Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SHOULDER INNOVATIONS, INC. See All Filings	D	2020-02-03 15:06:42 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001699350 Filed Document 0001699350-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:06:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Fabrica Inc. See All Filings	D	2020-02-03 15:05:54 UTC
Amount To Be Raised $2,799,110 Associated Brokers / Dealers N/A CIK Number 0001801273 Filed Document 0001801273-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:05:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DT StockCo LLC See All Filings	D	2020-02-03 15:03:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797299 Filed Document 0001797299-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:03:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PMG-Greybrook Wynwood Retail REIT, Inc. See All Filings	D	2020-02-03 15:02:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001801589 Filed Document 0001801590-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:02:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NB Breton Hill Velocity Fund Ltd See All Filings	D/A	2020-02-03 15:00:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001690886 Filed Document 0001690886-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:00:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Christina Real Estate Investors 4, LLC See All Filings	D	2020-02-03 14:59:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001801731 Filed Document 0001801731-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-03 14:59:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CC Fund II, a series of 500fin, LP See All Filings	D	2020-02-03 14:56:51 UTC
Amount To Be Raised $504,000 Associated Brokers / Dealers N/A CIK Number 0001802060 Filed Document 0001802060-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:56:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SE Fund I, a series of Chemistry Funds, LP See All Filings	D	2020-02-03 14:56:45 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001802058 Filed Document 0001802058-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:56:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NANOSTEEL COMPANY, INC See All Filings	D	2020-02-03 14:53:03 UTC
Amount To Be Raised $4,072,094 Associated Brokers / Dealers N/A CIK Number 0001339693 Filed Document 0001339693-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:53:03 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
BC European Capital X - Port Co-Investment (1) LP See All Filings	D	2020-02-03 14:52:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800565 Filed Document 0001800565-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:52:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Round Investments Inc. See All Filings	D	2020-02-03 14:50:59 UTC
Amount To Be Raised $2,962,000 Associated Brokers / Dealers N/A CIK Number 0001800982 Filed Document 0001800982-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:50:59 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Align Impact Fund II, LP See All Filings	D/A	2020-02-03 14:50:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001766548 Filed Document 0001766548-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:50:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DT CashCo LLC See All Filings	D	2020-02-03 14:48:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797281 Filed Document 0001797281-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:48:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PMG-Greybrook Wynwood Residential REIT, Inc. See All Filings	D	2020-02-03 14:47:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001801590 Filed Document 0001801590-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:47:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
M31 Navigator Fund LP See All Filings	D	2020-02-03 14:39:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801469 Filed Document 0000919574-20-000694 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:39:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lyon Street Qualified Investors, L.P. See All Filings	D/A	2020-02-03 14:33:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567508 Filed Document 0001567508-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:33:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueStripe Inc. See All Filings	D	2020-02-03 14:31:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001801496 Filed Document 0001801496-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:31:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LYON STREET INVESTORS LP See All Filings	D/A	2020-02-03 14:29:54 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001452246 Filed Document 0001452246-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:29:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOLCE VITA AT CIBOLO OWNER LLC See All Filings	D/A	2020-02-03 14:28:04 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001783591 Filed Document 0001783591-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-03 14:28:04 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard Odier Funds IV - Alternative Risk Premia See All Filings	D/A	2020-02-03 14:20:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766695 Filed Document 0001214659-20-000822 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:20:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scaeva Technologies, Inc. See All Filings	D	2020-02-03 14:19:44 UTC
Amount To Be Raised $3,012,755 Associated Brokers / Dealers N/A CIK Number 0001801925 Filed Document 0001801925-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:19:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UIP 1823 Invest, LLC See All Filings	D	2020-02-03 14:19:22 UTC
Amount To Be Raised $551,105 Associated Brokers / Dealers N/A CIK Number 0001797885 Filed Document 0001797885-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-03 14:19:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard Odier Funds IV - Alternative Risk Premia Core v10 See All Filings	D/A	2020-02-03 14:19:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766693 Filed Document 0001214659-20-000821 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:19:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuroDex Inc See All Filings	D	2020-02-03 14:16:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001801963 Filed Document 0001801963-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:16:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Vata7, Inc. See All Filings	D/A	2020-02-03 14:09:12 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001793586 Filed Document 0001793586-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:09:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
El Tinieblo International, Inc. See All Filings	C/A	2020-02-03 14:05:29 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001765620 Filed Document 0001665160-20-000085 Accepted Date 2020-02-03 14:05:29 UTC Type of Offering C/A Security Offered Amount 1,000 Security Offered Type Common Stock State NEW HAMPSHIRE
Mogul Hospitality Partners - Warm Springs, LLC See All Filings	D	2020-02-03 13:56:23 UTC
Amount To Be Raised $29,091,000 Associated Brokers / Dealers N/A CIK Number 0001801260 Filed Document 0001801260-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 13:56:23 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Strategic Wireless Infrastructure Fund, LLC See All Filings	D/A	2020-02-03 13:55:49 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers SC Distributors, LLC, Aegis Capital Corp., Alexander Capital, L.P., Arkadios Capital, Capital Investment Brokerage, Inc., Capital Investment Group, Inc., Chalice Capital Partners, LLC, Coastal Equities, Inc., Crown Capital Securities, L.P., Dempsey Lord Smith, LLC, First Southern, LLC, Great Point Capital LLC, Infinity Securities Inc, Joseph Stone Capital LLC, KCD Financial, Inc., Newbridge Securities, NI Advisors, Peak Brokerage Services, Stonecrest Capital Markets, Inc., Stonnington Group, LLC, SW Financial, TCFG Wealth Management, LLC, The Oak Ridge Financial Services Group, Inc, WestPark Capital, Inc., Whitehall-Parker Securities, Inc., Willow Cove Investment Group, Inc., and World Choice Securities, Inc. CIK Number 0001766845 Filed Document 0001766845-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 13:55:49 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Praesidio Low Volatility Fund, LP See All Filings	D/A	2020-02-03 13:51:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543939 Filed Document 0001543939-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 13:51:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carbitex, Inc. See All Filings	D	2020-02-03 13:45:09 UTC
Amount To Be Raised $1,637,818 Associated Brokers / Dealers N/A CIK Number 0001670973 Filed Document 0001670973-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 13:45:09 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NetSTREIT Corp. See All Filings	D	2020-02-03 13:42:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001798100 Filed Document 0001798100-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 13:42:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HAMPSHIRE INSTITUTIONAL FUND, L.P. See All Filings	D/A	2020-02-03 13:38:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000833101 Filed Document 0000833101-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 13:38:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartSoda Holdings, Inc. See All Filings	C/A	2020-02-03 13:35:49 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001792706 Filed Document 0001665160-20-000084 Accepted Date 2020-02-03 13:35:49 UTC Type of Offering C/A Security Offered Amount 20,000 Security Offered Type Common Stock State OHIO
Cann American Corp. See All Filings	1-A/A	2020-02-03 13:28:28 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001368620 Filed Document 0001683168-20-000322 Accepted Date 2020-02-03 13:28:28 UTC Type of Offering 1-A/A Industry MISCELLANEOUS METAL ORES Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $21,100 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Rayton Solar Inc. See All Filings	C/A	2020-02-03 13:23:15 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001654124 Filed Document 0001665160-20-000083 Accepted Date 2020-02-03 13:23:15 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Beta Aequitas LLC See All Filings	D	2020-02-03 13:19:46 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001801987 Filed Document 0001801987-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 13:19:46 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Respeecher, Inc. See All Filings	D	2020-02-03 13:19:40 UTC
Amount To Be Raised $1,862,000 Associated Brokers / Dealers N/A CIK Number 0001798603 Filed Document 0001798603-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 13:19:40 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CARLETON CAPITAL FUND II, LLC See All Filings	D	2020-02-03 13:12:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790459 Filed Document 0001790459-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 13:12:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GALAXY FUND See All Filings	D/A	2020-02-03 13:09:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. Inc. CIK Number 0001415317 Filed Document 0000945621-20-000024 Exclusions or Exemptions 506b Accepted Date 2020-02-03 13:09:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
College Coaching Network Inc. See All Filings	C/A	2020-02-03 13:04:59 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $107,000 CIK Number 0001786855 Filed Document 0001669191-20-000039 Accepted Date 2020-02-03 13:04:59 UTC Type of Offering C/A Security Offered Amount 2,000 Security Offered Type Common Stock State KANSAS
OddJobbers, Inc. See All Filings	D	2020-02-03 13:04:56 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001801555 Filed Document 0001801555-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 13:04:56 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hampshire Associates Fund QP, L.P. See All Filings	D/A	2020-02-03 13:03:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300125 Filed Document 0001300125-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 13:03:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plaintiff Advance Litigation Fund V, LLC See All Filings	D	2020-02-03 13:01:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001802010 Filed Document 0001213900-20-002371 Exclusions or Exemptions 506b Accepted Date 2020-02-03 13:01:27 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Denver Angels SPV 3 LLC See All Filings	D	2020-02-03 12:52:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801457 Filed Document 0001801748-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 12:52:05 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Cabot Industrial Value Fund VI REIT, LLC See All Filings	D	2020-02-03 12:52:02 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001800792 Filed Document 0001800792-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 12:52:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BlinkTech, LLC See All Filings	D/A	2020-02-03 12:47:54 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001770833 Filed Document 0001042167-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-03 12:47:54 UTC Type of Offering D/A Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Sound Point Distressed Loan Opportunity Fund I, LP See All Filings	D	2020-02-03 12:45:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801618 Filed Document 0001801618-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 12:45:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Denver Angels SPV 2 LLC See All Filings	D	2020-02-03 12:41:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801748 Filed Document 0001801748-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 12:41:53 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juno DTS, LLC See All Filings	D	2020-02-03 12:35:35 UTC
Amount To Be Raised $4,172,880 Associated Brokers / Dealers N/A CIK Number 0001801928 Filed Document 0001801928-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 12:35:35 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HAMPSHIRE ASSOCIATES FUND, L.P. See All Filings	D/A	2020-02-03 12:33:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000833100 Filed Document 0000833100-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 12:33:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund