Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Addie MLP Fund, L.P. See All Filings	D/A	2020-01-22 13:18:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666489 Filed Document 0001666489-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 13:18:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
A Protocol Inc. See All Filings	D	2020-01-22 13:18:18 UTC
Amount To Be Raised $30,674,997 Associated Brokers / Dealers N/A CIK Number 0001800047 Filed Document 0001800047-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-22 13:18:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
SKB-3800 Steele, LLC See All Filings	D	2020-01-22 13:16:47 UTC
Amount To Be Raised $4,484,000 Associated Brokers / Dealers Christopher Courtiol and Robert R. Walker, Jr. CIK Number 0001800230 Filed Document 0001800230-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 13:16:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
MFS International Concentrated Equity LLC See All Filings	D/A	2020-01-22 13:16:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546554 Filed Document 0001546554-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 13:16:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Profere Partners LLC See All Filings	D	2020-01-22 13:12:04 UTC
Amount To Be Raised $6,520,000 Associated Brokers / Dealers N/A CIK Number 0001794646 Filed Document 0001011034-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-22 13:12:04 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Palisade Strategic Fund (Cayman) Ltd See All Filings	D/A	2020-01-22 13:11:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481751 Filed Document 0001573885-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-22 13:11:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APPLIED ENERGETICS, INC. See All Filings	D	2020-01-22 13:11:14 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0000879911 Filed Document 0000879911-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-22 13:11:14 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Alternative Income Legends II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2020-01-22 13:07:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001599265 Filed Document 0001794159-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-22 13:07:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zeem Leasing Solutions, Inc. See All Filings	D	2020-01-22 13:02:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001800520 Filed Document 0001800520-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 13:02:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
PALISADE LONG SHORT ALPHA FUND (DOMESTIC) LLC See All Filings	D/A	2020-01-22 13:00:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573885 Filed Document 0001573885-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 13:00:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFS Global Equity LLC See All Filings	D/A	2020-01-22 12:58:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530828 Filed Document 0001530828-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:58:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deloitte Touche Tohmatsu Services, LLC See All Filings	D/A	2020-01-22 12:58:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591229 Filed Document 0000950172-20-000026 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:58:21 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
RiverNorth Institutional Partners, L.P. See All Filings	D/A	2020-01-22 12:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480795 Filed Document 0001480795-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:53:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
210K Capital, LP See All Filings	D/A	2020-01-22 12:50:35 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001788029 Filed Document 0001788029-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:50:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Tax LLP See All Filings	D	2020-01-22 12:50:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-20-000025 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:50:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Tax LLP See All Filings	D/A	2020-01-22 12:49:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-20-000024 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:49:17 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte LLP See All Filings	D	2020-01-22 12:46:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590837 Filed Document 0000950172-20-000023 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:46:14 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte LLP See All Filings	D/A	2020-01-22 12:44:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590837 Filed Document 0000950172-20-000022 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:44:27 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Financial Advisory Services LLP See All Filings	D	2020-01-22 12:42:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-20-000021 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:42:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Financial Advisory Services LLP See All Filings	D/A	2020-01-22 12:41:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:41:33 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE & TOUCHE LLP See All Filings	D	2020-01-22 12:40:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-20-000019 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:40:08 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
MFS International Research Equity LLC See All Filings	D/A	2020-01-22 12:39:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526159 Filed Document 0001526159-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:39:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DELOITTE & TOUCHE LLP See All Filings	D/A	2020-01-22 12:37:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-20-000018 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:37:08 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Tribeca Global Natural Resources Feeder Fund (US) LP See All Filings	D/A	2020-01-22 12:37:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694552 Filed Document 0001694552-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:37:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
DELOITTE CONSULTING LLP See All Filings	D	2020-01-22 12:36:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276294 Filed Document 0000950172-20-000017 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:36:05 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE CONSULTING LLP See All Filings	D/A	2020-01-22 12:35:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276294 Filed Document 0000950172-20-000016 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:35:03 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Core & Main Management Feeder, LLC See All Filings	D/A	2020-01-22 12:32:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728626 Filed Document 0001728626-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:32:16 UTC Type of Offering D/A Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Ralston Park Apartments VI LLC See All Filings	D	2020-01-22 12:26:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001800289 Filed Document 0001800289-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:26:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MFS International Growth LLC II See All Filings	D/A	2020-01-22 12:23:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714895 Filed Document 0001714895-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:23:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oak Hill Apartments VII, LLC See All Filings	D	2020-01-22 12:23:01 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001800288 Filed Document 0001800289-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:23:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Villagio Di Murano Las Vegas Nevada L.P. See All Filings	D	2020-01-22 12:20:46 UTC
Amount To Be Raised $3,790,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001799965 Filed Document 0001567619-20-001332 Exclusions or Exemptions 506c Accepted Date 2020-01-22 12:20:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dover Commons Apartments VII LLC See All Filings	D	2020-01-22 12:19:31 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001800287 Filed Document 0001800289-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:19:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Meredian Holdings Group, Inc. See All Filings	D	2020-01-22 12:14:23 UTC
Amount To Be Raised $24,999,975 Associated Brokers / Dealers N/A CIK Number 0001602984 Filed Document 0001104659-20-005818 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:14:23 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Golden Phoenix Holdings, LLC See All Filings	D	2020-01-22 12:13:58 UTC
Amount To Be Raised $6,801,966 Associated Brokers / Dealers N/A CIK Number 0001784829 Filed Document 0001784829-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:13:58 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Tribeca Global Natural Resources Feeder Fund See All Filings	D/A	2020-01-22 12:10:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694690 Filed Document 0001694690-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:10:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Crown Cleveland #29 Joint Venture See All Filings	D/A	2020-01-22 12:07:27 UTC
Amount To Be Raised $2,970,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001799205 Filed Document 0001799205-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-22 12:07:27 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
MFS International Growth LLC See All Filings	D/A	2020-01-22 12:07:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378637 Filed Document 0001378637-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:07:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JJM Fund II (a Series of Global Endowment Targeted Strategy Fund, LP) See All Filings	D/A	2020-01-22 12:07:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728548 Filed Document 0001728548-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:07:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Noble PML SPV 1 LP See All Filings	D	2020-01-22 12:06:26 UTC
Amount To Be Raised $2,570,000 Associated Brokers / Dealers N/A CIK Number 0001800726 Filed Document 0001567619-20-001329 Exclusions or Exemptions 506b Accepted Date 2020-01-22 12:06:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Acciyo, Inc. See All Filings	C	2020-01-22 12:03:48 UTC
Financial Interest The intermediary will receive a security-compensation equal to 2% of the toal number of securities sold in the offering. Filing Platform OpenDeal Portal LLC Offering Amount $107,000 CIK Number 0001736423 Filed Document 0001736423-20-000005 Accepted Date 2020-01-22 12:03:48 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
AIR U.S. Life Fund IV, LP See All Filings	D	2020-01-22 11:59:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Knorowski, Yoram Arbel, and Donald Lamuth CIK Number 0001800675 Filed Document 0001800675-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 11:59:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIG Holdings, LLC See All Filings	D	2020-01-22 11:56:31 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 11:56:31 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PARKERVISION INC See All Filings	D	2020-01-22 11:52:08 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0000914139 Filed Document 0000914139-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-22 11:52:08 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Manor Straits LLC See All Filings	D	2020-01-22 11:50:42 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001800707 Filed Document 0001800707-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 11:50:42 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
JJM Fund (a Series of Global Endowment Targeted Strategy Fund, LP) See All Filings	D/A	2020-01-22 11:45:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728546 Filed Document 0001728546-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 11:45:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Claritas OZone Fund II, L.P. See All Filings	D	2020-01-22 11:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797386 Filed Document 0001797386-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 11:41:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
IOA Group, LLC See All Filings	D	2020-01-22 11:36:07 UTC
Amount To Be Raised $10,630,707 Associated Brokers / Dealers N/A CIK Number 0001723865 Filed Document 0001723865-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 11:36:07 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RCP Harvest Co-Invest, L.P. See All Filings	D	2020-01-22 11:33:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ascent Capital Advisors Limited CIK Number 0001800197 Filed Document 0000950103-20-000889 Exclusions or Exemptions 506b Accepted Date 2020-01-22 11:33:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics Mid-Market Direct V (US) LP See All Filings	D	2020-01-22 11:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001800723 Filed Document 0001800723-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-22 11:33:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ambassador Development Group Investments - III, LLC See All Filings	D/A	2020-01-22 11:31:54 UTC
Amount To Be Raised $5,450,000 Associated Brokers / Dealers N/A CIK Number 0001762231 Filed Document 0001762231-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-22 11:31:54 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity