Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cognixion Inc. See All Filings	D/A	2020-01-29 17:04:28 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001749036 Filed Document 0001749036-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 17:04:28 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Xebra Brands Ltd. See All Filings	D	2020-01-29 16:56:56 UTC
Amount To Be Raised $207,130 Associated Brokers / Dealers N/A CIK Number 0001801399 Filed Document 0001183740-20-000024 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:56:56 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Schroder Adveq Europe Direct II S.C.S. See All Filings	D/A	2020-01-29 16:53:07 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers Schroder Fund Advisors LLC CIK Number 0001697652 Filed Document 0001697652-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:53:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Schroder Adveq Asia V S.C.S. See All Filings	D	2020-01-29 16:52:22 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Schroder Fund Advisors LLC CIK Number 0001799559 Filed Document 0001697652-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:52:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Base10 Partners II, L.P. See All Filings	D/A	2020-01-29 16:51:32 UTC
Amount To Be Raised $250,305,000 Associated Brokers / Dealers N/A CIK Number 0001786703 Filed Document 0001786703-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:51:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenville API Platform, Inc. See All Filings	D	2020-01-29 16:50:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001801113 Filed Document 0001801113-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:50:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VPEG Fit Factory Fund, LLC See All Filings	D	2020-01-29 16:48:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001801482 Filed Document 0001801482-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:48:01 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
VBGO 901 Fifth REIT LLC See All Filings	D	2020-01-29 16:43:02 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001801227 Filed Document 0001801227-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:43:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Loomis Sayles Senior Floating Rate Fund LLC See All Filings	D/A	2020-01-29 16:40:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297684 Filed Document 0001297684-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:40:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerald Lake PD Acquisition, L.P. See All Filings	D	2020-01-29 16:39:09 UTC
Amount To Be Raised $32,925,000 Associated Brokers / Dealers N/A CIK Number 0001801381 Filed Document 0001015325-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:39:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VBGO 425 Lexington REIT LLC See All Filings	D	2020-01-29 16:38:30 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001801228 Filed Document 0001801228-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:38:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Maverick Topco, LLC See All Filings	D	2020-01-29 16:33:21 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001801556 Filed Document 0000950172-20-000028 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:33:21 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tonal Series C, a Series of Hyphen Investing, LLC See All Filings	D/A	2020-01-29 16:27:10 UTC
Amount To Be Raised $359,349 Associated Brokers / Dealers N/A CIK Number 0001771069 Filed Document 0001798827-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:27:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus Global Private Equity Partners, L.P. See All Filings	D/A	2020-01-29 16:26:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenstone Equity Partners CIK Number 0001753619 Filed Document 0000905718-20-000073 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:26:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cognixion, a series of SCA SPV, LLC See All Filings	D	2020-01-29 16:17:09 UTC
Amount To Be Raised $245,000 Associated Brokers / Dealers N/A CIK Number 0001798827 Filed Document 0001798827-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:17:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acacia Diversified Holdings, Inc. See All Filings	1-A	2020-01-29 16:09:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001001463 Filed Document 0001185185-20-000088 Accepted Date 2020-01-29 16:09:32 UTC Type of Offering 1-A Industry MOTOR VEHICLE PARTS & ACCESSORIES Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $402,156 State of Jurisdiction TEXAS Type of Security Equity (common or preferred stock)
Prometheum, Inc. See All Filings	1-A/A	2020-01-29 16:03:38 UTC
Amount To Be Raised $49,750,000 Associated Brokers / Dealers N/A CIK Number 0001718271 Filed Document 0001019056-20-000046 Accepted Date 2020-01-29 16:03:38 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $1,787,688 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
NFC Hotel Investors II, LLC See All Filings	D	2020-01-29 16:02:06 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001800732 Filed Document 0001567619-20-001682 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:02:06 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Rockefeller Climate Solutions Fund, L.P. See All Filings	D/A	2020-01-29 15:56:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545254 Filed Document 0000945621-20-000023 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:56:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Texas Health Surgery Center Rockwall, LLC See All Filings	D	2020-01-29 15:44:23 UTC
Amount To Be Raised $1,866,722 Associated Brokers / Dealers N/A CIK Number 0001645817 Filed Document 0001645817-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:44:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Banneker Partners Fund I, L.P. See All Filings	D	2020-01-29 15:39:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC, Andrew Sillari, and Keith Whitney CIK Number 0001800504 Filed Document 0000899140-20-000049 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:39:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Native Cardio, Inc. See All Filings	D/A	2020-01-29 15:29:49 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Theodore Kalem and John G. Myers CIK Number 0001767312 Filed Document 0001767312-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:29:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Maggiore Fund I LP See All Filings	D/A	2020-01-29 15:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001402418 Filed Document 0001402418-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:28:57 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lynx Dx, Inc. See All Filings	D	2020-01-29 15:27:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001799277 Filed Document 0001799277-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:27:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
LGC MHC II REIT LLC See All Filings	D	2020-01-29 15:23:02 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers CHARLES B. HARRISON, PATRICK J. WHELCHEL, SCOTT HARRISON, LORI MAYFIELD, and CHARLES MATHES CIK Number 0001801430 Filed Document 0001801430-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:23:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital L US Investor, LP See All Filings	D/A	2020-01-29 15:07:10 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001792833 Filed Document 0001642247-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:07:10 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
eClinical Solutions LLC See All Filings	D	2020-01-29 15:00:37 UTC
Amount To Be Raised $19,250,000 Associated Brokers / Dealers N/A CIK Number 0001801484 Filed Document 0001801484-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:00:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FREESTONE AFFORDABLE HOUSING PARTNERS LP See All Filings	D	2020-01-29 14:59:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799808 Filed Document 0001567619-20-001665 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:59:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aon Hewitt Institutional Funds, LLC See All Filings	D/A	2020-01-29 14:44:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Securities Inc. CIK Number 0001665072 Filed Document 0001665072-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:44:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New York City Property Fund II N-Investors LP See All Filings	D	2020-01-29 14:41:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801130 Filed Document 0001567619-20-001660 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:41:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yava Alumina Inc. See All Filings	D/A	2020-01-29 14:35:32 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001693255 Filed Document 0001693255-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:35:32 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
GreenZone Pharms See All Filings	C	2020-01-29 14:35:13 UTC
Financial Interest NONE Filing Platform truCrowd, Inc Offering Amount $1,070,000 CIK Number 0001790424 Filed Document 0001790424-20-000001 Accepted Date 2020-01-29 14:35:13 UTC Type of Offering C Security Offered Amount 1,000 Security Offered Type Other State ILLINOIS
United Vet Care Holdings, LLC See All Filings	D	2020-01-29 14:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801186 Filed Document 0001801186-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:35:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CYBER RECONNAISSANCE, INC. See All Filings	D	2020-01-29 14:33:57 UTC
Amount To Be Raised $8,581,487 Associated Brokers / Dealers N/A CIK Number 0001687171 Filed Document 0001687171-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:33:57 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
AI2 Investment Partners-A, LLC See All Filings	D	2020-01-29 14:26:39 UTC
Amount To Be Raised $1,952,101 Associated Brokers / Dealers N/A CIK Number 0001801282 Filed Document 0001801282-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:26:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
521 Fifth Avenue REIT, LLC See All Filings	D	2020-01-29 14:25:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800568 Filed Document 0001800568-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:25:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RIT REIT Sub I, Inc See All Filings	D	2020-01-29 14:21:12 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800263 Filed Document 0001800263-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:21:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flour Mill Fund, Ltd. See All Filings	D/A	2020-01-29 14:20:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553303 Filed Document 0001315863-20-000114 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:20:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
SAFKHET CAPITAL INVESTORS, LP See All Filings	D/A	2020-01-29 14:18:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729459 Filed Document 0001729459-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:18:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AI2 Investment Partners, LLC See All Filings	D	2020-01-29 14:15:35 UTC
Amount To Be Raised $7,892,899 Associated Brokers / Dealers N/A CIK Number 0001801295 Filed Document 0001801295-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:15:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenfire Oil & Gas Ltd. See All Filings	D	2020-01-29 14:10:15 UTC
Amount To Be Raised $99,179 Associated Brokers / Dealers N/A CIK Number 0001738547 Filed Document 0001738547-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:10:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EP Private Equity Strategies 2019 See All Filings	D/A	2020-01-29 14:09:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766766 Filed Document 0000899140-20-000048 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:09:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orgenesis Inc. See All Filings	D	2020-01-29 14:08:21 UTC
Amount To Be Raised $9,240,000 Associated Brokers / Dealers Mio Capital Ltd. CIK Number 0001460602 Filed Document 0001713695-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:08:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Greenfire Oil & Gas Ltd. See All Filings	D	2020-01-29 14:02:30 UTC
Amount To Be Raised $3,887,447 Associated Brokers / Dealers N/A CIK Number 0001738547 Filed Document 0001738547-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:02:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ALUNG TECHNOLOGIES INC See All Filings	D	2020-01-29 13:57:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001179295 Filed Document 0001179295-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:57:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Greenfire Oil & Gas Ltd. See All Filings	D	2020-01-29 13:56:20 UTC
Amount To Be Raised $88,436 Associated Brokers / Dealers N/A CIK Number 0001738547 Filed Document 0001738547-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:56:20 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DALTON ASIA (OFFSHORE FEEDER) FUND LTD. See All Filings	D/A	2020-01-29 13:56:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428064 Filed Document 0001428064-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:56:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Context Partners Fund, L.P. See All Filings	D/A	2020-01-29 13:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505246 Filed Document 0001505246-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:49:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DALTON ASIA (US FEEDER) FUND LP See All Filings	D/A	2020-01-29 13:47:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428125 Filed Document 0001428125-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:47:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD. See All Filings	D/A	2020-01-29 13:40:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384438 Filed Document 0001384438-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:40:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund