14:18:52 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001733478 Filed Document 0001733478-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-06 14:18:52 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arquitos Capital Partners, LP See All Filings	D/A	2018-03-06 14:15:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548841 Filed Document 0001548841-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 14:15:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pika Energy, Inc. See All Filings	D	2018-03-06 14:10:26 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001515985 Filed Document 0001515985-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 14:10:26 UTC Type of Offering D Industry Other Energy Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Principal Enhanced Property Fund, L.P. See All Filings	D/A	2018-03-06 14:07:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PRINCIPAL FUNDS DISTRIBUTOR, INC. CIK Number 0001293213 Filed Document 0001293213-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 14:07:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inspiros Ventures I SPV-A, L.P. See All Filings	D	2018-03-06 13:52:09 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001725988 Filed Document 0001725988-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 13:52:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HIG Holdings, LLC See All Filings	D	2018-03-06 13:48:56 UTC
Amount To Be Raised $520,125 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-06 13:48:56 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Akshar Capital Real Estate Fund See All Filings	D/A	2018-03-06 13:45:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601547 Filed Document 0001601547-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-06 13:45:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juniper Capital III, L.P. See All Filings	D/A	2018-03-06 13:45:09 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers Champlain Advisors, LLC CIK Number 0001725523 Filed Document 0001140361-18-012209 Exclusions or Exemptions 506b Accepted Date 2018-03-06 13:45:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAIN INFRASTRUCTURE FUND II, L.P. See All Filings	D/A	2018-03-06 13:33:48 UTC
Amount To Be Raised $263,000,000 Associated Brokers / Dealers N/A CIK Number 0001560873 Filed Document 0000950142-18-000593 Exclusions or Exemptions 506b Accepted Date 2018-03-06 13:33:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Reachify, Inc. See All Filings	D/A	2018-03-06 13:31:58 UTC
Amount To Be Raised $3,366,640 Associated Brokers / Dealers N/A CIK Number 0001645055 Filed Document 0001231919-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-03-06 13:31:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
USPV, LLC See All Filings	D	2018-03-06 13:27:10 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001733437 Filed Document 0001733437-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 13:27:10 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Garrett 2 - Phase 2 GY Joint Venture See All Filings	D	2018-03-06 13:26:35 UTC
Amount To Be Raised $1,034,250 Associated Brokers / Dealers N/A CIK Number 0001733303 Filed Document 0001654954-18-002189 Exclusions or Exemptions 506b Accepted Date 2018-03-06 13:26:35 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Pollen, Inc. See All Filings	D	2018-03-06 13:08:34 UTC
Amount To Be Raised $43,150,097 Associated Brokers / Dealers N/A CIK Number 0001508784 Filed Document 0001140361-18-012196 Exclusions or Exemptions 506b Accepted Date 2018-03-06 13:08:34 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
B Series of Chasm Capital Fund Management LLC See All Filings	D	2018-03-06 13:07:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001733279 Filed Document 0001732969-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-06 13:07:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
CRAIG DRILL CAPITAL II, L.P. See All Filings	D/A	2018-03-06 12:58:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546137 Filed Document 0000919574-18-002266 Exclusions or Exemptions 506b Accepted Date 2018-03-06 12:58:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DroneSense, Inc. See All Filings	D	2018-03-06 12:58:15 UTC
Amount To Be Raised $4,906,840 Associated Brokers / Dealers N/A CIK Number 0001733242 Filed Document 0001733242-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 12:58:15 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sun BioPharma, Inc. See All Filings	D	2018-03-06 12:35:44 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001029125 Filed Document 0001140361-18-012181 Exclusions or Exemptions 506b Accepted Date 2018-03-06 12:35:44 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Shaper Tools, Inc. See All Filings	D/A	2018-03-06 12:34:07 UTC
Amount To Be Raised $14,341,027 Associated Brokers / Dealers N/A CIK Number 0001693067 Filed Document 0001693067-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-06 12:34:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Barak Impact Finance Segregated Portfolio of Barak Fund SPC Ltd. See All Filings	D/A	2018-03-06 12:33:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609475 Filed Document 0001609475-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-06 12:33:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CASPIAN SELECT CREDIT INTERNATIONAL, LTD. See All Filings	D/A	2018-03-06 12:30:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets CIK Number 0001421568 Filed Document 0001396858-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-03-06 12:30:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Curated Capital LLC See All Filings	D	2018-03-06 12:26:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001732969 Filed Document 0001732969-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 12:26:59 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PeopleKeep Inc See All Filings	D	2018-03-06 12:25:26 UTC
Amount To Be Raised $561,960 Associated Brokers / Dealers N/A CIK Number 0001412451 Filed Document 0001412451-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-06 12:25:26 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AT Low Volatility Fund, LLC See All Filings	D/A	2018-03-06 12:11:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515345 Filed Document 0001515345-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-06 12:11:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CASPIAN SELECT CREDIT FUND, L.P. See All Filings	D/A	2018-03-06 12:09:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001421566 Filed Document 0001396858-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-06 12:09:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPRUCE UP, INC. See All Filings	D	2018-03-06 12:07:45 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001733332 Filed Document 0001733332-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 12:07:45 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Galaxy Plus Fund - Three Rock Feeder Fund (539) LLC See All Filings	D	2018-03-06 11:57:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733517 Filed Document 0001733519-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-06 11:57:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Kensington Courts Partners LLC See All Filings	D	2018-03-06 11:57:19 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001733475 Filed Document 0001733475-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-06 11:57:19 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Galaxy Plus Fund - Three Rock Master Fund (539) LLC See All Filings	D	2018-03-06 11:55:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733518 Filed Document 0001733519-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-06 11:55:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund