Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Napier Park Credit Strategies BPI LP See All Filings	D/A	2020-01-24 07:21:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719344 Filed Document 0000902664-20-000445 Exclusions or Exemptions 506b Accepted Date 2020-01-24 07:21:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oppenheimer Activist Partners LP See All Filings	D/A	2020-01-24 07:10:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001356364 Filed Document 0000902664-20-000444 Exclusions or Exemptions 506b Accepted Date 2020-01-24 07:10:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ultra OC Ltd See All Filings	D/A	2020-01-24 06:47:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422724 Filed Document 0000902664-20-000443 Exclusions or Exemptions 506b Accepted Date 2020-01-24 06:47:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solus Core Opportunities LP See All Filings	D/A	2020-01-24 06:46:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488248 Filed Document 0000902664-20-000442 Exclusions or Exemptions 506b Accepted Date 2020-01-24 06:46:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Olesen Value Fund L.P. See All Filings	D	2020-01-23 21:00:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Niagara International Capital Limited CIK Number 0001491567 Filed Document 0001491567-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-23 21:00:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CL-C Ribbit Opportunity IV, LLC See All Filings	D	2020-01-23 20:40:36 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001797670 Filed Document 0001797670-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 20:40:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Student Advantage Fund III LLC See All Filings	D	2020-01-23 20:13:50 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001800736 Filed Document 0001800736-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 20:13:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Athira Pharma, Inc. See All Filings	D/A	2020-01-23 19:45:10 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001620463 Filed Document 0001620463-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 19:45:10 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
HZ Indigo Fund, LLC See All Filings	D	2020-01-23 19:40:13 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001799946 Filed Document 0001799961-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 19:40:13 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Indigo Sponsor, LLC See All Filings	D	2020-01-23 19:21:00 UTC
Amount To Be Raised $14,100,000 Associated Brokers / Dealers N/A CIK Number 0001799961 Filed Document 0001799961-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 19:21:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
TrovaTrip, Inc. See All Filings	D	2020-01-23 19:15:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001776855 Filed Document 0001776855-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 19:15:01 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
LogiLube, LLC See All Filings	D	2020-01-23 19:14:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001601043 Filed Document 0001601043-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 19:14:55 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Eureka Therapeutics, Inc. See All Filings	D	2020-01-23 19:13:25 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001386560 Filed Document 0001288320-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 19:13:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CNote Group, Inc. See All Filings	D	2020-01-23 19:04:58 UTC
Amount To Be Raised $1,100,660 Associated Brokers / Dealers N/A CIK Number 0001683145 Filed Document 0001683145-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 19:04:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Aqua Quest International, Inc. See All Filings	1-A/A	2020-01-23 18:38:03 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001558636 Filed Document 0001683168-20-000251 Accepted Date 2020-01-23 18:38:03 UTC Type of Offering 1-A/A Industry WATER TRANSPORTATION Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $7,242 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
HAZN, Inc See All Filings	C	2020-01-23 18:20:33 UTC
Financial Interest none Filing Platform truCrowd, Inc Offering Amount $1,070,000 CIK Number 0001799231 Filed Document 0001799231-20-000001 Accepted Date 2020-01-23 18:20:33 UTC Type of Offering C Security Offered Amount 40,000 Security Offered Type Common Stock State FLORIDA
Edison Golf Co See All Filings	C	2020-01-23 18:08:50 UTC
Financial Interest 5% of Securities having the same terms and rights as the Securities sold in the Offering. Filing Platform NEXTSEED SECURITIES, LLC Offering Amount $300,000 CIK Number 0001796532 Filed Document 0001796532-20-000002 Accepted Date 2020-01-23 18:08:50 UTC Type of Offering C Security Offered Amount 300,000 Security Offered Type Other State TEXAS
Stream Finance, LLC See All Filings	D	2020-01-23 18:05:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001547346 Filed Document 0001547346-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 18:05:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BCF Fund 1 LLC See All Filings	D	2020-01-23 18:04:27 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers NA CIK Number 0001800888 Filed Document 0001800888-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 18:04:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
MYTHIC COLLECTION, LLC See All Filings	1-A POS	2020-01-23 17:48:25 UTC
Amount To Be Raised $194,060 Associated Brokers / Dealers N/A CIK Number 0001773026 Filed Document 0001477932-20-000358 Accepted Date 2020-01-23 17:48:25 UTC Type of Offering 1-A POS Industry RETAIL-HOBBY, TOY & GAME SHOPS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
SCA-Sand Lake, LLC See All Filings	D/A	2020-01-23 17:40:59 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers N/A CIK Number 0001785269 Filed Document 0001785269-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 17:40:59 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CoEdition, Inc. See All Filings	D	2020-01-23 17:37:50 UTC
Amount To Be Raised $5,785,092 Associated Brokers / Dealers N/A CIK Number 0001733856 Filed Document 0001733856-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 17:37:50 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stellar Metals Group QP, LP See All Filings	D	2020-01-23 17:24:32 UTC
Amount To Be Raised $18,700,000 Associated Brokers / Dealers N/A CIK Number 0001801001 Filed Document 0001801004-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 17:24:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Misty Robotics, Inc. See All Filings	D	2020-01-23 17:24:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001707787 Filed Document 0001707787-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 17:24:23 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Surface Travel Inc. d/b/a Curacity See All Filings	D	2020-01-23 17:23:47 UTC
Amount To Be Raised $3,455,557 Associated Brokers / Dealers N/A CIK Number 0001655766 Filed Document 0001655766-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 17:23:47 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TRIGRAN INVESTMENTS LP II See All Filings	D/A	2020-01-23 17:20:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315014 Filed Document 0001315014-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-23 17:20:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L3 Capital Small Cap Gold Fund LLC See All Filings	D	2020-01-23 17:18:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001800604 Filed Document 0001213900-20-001679 Exclusions or Exemptions 506b Accepted Date 2020-01-23 17:18:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WFC Jax Investor LLC See All Filings	D	2020-01-23 17:17:52 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001800578 Filed Document 0001800578-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-23 17:17:52 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
VITRO DIAGNOSTICS INC See All Filings	D	2020-01-23 17:17:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000793171 Filed Document 0001011034-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-23 17:17:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Stellar Metals Group, LP See All Filings	D	2020-01-23 17:16:50 UTC
Amount To Be Raised $6,440,000 Associated Brokers / Dealers N/A CIK Number 0001801004 Filed Document 0001801004-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 17:16:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TRIGRAN INVESTMENTS LP See All Filings	D/A	2020-01-23 17:10:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000905558 Filed Document 0000905558-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 17:10:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1126833 B.C. LTD. See All Filings	D/A	2020-01-23 17:06:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737678 Filed Document 0001737678-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 17:06:30 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Virtuoso Surgical, Inc. See All Filings	1-A/A	2020-01-23 17:05:35 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Strategic Capital Investments, LLC CIK Number 0001742075 Filed Document 0001104659-20-006368 Accepted Date 2020-01-23 17:05:35 UTC Type of Offering 1-A/A Industry SURGICAL & MEDICAL INSTRUMENTS & APPARATUS Offering Tier Tier2 Principal Place of Business TENNESSEE Revenue or Assets $0 State of Jurisdiction TENNESSEE Type of Security Equity (common or preferred stock)
89 West Funding L.P. See All Filings	D/A	2020-01-23 16:58:44 UTC
Amount To Be Raised $7,150,000 Associated Brokers / Dealers N/A CIK Number 0001788973 Filed Document 0001013594-20-000044 Exclusions or Exemptions 506b Accepted Date 2020-01-23 16:58:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ambiq Micro, Inc. See All Filings	D/A	2020-01-23 16:57:35 UTC
Amount To Be Raised $39,060,592 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 16:57:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
L3 Capital Income Fund LLC See All Filings	D/A	2020-01-23 16:54:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001793529 Filed Document 0001213900-20-001666 Exclusions or Exemptions 506b Accepted Date 2020-01-23 16:54:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square Mile Media REIT LLC See All Filings	D	2020-01-23 16:54:38 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001799834 Filed Document 0001799834-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 16:54:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Bay City Field 3-D Joint Venture See All Filings	D	2020-01-23 16:53:24 UTC
Amount To Be Raised $880,000 Associated Brokers / Dealers n/a CIK Number 0001800605 Filed Document 0001654954-20-000692 Exclusions or Exemptions 506b Accepted Date 2020-01-23 16:53:24 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
FleetNurse Inc. See All Filings	D	2020-01-23 16:52:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001765971 Filed Document 0001765971-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 16:52:50 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Aqua Quest International, Inc. See All Filings	1-A/A	2020-01-23 16:52:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001558636 Filed Document 0001683168-20-000249 Accepted Date 2020-01-23 16:52:04 UTC Type of Offering 1-A/A Industry WATER TRANSPORTATION Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $7,242 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Paramount Capital LLC See All Filings	D	2020-01-23 16:50:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800923 Filed Document 0001800923-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 16:50:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
OC 532 Offshore Fund, Ltd. See All Filings	D/A	2020-01-23 16:48:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413315 Filed Document 0001597510-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 16:48:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square Mile Partners V REIT 2 LLC See All Filings	D	2020-01-23 16:48:08 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001800266 Filed Document 0001800266-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 16:48:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
WWF Holdings, Inc. See All Filings	D/A	2020-01-23 16:47:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001766415 Filed Document 0001766415-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-23 16:47:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Next Healthcare Inc. See All Filings	D	2020-01-23 16:46:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001544998 Filed Document 0001544998-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 16:46:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Barings Global Credit Fund (LUX) SCSp, SICAV-SIF See All Filings	D/A	2020-01-23 16:44:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652093 Filed Document 0001652093-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 16:44:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCM LINCOLN 1601, LLC See All Filings	D	2020-01-23 16:35:06 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001800430 Filed Document 0001800430-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 16:35:06 UTC Type of Offering D Industry Commercial Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Plei, Inc. See All Filings	C	2020-01-23 16:31:58 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001700943 Filed Document 0001700943-20-000001 Accepted Date 2020-01-23 16:31:58 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State FLORIDA
Old Well India Fund, LP See All Filings	D	2020-01-23 16:26:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800895 Filed Document 0001800895-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 16:26:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPQ Asia Opportunities US Fund Ltd See All Filings	D/A	2020-01-23 16:24:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597510 Filed Document 0001597510-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 16:24:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund