Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Grayscale Ethereum Trust (ETH) See All Filings	D/A	2020-01-17 16:07:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725210 Filed Document 0001209191-20-003939 Exclusions or Exemptions 506c Accepted Date 2020-01-17 16:07:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grayscale Bitcoin Cash Trust (BCH) See All Filings	D/A	2020-01-17 16:07:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732409 Filed Document 0001209191-20-003938 Exclusions or Exemptions 506c Accepted Date 2020-01-17 16:07:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grayscale Ethereum Classic Trust (ETC) See All Filings	D/A	2020-01-17 16:05:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705181 Filed Document 0001209191-20-003932 Exclusions or Exemptions 506c Accepted Date 2020-01-17 16:05:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVADIM HEALTH, INC. See All Filings	D	2020-01-17 16:05:21 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-20-000014 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:05:21 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
UCC VICAN I Limited Partnership See All Filings	D	2020-01-17 16:03:51 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers NONE CIK Number 0001799699 Filed Document 0001799699-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-17 16:03:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Other
H&S Anthem, LLC See All Filings	D	2020-01-17 16:03:33 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001800348 Filed Document 0001800348-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:03:33 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Senvest Technology Partners Master Fund, LP See All Filings	D/A	2020-01-17 16:02:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694900 Filed Document 0000919574-20-000458 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:02:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LP 2A REIT Inc. See All Filings	D	2020-01-17 16:01:26 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799133 Filed Document 0001799133-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:01:26 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kora Fund LP See All Filings	D/A	2020-01-17 16:01:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596587 Filed Document 0000905718-20-000058 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:01:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVADIM HEALTH, INC. See All Filings	D	2020-01-17 16:00:48 UTC
Amount To Be Raised $9,000 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:00:48 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Kora Offshore Fund Ltd See All Filings	D/A	2020-01-17 16:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596588 Filed Document 0000905718-20-000057 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:00:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Atlas Master Fund, LLC See All Filings	D/A	2020-01-17 15:58:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694695 Filed Document 0001315863-20-000084 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:58:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GR Fund I, a series of Curmudgeon Ventures, LP See All Filings	D	2020-01-17 15:58:25 UTC
Amount To Be Raised $33,000 Associated Brokers / Dealers N/A CIK Number 0001800474 Filed Document 0001800474-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:58:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FO Fund I, a series of What If VC, LP See All Filings	D	2020-01-17 15:58:20 UTC
Amount To Be Raised $255,500 Associated Brokers / Dealers N/A CIK Number 0001800475 Filed Document 0001800475-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:58:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CO Fund I, a series of DV Deals, LP See All Filings	D	2020-01-17 15:58:14 UTC
Amount To Be Raised $213,625 Associated Brokers / Dealers N/A CIK Number 0001800494 Filed Document 0001800494-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:58:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENVEST MASTER FUND, L.P. See All Filings	D/A	2020-01-17 15:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600185 Filed Document 0000919574-20-000456 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:57:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM HEALTH, INC. See All Filings	D	2020-01-17 15:56:26 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-20-000012 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:56:26 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Absolute Return Macro Enhanced Fund, LP See All Filings	D/A	2020-01-17 15:55:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613239 Filed Document 0000919574-20-000454 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:55:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Red Duck Foods, Inc. See All Filings	D	2020-01-17 15:54:58 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001590650 Filed Document 0001591408-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:54:58 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Apollo Atlas Fund, LLC See All Filings	D/A	2020-01-17 15:54:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694698 Filed Document 0001315863-20-000083 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:54:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1837 Partners L.P. See All Filings	D/A	2020-01-17 15:51:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Benchmark Company, LLC, William Blair, CJS Securities, Inc., Craig-Hallum Capital Group LLC, Dougherty & Company LLC, First Analysis Securities Corporation, Imperial Capital, LLC, Instinet, LLC, Jefferies LLC, Northcoast Research Partners LLC, Oppenheiner & Co. Inc, R.F. Lafferty & Co., Inc., and Stephens CIK Number 0001363397 Filed Document 0001363397-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:51:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HappyNest, Inc. See All Filings	D	2020-01-17 15:50:49 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001800132 Filed Document 0000908662-20-000006 Exclusions or Exemptions 506c Accepted Date 2020-01-17 15:50:49 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LP 1B REIT Inc. See All Filings	D	2020-01-17 15:48:38 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799132 Filed Document 0001799132-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:48:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Creacion Ventures I-A, L.P. See All Filings	D	2020-01-17 15:47:31 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001799614 Filed Document 0001799614-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:47:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saddleback Community Loan Company, LLC See All Filings	D	2020-01-17 15:46:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001799096 Filed Document 0001799096-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:46:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Barings Global Investment Funds 2 plc See All Filings	D/A	2020-01-17 15:45:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Institutional Investment Advisors Limited CIK Number 0001582591 Filed Document 0001371811-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:45:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Group Holdings LLC See All Filings	D/A	2020-01-17 15:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660716 Filed Document 0000899140-20-000034 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:45:05 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
WE Fund I, a series of Edelweiss.vc, LP See All Filings	D	2020-01-17 15:43:19 UTC
Amount To Be Raised $117,500 Associated Brokers / Dealers N/A CIK Number 0001800541 Filed Document 0001800541-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:43:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PR Fund I, a series of Vela SPV, LP See All Filings	D	2020-01-17 15:43:15 UTC
Amount To Be Raised $447,500 Associated Brokers / Dealers N/A CIK Number 0001800544 Filed Document 0001800544-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:43:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GF Fund II, a series of AX-RN-Funds, LP See All Filings	D	2020-01-17 15:43:09 UTC
Amount To Be Raised $315,242 Associated Brokers / Dealers N/A CIK Number 0001800545 Filed Document 0001800545-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:43:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dolphin Entertainment, Inc. See All Filings	D	2020-01-17 15:42:11 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001282224 Filed Document 0001553350-20-000072 Exclusions or Exemptions 506c Accepted Date 2020-01-17 15:42:11 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
FORWARDLANE INC. See All Filings	D	2020-01-17 15:41:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001677654 Filed Document 0001677654-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:41:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Wealth Law Corp See All Filings	D	2020-01-17 15:38:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001768431 Filed Document 0001768431-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:38:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
FORWARDLANE INC. See All Filings	D	2020-01-17 15:37:48 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677654 Filed Document 0001677654-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:37:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Activegraf Inc. See All Filings	D	2020-01-17 15:37:32 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001800009 Filed Document 0001800009-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:37:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AwayZone, Inc. See All Filings	C/A	2020-01-17 15:37:21 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $107,000 CIK Number 0001799560 Filed Document 0001669191-20-000017 Accepted Date 2020-01-17 15:37:21 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State INDIANA
Sculptor OF II Private Investors Offshore Ltd. See All Filings	D/A	2020-01-17 15:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001456243 Filed Document 0000950103-20-000773 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:37:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Green Harvest Capital Shaker DNM, L.P. See All Filings	D	2020-01-17 15:36:48 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001796916 Filed Document 0001796916-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:36:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LP 1A REIT Intermediate LLC See All Filings	D	2020-01-17 15:35:10 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001798940 Filed Document 0001798940-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:35:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sculptor DP II Private Investors LLC See All Filings	D/A	2020-01-17 15:34:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001455514 Filed Document 0000950103-20-000772 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:34:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Creacion Ventures I, L.P. See All Filings	D	2020-01-17 15:33:36 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001799641 Filed Document 0001799641-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:33:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gardenia Japan Opportunity Fund, LP See All Filings	D/A	2020-01-17 15:29:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567010 Filed Document 0001567010-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:29:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SM Fund I, a series of Riverside Ventures, LP See All Filings	D	2020-01-17 15:28:48 UTC
Amount To Be Raised $83,000 Associated Brokers / Dealers N/A CIK Number 0001800526 Filed Document 0001800526-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:28:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Easyriders Holdings Inc See All Filings	D	2020-01-17 15:20:39 UTC
Amount To Be Raised $11,516 Associated Brokers / Dealers N/A CIK Number 0001781957 Filed Document 0001183740-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:20:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Barings Umbrella Fund plc See All Filings	D/A	2020-01-17 15:20:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515694 Filed Document 0001371811-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:20:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valwood Portfolio 391 LLC See All Filings	D	2020-01-17 15:18:42 UTC
Amount To Be Raised $20,800,000 Associated Brokers / Dealers N/A CIK Number 0001800514 Filed Document 0001800514-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:18:42 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Tactical Opportunities Onshore Fund L.P. See All Filings	D/A	2020-01-17 15:10:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001569541 Filed Document 0001569541-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:10:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xperii Corp. See All Filings	D	2020-01-17 15:10:24 UTC
Amount To Be Raised $11,041,350 Associated Brokers / Dealers N/A CIK Number 0001800552 Filed Document 0001800552-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:10:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Tactical Opportunities Offshore Fund Ltd. See All Filings	D/A	2020-01-17 15:07:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001729108 Filed Document 0001729108-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:07:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CommonWealth Holdings, LLC See All Filings	D/A	2020-01-17 15:06:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729208 Filed Document 0001729208-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 15:06:31 UTC Type of Offering D/A Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity