Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Revel Pharmaceuticals Inc. See All Filings	D	2020-01-23 14:25:46 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001800934 Filed Document 0001800934-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:25:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HRA-IQ Inc. See All Filings	D	2020-01-23 14:25:39 UTC
Amount To Be Raised $2,530,000 Associated Brokers / Dealers CEDAR POINT CAPITAL, LLC CIK Number 0001694670 Filed Document 0001362118-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:25:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
RCP Corpus Christi Apts, LLC See All Filings	D	2020-01-23 14:21:13 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001799589 Filed Document 0001799589-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:21:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Workyard Holdings, Inc. See All Filings	D	2020-01-23 14:15:58 UTC
Amount To Be Raised $6,932,010 Associated Brokers / Dealers N/A CIK Number 0001726323 Filed Document 0001726323-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:15:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Urban Communities Great Lakes Fund #2, LP See All Filings	D	2020-01-23 14:09:53 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001800712 Filed Document 0001800712-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:09:53 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Angel Ventures Fund LP. See All Filings	D	2020-01-23 14:07:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800928 Filed Document 0001800928-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:07:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
EIP Pharma, Inc. See All Filings	D	2020-01-23 14:01:19 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001736525 Filed Document 0001736525-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:01:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fermata, LLC See All Filings	D	2020-01-23 13:45:30 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001725740 Filed Document 0001015325-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:45:30 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Fermata, LLC See All Filings	D	2020-01-23 13:44:01 UTC
Amount To Be Raised $499,000 Associated Brokers / Dealers N/A CIK Number 0001725740 Filed Document 0001015325-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:44:01 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
1600 Lompoc, LLC See All Filings	D	2020-01-23 13:42:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001800953 Filed Document 0001445866-20-000064 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:42:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Flux Power Holdings, Inc. See All Filings	D	2020-01-23 13:32:35 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001083743 Filed Document 0001709409-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:32:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
StepStone AZ China & Asia Opportunities Fund II, L.P. See All Filings	D	2020-01-23 13:26:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800421 Filed Document 0001800421-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:26:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cognitive Logic Inc. See All Filings	D	2020-01-23 13:24:56 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers N/A CIK Number 0001665862 Filed Document 0001665862-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:24:56 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
CEDAR SHOALS PROJECT LLC See All Filings	D	2020-01-23 13:24:47 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001800891 Filed Document 0001800891-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:24:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Brandywine Branch Distillers LLC See All Filings	D/A	2020-01-23 13:24:01 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001637493 Filed Document 0001637493-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:24:01 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business UNITED STATES Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Manetu, Inc. See All Filings	D	2020-01-23 13:02:41 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001800907 Filed Document 0000898432-20-000080 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:02:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Quadrant Biosciences Inc See All Filings	D	2020-01-23 12:58:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001651239 Filed Document 0001651239-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 12:58:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Capstone EC Fund, LP See All Filings	D	2020-01-23 12:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800935 Filed Document 0001800935-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 12:43:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Tax Advantaged Global Equity Market Neutral Fund, L.P. See All Filings	D/A	2020-01-23 12:40:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, and AQR Investments, LLC CIK Number 0001616851 Filed Document 0001405086-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-01-23 12:40:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR DELTA Master Acccount, L.P. See All Filings	D	2020-01-23 12:38:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001588621 Filed Document 0001405086-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-01-23 12:38:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AnchorPath 7/4 Fund, LP See All Filings	D/A	2020-01-23 12:38:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695723 Filed Document 0001695723-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 12:38:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knox Holding Corp. See All Filings	D	2020-01-23 12:33:29 UTC
Amount To Be Raised $4,663,276 Associated Brokers / Dealers N/A CIK Number 0001800744 Filed Document 0001800744-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 12:33:29 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Unlocal Beer Company, LLC See All Filings	C-W	2020-01-23 12:29:59 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001792963 Filed Document 0001746059-20-000018 Accepted Date 2020-01-23 12:29:59 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Blue Gem Restart, LLC See All Filings	D/A	2020-01-23 12:27:06 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Bruce V Roberts CIK Number 0001793097 Filed Document 0001793097-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 12:27:06 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
IYLIA, LLC See All Filings	C-W	2020-01-23 12:26:53 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001793304 Filed Document 0001746059-20-000017 Accepted Date 2020-01-23 12:26:53 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
National Trustee LLC See All Filings	D	2020-01-23 12:18:31 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001800925 Filed Document 0001800925-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 12:18:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Project JAM INC. See All Filings	C/A	2020-01-23 12:09:22 UTC
Financial Interest None. Filing Platform truCrowd, Inc Offering Amount $1,070,000 CIK Number 0001774858 Filed Document 0001774858-20-000001 Accepted Date 2020-01-23 12:09:22 UTC Type of Offering C/A Security Offered Amount 8,000 Security Offered Type Common Stock State CALIFORNIA
HF FMC Income Fund, LLC See All Filings	D	2020-01-23 12:07:59 UTC
Amount To Be Raised $6,475,000 Associated Brokers / Dealers N/A CIK Number 0001800926 Filed Document 0001800926-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 12:07:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest Capital, L.P. See All Filings	D/A	2020-01-23 12:07:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001225355 Filed Document 0000902664-20-000392 Exclusions or Exemptions 506b Accepted Date 2020-01-23 12:07:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wabash/Harvest Partners, L.P. See All Filings	D/A	2020-01-23 12:06:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459930 Filed Document 0000902664-20-000391 Exclusions or Exemptions 506b Accepted Date 2020-01-23 12:06:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silvercrest Municipal Advantage Portfolio S LLC See All Filings	D/A	2020-01-23 12:04:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Papamarkou Wellner & Co., Inc. CIK Number 0001630671 Filed Document 0001012975-20-000048 Exclusions or Exemptions 506b Accepted Date 2020-01-23 12:04:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest Capital Enhanced, L.P. See All Filings	D/A	2020-01-23 12:04:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459931 Filed Document 0000902664-20-000390 Exclusions or Exemptions 506b Accepted Date 2020-01-23 12:04:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROHABITS, INC. See All Filings	D	2020-01-23 11:53:04 UTC
Amount To Be Raised $820,000 Associated Brokers / Dealers n/a CIK Number 0001800390 Filed Document 0001800390-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 11:53:04 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
ChargeItSpot, LLC See All Filings	D/A	2020-01-23 11:31:12 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers SI Securities, LLC and Oberon Securities, LLC CIK Number 0001559076 Filed Document 0001559076-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 11:31:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Commonwealth Real Estate Opportunities Fund LLC See All Filings	D	2020-01-23 11:20:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796269 Filed Document 0001796269-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 11:20:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ishana Capital Offshore Fund See All Filings	D/A	2020-01-23 11:19:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730944 Filed Document 0001730944-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 11:19:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serenity Alternative Investments Fund I, LP See All Filings	D/A	2020-01-23 11:18:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664689 Filed Document 0001664689-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-23 11:18:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lansdowne Energy Dynamics Fund, L.P. See All Filings	D/A	2020-01-23 11:04:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668218 Filed Document 0001315863-20-000100 Exclusions or Exemptions 506b Accepted Date 2020-01-23 11:04:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
International Small-Cap Equity Fund LLLP See All Filings	D	2020-01-23 10:58:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464323 Filed Document 0001464323-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 10:58:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
A TO B CAPITAL SPECIAL SITUATIONS FUND LP See All Filings	D/A	2020-01-23 10:52:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456866 Filed Document 0001454270-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 10:52:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Grain Elevator, Inc. See All Filings	D	2020-01-23 10:49:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800601 Filed Document 0001800601-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 10:49:49 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Brightline Capital Offshore Fund Ltd See All Filings	D/A	2020-01-23 10:47:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001412687 Filed Document 0000919574-20-000503 Exclusions or Exemptions 506b Accepted Date 2020-01-23 10:47:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Brightline Capital Partners, LP See All Filings	D/A	2020-01-23 10:41:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Partners CIK Number 0001334107 Filed Document 0000919574-20-000501 Exclusions or Exemptions 506b Accepted Date 2020-01-23 10:41:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Vinci Capital Partners III Co-Investment Fund C, L.P. See All Filings	D/A	2020-01-23 10:36:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765479 Filed Document 0001765479-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 10:36:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Stonehedge Capital Fund, LP See All Filings	D/A	2020-01-23 10:34:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001663956 Filed Document 0001663956-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 10:34:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hatteras Evergreen Private Equity Fund, LLC See All Filings	D/A	2020-01-23 10:28:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707410 Filed Document 0001566114-20-000005 Exclusions or Exemptions 506c Accepted Date 2020-01-23 10:28:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCA CREDIT OPPORTUNITIES FUND, LLC See All Filings	D/A	2020-01-23 10:22:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dynasty Securities, LLC, Perkins Fund Marketing, LLC, and Papamarkou Wellner & Co. Inc. CIK Number 0001451844 Filed Document 0000919574-20-000499 Exclusions or Exemptions 506b Accepted Date 2020-01-23 10:22:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SFP VALUE REALIZATION FUND L.P. See All Filings	D/A	2020-01-23 10:18:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282366 Filed Document 0000902664-20-000389 Exclusions or Exemptions 506b Accepted Date 2020-01-23 10:18:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AYM AGGRESSIVE VALUE FUND LTD See All Filings	D/A	2020-01-23 10:11:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454270 Filed Document 0001454270-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 10:11:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LEONE ASSET MANAGEMENT, INC. See All Filings	D	2020-01-23 10:11:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001391723 Filed Document 0001213900-20-001596 Exclusions or Exemptions 506b Accepted Date 2020-01-23 10:11:15 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Security To Be Acquired