Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Metis Equity Trust - Metis International Small Cap Portfolio See All Filings	D/A	2018-03-20 14:30:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601378 Filed Document 0001731646-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 14:30:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Metis Equity Trust - Metis International Equity Portfolio See All Filings	D/A	2018-03-20 14:28:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601665 Filed Document 0001601665-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 14:28:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Metis Equity Trust - Metis Global Equity Portfolio See All Filings	D/A	2018-03-20 14:27:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601666 Filed Document 0001601666-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 14:27:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Metis Equity Trust - Metis Emerging Markets Small Cap Portfolio See All Filings	D/A	2018-03-20 14:25:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601296 Filed Document 0001601296-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 14:25:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NanoMolecularDX, LLC See All Filings	D	2018-03-20 14:17:46 UTC
Amount To Be Raised $2,055,500 Associated Brokers / Dealers None CIK Number 0001734921 Filed Document 0001171520-18-000171 Exclusions or Exemptions 506b Accepted Date 2018-03-20 14:17:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LEGAL & GENERAL EMERGING MARKETS FUND, LLC See All Filings	D	2018-03-20 14:13:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701518 Filed Document 0001701518-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 14:13:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Dandelion Energy, Inc. See All Filings	D	2018-03-20 14:07:27 UTC
Amount To Be Raised $4,500,018 Associated Brokers / Dealers N/A CIK Number 0001707441 Filed Document 0001707441-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 14:07:27 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Volta Industries, Inc. See All Filings	D	2018-03-20 14:02:21 UTC
Amount To Be Raised $23,999,999 Associated Brokers / Dealers N/A CIK Number 0001554899 Filed Document 0001554899-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 14:02:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ferryman Broadway Limited Partnership See All Filings	D	2018-03-20 13:59:38 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers N/A CIK Number 0001733075 Filed Document 0001733075-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 13:59:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Thoroughbred Kingfisher SWD #1, LLC See All Filings	D	2018-03-20 13:53:04 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001735006 Filed Document 0001654954-18-002810 Exclusions or Exemptions 506b Accepted Date 2018-03-20 13:53:04 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Thackeray Partners Realty Fund V, L.P. See All Filings	D	2018-03-20 13:52:18 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001734521 Filed Document 0001734521-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 13:52:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Netlify, Inc. See All Filings	D	2018-03-20 13:44:50 UTC
Amount To Be Raised $11,999,996 Associated Brokers / Dealers N/A CIK Number 0001672598 Filed Document 0001672598-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-20 13:44:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Water View Apt Venture, LLC See All Filings	D	2018-03-20 13:43:51 UTC
Amount To Be Raised $4,055,000 Associated Brokers / Dealers N/A CIK Number 0001734877 Filed Document 0001734877-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 13:43:51 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CCP Strategic Alpha Fund, LP See All Filings	D	2018-03-20 13:26:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735027 Filed Document 0001735027-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 13:26:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WaveShift LLC See All Filings	D/A	2018-03-20 13:22:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683378 Filed Document 0000950103-18-003523 Exclusions or Exemptions 506b Accepted Date 2018-03-20 13:22:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AMITY VENTURE PARTNERS LP See All Filings	D	2018-03-20 13:18:24 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001735007 Filed Document 0001735007-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 13:18:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Almanac Fund I, LLC See All Filings	D	2018-03-20 13:04:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001732807 Filed Document 0001732807-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 13:04:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Fundamental Credit Opportunities LP See All Filings	D/A	2018-03-20 12:56:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, Trestle Point, LLC, and Burnham Securities Inc. (previously registered) CIK Number 0001567582 Filed Document 0001567582-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:56:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAK-RO CAPITAL INTERNATIONAL LTD. See All Filings	D/A	2018-03-20 12:53:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481026 Filed Document 0000919574-18-002571 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:53:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TRUSTED KEY SOLUTIONS INC. See All Filings	D	2018-03-20 12:48:13 UTC
Amount To Be Raised $5,449,250 Associated Brokers / Dealers N/A CIK Number 0001690929 Filed Document 0001690929-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:48:13 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Living Security, Inc. See All Filings	D	2018-03-20 12:38:25 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001734950 Filed Document 0001734950-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:38:25 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Quinn Foods LLC See All Filings	D	2018-03-20 12:35:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001550446 Filed Document 0001550446-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:35:30 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
SREH Sarasota, LLC See All Filings	D/A	2018-03-20 12:35:17 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001734372 Filed Document 0001734372-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:35:17 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Oakwood Lending, LLC See All Filings	D	2018-03-20 12:34:58 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001734948 Filed Document 0001734948-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:34:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Royale Energy, Inc. See All Filings	D	2018-03-20 12:24:52 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001694617 Filed Document 0001162677-18-000028 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:24:52 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
D-Beta One Growth & Opportunity Fund Offshore, LP See All Filings	D/A	2018-03-20 12:21:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691526 Filed Document 0001691526-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:21:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SREH Sarasota, LLC See All Filings	D	2018-03-20 12:20:25 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001734372 Filed Document 0001734372-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:20:25 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
YA Global Investments II (U.S.), LP See All Filings	D/A	2018-03-20 12:17:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462269 Filed Document 0001462269-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:17:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRG Dynamic Risk Manager - Level 2 Fund, L.P. See All Filings	D/A	2018-03-20 12:15:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596241 Filed Document 0001596241-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:15:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Desert Hawk Gold Corp. See All Filings	D	2018-03-20 12:06:34 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001168081 Filed Document 0001553997-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:06:34 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HarbourVest Partners XI Buyout AIF L.P. See All Filings	D	2018-03-20 12:03:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734625 Filed Document 0001734625-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:03:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
7G Capital Preservation, LP See All Filings	D	2018-03-20 12:03:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734705 Filed Document 0001734705-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:03:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Partners XI Buyout Feeder Fund L.P. See All Filings	D	2018-03-20 12:00:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734653 Filed Document 0001734653-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:00:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners XI Buyout Fund L.P. See All Filings	D	2018-03-20 11:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734604 Filed Document 0001734604-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:57:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Baumont Real Estate One S.C.Sp. See All Filings	D	2018-03-20 11:56:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734995 Filed Document 0001734995-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:56:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Partners XI AIF L.P. See All Filings	D	2018-03-20 11:54:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734663 Filed Document 0001734663-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:54:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Yourulz, Inc See All Filings	D/A	2018-03-20 11:49:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001705460 Filed Document 0001705460-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:49:54 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners XI L.P. See All Filings	D	2018-03-20 11:49:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734660 Filed Document 0001734660-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:49:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners XI Micro Buyout AIF L.P. See All Filings	D	2018-03-20 11:45:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734628 Filed Document 0001734628-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:45:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Fandex, Inc. See All Filings	D	2018-03-20 11:44:32 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001734986 Filed Document 0001734986-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:44:32 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RedPoint Global Inc See All Filings	D	2018-03-20 11:39:21 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001559872 Filed Document 0000898432-18-000357 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:39:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CenterSquare Value-Added Fund IV, L.P. See All Filings	D	2018-03-20 11:38:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733305 Filed Document 0001733305-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:38:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lubben Fund Ltd. See All Filings	D/A	2018-03-20 11:29:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities Inc. and JP Morgan Securities LLC CIK Number 0001423949 Filed Document 0000902664-18-001694 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:29:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUBBEN FUND LP See All Filings	D/A	2018-03-20 11:25:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities Inc. and JP Morgan Securities LLC CIK Number 0001362403 Filed Document 0000902664-18-001693 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:25:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edison Interactive Holdings, Inc. See All Filings	D	2018-03-20 11:21:35 UTC
Amount To Be Raised $3,537,720 Associated Brokers / Dealers N/A CIK Number 0001733902 Filed Document 0001733902-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:21:35 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CastleKeep, L.P. See All Filings	D/A	2018-03-20 11:16:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545320 Filed Document 0001545320-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:16:17 UTC Type of Offering D/A Industry Investing Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
HYDROPOINT DATA SYSTEMS INC See All Filings	D/A	2018-03-20 11:16:13 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers N/A CIK Number 0001218264 Filed Document 0001218264-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:16:13 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quinn Select Opportunities LP Series B See All Filings	D	2018-03-20 11:01:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734610 Filed Document 0001734610-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:01:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners XI Micro Buyout Feeder Fund L.P. See All Filings	D	2018-03-20 10:57:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734619 Filed Document 0001734619-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:57:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners XI Micro Buyout Fund L.P. See All Filings	D	2018-03-20 10:51:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734630 Filed Document 0001734630-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:51:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity