Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Drift Credit Opportunities Fund, LP See All Filings	D/A	2020-01-23 15:57:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667950 Filed Document 0001636587-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:57:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Portfolio, L.P. See All Filings	D	2020-01-23 15:57:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800290 Filed Document 0001800290-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:57:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lyles United, LLC See All Filings	D/A	2020-01-23 15:55:16 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001428534 Filed Document 0001428534-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:55:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha See All Filings	D/A	2020-01-23 15:54:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514736 Filed Document 0001514736-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:54:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobility Transformation, Inc. See All Filings	D	2020-01-23 15:52:38 UTC
Amount To Be Raised $1,590,000 Associated Brokers / Dealers N/A CIK Number 0001797526 Filed Document 0001042167-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:52:38 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
BLUE SKY URANIUM CORP. See All Filings	D/A	2020-01-23 15:34:47 UTC
Amount To Be Raised $1,927,588 Associated Brokers / Dealers Canaccord Genuity Wealth Management (USA) Inc. CIK Number 0001463978 Filed Document 0001463978-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:34:47 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
AnKap Partners, L.P. See All Filings	D/A	2020-01-23 15:29:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456617 Filed Document 0001456617-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:29:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CQS Directional Opportunities Feeder Fund Ltd See All Filings	D/A	2020-01-23 15:28:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS FINANCIAL SERVICES INC. CIK Number 0001514734 Filed Document 0001514734-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:28:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StageDot0, LP SP1 See All Filings	D	2020-01-23 15:24:57 UTC
Amount To Be Raised $1,234,950 Associated Brokers / Dealers N/A CIK Number 0001800173 Filed Document 0001800171-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:24:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEA Holdings I LLC See All Filings	D	2020-01-23 15:24:23 UTC
Amount To Be Raised $2,668,000 Associated Brokers / Dealers N/A CIK Number 0001800411 Filed Document 0001800411-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:24:23 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CQS ABS FEEDER FUND Ltd See All Filings	D/A	2020-01-23 15:23:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001459395 Filed Document 0001459395-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:23:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consolidated HCI Holdings Corp. See All Filings	D	2020-01-23 15:19:11 UTC
Amount To Be Raised $168,466 Associated Brokers / Dealers N/A CIK Number 0001800999 Filed Document 0001062993-20-000279 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:19:11 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
WEYLAND TECH, INC. See All Filings	D	2020-01-23 15:17:20 UTC
Amount To Be Raised $14,285,714 Associated Brokers / Dealers N/A CIK Number 0001335112 Filed Document 0001213900-20-001625 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:17:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wheeler County Partners, LLC See All Filings	D	2020-01-23 15:16:01 UTC
Amount To Be Raised $4,178,790 Associated Brokers / Dealers N/A CIK Number 0001800972 Filed Document 0001445866-20-000065 Exclusions or Exemptions 506c Accepted Date 2020-01-23 15:16:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
N6GH Investments, LLC See All Filings	D	2020-01-23 15:14:11 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001800983 Filed Document 0001800983-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:14:11 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ZSX Medical, LLC See All Filings	D	2020-01-23 15:11:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001668486 Filed Document 0001668486-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:11:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Roundtable Analytics, Inc. See All Filings	D	2020-01-23 15:10:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650143 Filed Document 0001709409-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:10:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAVALLINO FUND LLC See All Filings	D/A	2020-01-23 15:09:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458114 Filed Document 0001458114-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:09:43 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Instinct Science, LLC See All Filings	D	2020-01-23 15:07:20 UTC
Amount To Be Raised $2,625,440 Associated Brokers / Dealers N/A CIK Number 0001749823 Filed Document 0001749823-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:07:20 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Daytona Multifamily Opportunity Zone, L.L.C. See All Filings	D/A	2020-01-23 15:05:59 UTC
Amount To Be Raised $16,820,000 Associated Brokers / Dealers Inland Securities Corporation, RCX Capital Group LLC, Avantax Investment Services Inc, CALTON & ASSOCIATES, INC., Cambridge Investment Research, Inc., CAPITAL INVESTMENT GROUP, INC., Centaurus Financial, Inc., Emerson Equity LLC, Harbour Investments, Inc., Lincoln Financial Advisors, Lincoln Financial Securities Corp, Thornhill Securities Inc, and WealthForge Securities LLC CIK Number 0001793256 Filed Document 0001790593-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:05:59 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Quiet Growth I Series, LP - RMS I See All Filings	D	2020-01-23 15:03:50 UTC
Amount To Be Raised $6,083,250 Associated Brokers / Dealers N/A CIK Number 0001800729 Filed Document 0001800171-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 15:03:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quiet Growth I Series, LP - E 1 See All Filings	D	2020-01-23 14:55:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001800171 Filed Document 0001800171-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:55:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US Real Estate Value Add REIT LLC See All Filings	D	2020-01-23 14:54:52 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001800998 Filed Document 0001800998-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:54:52 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SunState Laboratories, Inc. See All Filings	C	2020-01-23 14:53:41 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,069,997 CIK Number 0001800204 Filed Document 0001670254-20-000055 Accepted Date 2020-01-23 14:53:41 UTC Type of Offering C Security Offered Amount 30,770 Security Offered Type Preferred Stock State COLORADO
Hello Donor, Inc. See All Filings	D	2020-01-23 14:52:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001800807 Filed Document 0001800807-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:52:27 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
IgniteXL Ventures, LP See All Filings	D	2020-01-23 14:50:09 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001799007 Filed Document 0001799007-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:50:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Steel City Capital, LP See All Filings	D/A	2020-01-23 14:48:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752456 Filed Document 0001752456-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:48:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shinnecock Income Fund L.P. See All Filings	D/A	2020-01-23 14:48:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers March Capital Corp., Ecoban Securities Corporation, XP Securities, LLC, and Blue Sand Securities LLC CIK Number 0001664608 Filed Document 0001664608-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:48:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINA Families LLC See All Filings	D	2020-01-23 14:45:29 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001800640 Filed Document 0001800640-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:45:29 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
REALTERM AIRPORT LOGISTICS PROPERTIES, LP See All Filings	D	2020-01-23 14:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641527 Filed Document 0001641527-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:44:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Healthcare Hospitality II DST See All Filings	D/A	2020-01-23 14:35:48 UTC
Amount To Be Raised $18,114,363 Associated Brokers / Dealers Arkadio Capital, Concorde Investment Services, LLC, WealthForge Securities LLC, Investacorp, Inc, Westpark Capital Inc, RCX Capital Group LLC, Investment Planners, Inc., Sigma Financial Corporation, Dempsey Lord Smith, LLC, Great Point Capital LLC, Lightpath Capital Inc., Parkland Securities, LLC, and Securities America Inc. CIK Number 0001790593 Filed Document 0001790593-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:35:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
WESTERN WEALTH CAPITAL LII US INVESTOR, LP See All Filings	D/A	2020-01-23 14:35:05 UTC
Amount To Be Raised $12,900,000 Associated Brokers / Dealers N/A CIK Number 0001797595 Filed Document 0001642247-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:35:05 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Revel Pharmaceuticals Inc. See All Filings	D	2020-01-23 14:25:46 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001800934 Filed Document 0001800934-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:25:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HRA-IQ Inc. See All Filings	D	2020-01-23 14:25:39 UTC
Amount To Be Raised $2,530,000 Associated Brokers / Dealers CEDAR POINT CAPITAL, LLC CIK Number 0001694670 Filed Document 0001362118-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:25:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
RCP Corpus Christi Apts, LLC See All Filings	D	2020-01-23 14:21:13 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001799589 Filed Document 0001799589-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:21:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Workyard Holdings, Inc. See All Filings	D	2020-01-23 14:15:58 UTC
Amount To Be Raised $6,932,010 Associated Brokers / Dealers N/A CIK Number 0001726323 Filed Document 0001726323-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:15:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Urban Communities Great Lakes Fund #2, LP See All Filings	D	2020-01-23 14:09:53 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001800712 Filed Document 0001800712-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:09:53 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Angel Ventures Fund LP. See All Filings	D	2020-01-23 14:07:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800928 Filed Document 0001800928-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:07:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
EIP Pharma, Inc. See All Filings	D	2020-01-23 14:01:19 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001736525 Filed Document 0001736525-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 14:01:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fermata, LLC See All Filings	D	2020-01-23 13:45:30 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001725740 Filed Document 0001015325-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:45:30 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Fermata, LLC See All Filings	D	2020-01-23 13:44:01 UTC
Amount To Be Raised $499,000 Associated Brokers / Dealers N/A CIK Number 0001725740 Filed Document 0001015325-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:44:01 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
1600 Lompoc, LLC See All Filings	D	2020-01-23 13:42:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001800953 Filed Document 0001445866-20-000064 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:42:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Flux Power Holdings, Inc. See All Filings	D	2020-01-23 13:32:35 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001083743 Filed Document 0001709409-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:32:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
StepStone AZ China & Asia Opportunities Fund II, L.P. See All Filings	D	2020-01-23 13:26:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800421 Filed Document 0001800421-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:26:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cognitive Logic Inc. See All Filings	D	2020-01-23 13:24:56 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers N/A CIK Number 0001665862 Filed Document 0001665862-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:24:56 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
CEDAR SHOALS PROJECT LLC See All Filings	D	2020-01-23 13:24:47 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001800891 Filed Document 0001800891-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:24:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Brandywine Branch Distillers LLC See All Filings	D/A	2020-01-23 13:24:01 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001637493 Filed Document 0001637493-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:24:01 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business UNITED STATES Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Manetu, Inc. See All Filings	D	2020-01-23 13:02:41 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001800907 Filed Document 0000898432-20-000080 Exclusions or Exemptions 506b Accepted Date 2020-01-23 13:02:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Quadrant Biosciences Inc See All Filings	D	2020-01-23 12:58:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001651239 Filed Document 0001651239-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 12:58:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Capstone EC Fund, LP See All Filings	D	2020-01-23 12:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800935 Filed Document 0001800935-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-23 12:43:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund