Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dispatch Goods, Inc. See All Filings	C	2020-01-31 19:36:09 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001799973 Filed Document 0001799973-20-000001 Accepted Date 2020-01-31 19:36:09 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Makena Capital Splitter Y, L.P. See All Filings	D/A	2020-01-31 19:30:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462824 Filed Document 0001462824-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 19:30:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAKENA CAPITAL BLOCKER Y (CAYMAN) LP See All Filings	D/A	2020-01-31 19:22:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459374 Filed Document 0001459374-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 19:22:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAKENA CAPITAL SPLITTER X LP See All Filings	D/A	2020-01-31 19:14:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459383 Filed Document 0001459383-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 19:14:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAKENA CAPITAL ASSOCIATES CAYMAN L P See All Filings	D/A	2020-01-31 18:59:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370927 Filed Document 0001370927-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 18:59:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAKENA CAPITAL ASSOCIATES US LP See All Filings	D/A	2020-01-31 18:50:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370750 Filed Document 0001370750-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 18:50:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Esencia 238 Oates, LLC See All Filings	D	2020-01-31 18:47:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001801910 Filed Document 0001801910-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 18:47:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BBH Wealth Strategies, LLC - GQG Partners Emerging Markets Equity Series See All Filings	D/A	2020-01-31 18:29:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757956 Filed Document 0001757956-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-31 18:29:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InGame Action Systems LLC See All Filings	D	2020-01-31 18:28:28 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001801831 Filed Document 0001801831-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 18:28:28 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Theo Rewards, Inc. See All Filings	D	2020-01-31 18:26:08 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001801852 Filed Document 0001801852-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 18:26:08 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TRACKIN, CO. See All Filings	D/A	2020-01-31 18:18:28 UTC
Amount To Be Raised $4,665,021 Associated Brokers / Dealers N/A CIK Number 0001799361 Filed Document 0001799361-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-31 18:18:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
4303 Mariposa Drive, LLC See All Filings	D	2020-01-31 18:15:12 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001801840 Filed Document 0001801840-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 18:15:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
STFG Commercial Real Estate Fund LLC See All Filings	D	2020-01-31 17:57:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001801819 Filed Document 0001801819-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-31 17:57:28 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Toy Overlord, Inc. See All Filings	C/A	2020-01-31 17:56:31 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001720886 Filed Document 0001665160-20-000082 Accepted Date 2020-01-31 17:56:31 UTC Type of Offering C/A Security Offered Amount 15,873 Security Offered Type Common Stock State UTAH
HIGHLINE CAPITAL INTERNATIONAL LTD See All Filings	D/A	2020-01-31 17:53:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372659 Filed Document 0001372659-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 17:53:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
KIZE PARTNERS LP See All Filings	D	2020-01-31 17:49:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798858 Filed Document 0000902664-20-000626 Exclusions or Exemptions 506b Accepted Date 2020-01-31 17:49:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highline Enhanced, Ltd. See All Filings	D/A	2020-01-31 17:48:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489295 Filed Document 0001489295-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 17:48:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
VantIQ, Inc. See All Filings	D/A	2020-01-31 17:43:06 UTC
Amount To Be Raised $25,500,007 Associated Brokers / Dealers N/A CIK Number 0001625515 Filed Document 0001625515-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 17:43:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Icarus Blockchain Group Inc. See All Filings	C/A	2020-01-31 17:39:36 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001759483 Filed Document 0001665160-20-000081 Accepted Date 2020-01-31 17:39:36 UTC Type of Offering C/A Security Offered Amount 5,988 Security Offered Type Other State SURINAME
Renu Robotics Corporation See All Filings	C/A	2020-01-31 17:38:25 UTC
Financial Interest The issuer will not owe a cash commission, or any other direct or indirect interest in the issuer, to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $1,070,000 CIK Number 0001791223 Filed Document 0001791223-20-000001 Accepted Date 2020-01-31 17:38:25 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State TEXAS
Bounce Imaging, Inc. See All Filings	D	2020-01-31 17:38:18 UTC
Amount To Be Raised $6,854,378 Associated Brokers / Dealers N/A CIK Number 0001798888 Filed Document 0001798888-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-31 17:38:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Currency Tracking Technologies LLC See All Filings	C/A	2020-01-31 17:30:53 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001689361 Filed Document 0001665160-20-000080 Accepted Date 2020-01-31 17:30:53 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State FLORIDA
Shiftsmart, Inc. See All Filings	D/A	2020-01-31 17:29:35 UTC
Amount To Be Raised $16,500,001 Associated Brokers / Dealers N/A CIK Number 0001703707 Filed Document 0001703707-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 17:29:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TransparentBusiness, Inc. See All Filings	D/A	2020-01-31 17:25:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Joseph James Gelet Sr. CIK Number 0001740742 Filed Document 0001740742-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-31 17:25:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VistaGen Therapeutics, Inc. See All Filings	D	2020-01-31 17:25:29 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001411685 Filed Document 0001415889-20-000199 Exclusions or Exemptions 506b Accepted Date 2020-01-31 17:25:29 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SP Nashville Gulch LLC See All Filings	D	2020-01-31 17:17:17 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001799906 Filed Document 0001799906-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-31 17:17:17 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Luminus Special Opportunities II, Ltd. See All Filings	D	2020-01-31 17:16:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799574 Filed Document 0001799517-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-31 17:16:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SOLAR INTEGRATED ROOFING CORP. See All Filings	1-A POS	2020-01-31 17:14:19 UTC
Amount To Be Raised $3,125,000 Associated Brokers / Dealers N/A CIK Number 0001756704 Filed Document 0001445866-20-000091 Accepted Date 2020-01-31 17:14:19 UTC Type of Offering 1-A POS Industry CONSTRUCTION - SPECIAL TRADE CONTRACTORS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $4,895,815 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
600 California REIT 1 LLC See All Filings	D	2020-01-31 17:12:17 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001800558 Filed Document 0001800558-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 17:12:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Point72 Capital International, Ltd. See All Filings	D/A	2020-01-31 17:10:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shorebridge Capital Advisors, LLC CIK Number 0001465991 Filed Document 0000899140-20-000061 Exclusions or Exemptions 506c Accepted Date 2020-01-31 17:10:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Point72 Capital, L.P. See All Filings	D/A	2020-01-31 17:08:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shorebridge Capital Advisors, LLC CIK Number 0001461642 Filed Document 0000899140-20-000060 Exclusions or Exemptions 506c Accepted Date 2020-01-31 17:08:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WeWork Property Investors REIT LLC See All Filings	D	2020-01-31 17:04:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001800560 Filed Document 0001800560-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 17:04:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rise Companies Corp. See All Filings	1-A	2020-01-31 17:00:14 UTC
Amount To Be Raised $23,052,101 Associated Brokers / Dealers N/A CIK Number 0001640967 Filed Document 0001104659-20-009336 Accepted Date 2020-01-31 17:00:14 UTC Type of Offering 1-A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $9,576,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Lucky Goat Brewing LLC See All Filings	C/A	2020-01-31 16:58:03 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $107,000 CIK Number 0001792922 Filed Document 0001746059-20-000028 Accepted Date 2020-01-31 16:58:03 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
CPAM Broad River, LLC See All Filings	D	2020-01-31 16:55:33 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001801864 Filed Document 0001801864-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:55:33 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Luminus Special Opportunities II, L.P. See All Filings	D	2020-01-31 16:52:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799517 Filed Document 0001799517-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:52:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Idealabx1, L.P. See All Filings	D/A	2020-01-31 16:45:16 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001777546 Filed Document 0001777546-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:45:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Equity Partners Offshore Ltd See All Filings	D/A	2020-01-31 16:40:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696557 Filed Document 0000905718-20-000096 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:40:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GC Lighthouse Holdings, Inc. See All Filings	D/A	2020-01-31 16:39:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717327 Filed Document 0001717327-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:39:33 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
General Equity Partners LP See All Filings	D/A	2020-01-31 16:35:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696681 Filed Document 0000905718-20-000094 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:35:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slater Road II Trust See All Filings	D	2020-01-31 16:35:11 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001801087 Filed Document 0001801087-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:35:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
OPERAND III FUND, LP See All Filings	D	2020-01-31 16:33:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801111 Filed Document 0000913849-20-000033 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:33:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New 2ND Capital Offshore Feeder Fund II (Parallel), L.P. See All Filings	D	2020-01-31 16:32:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801132 Filed Document 0001801132-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:32:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunter Capital Partners LP See All Filings	D/A	2020-01-31 16:31:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764938 Filed Document 0000905718-20-000092 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:31:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
mPharma Data, Inc See All Filings	D	2020-01-31 16:30:51 UTC
Amount To Be Raised $21,512,226 Associated Brokers / Dealers N/A CIK Number 0001664913 Filed Document 0001104659-20-009308 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:30:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
New 2ND Capital Fund II, L.P. See All Filings	D	2020-01-31 16:30:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801133 Filed Document 0001801133-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:30:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yae! Organics Inc See All Filings	C	2020-01-31 16:30:10 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,999 CIK Number 0001799227 Filed Document 0001665160-20-000079 Accepted Date 2020-01-31 16:30:10 UTC Type of Offering C Security Offered Amount 20,833 Security Offered Type Common Stock State CALIFORNIA
Next Alpha US Fund LLC See All Filings	D	2020-01-31 16:24:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801129 Filed Document 0001012975-20-000096 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:24:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunter Capital Offshore Fund Ltd. See All Filings	D/A	2020-01-31 16:24:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764939 Filed Document 0000905718-20-000089 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:24:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Emerging Markets Managed Volatility Equity Fund, LLC See All Filings	D/A	2020-01-31 16:23:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001592916 Filed Document 0001592916-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:23:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund