Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rockefeller Climate Solutions Fund, L.P. See All Filings	D/A	2020-01-29 15:56:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545254 Filed Document 0000945621-20-000023 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:56:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Texas Health Surgery Center Rockwall, LLC See All Filings	D	2020-01-29 15:44:23 UTC
Amount To Be Raised $1,866,722 Associated Brokers / Dealers N/A CIK Number 0001645817 Filed Document 0001645817-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:44:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Banneker Partners Fund I, L.P. See All Filings	D	2020-01-29 15:39:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC, Andrew Sillari, and Keith Whitney CIK Number 0001800504 Filed Document 0000899140-20-000049 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:39:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Native Cardio, Inc. See All Filings	D/A	2020-01-29 15:29:49 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Theodore Kalem and John G. Myers CIK Number 0001767312 Filed Document 0001767312-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:29:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Maggiore Fund I LP See All Filings	D/A	2020-01-29 15:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001402418 Filed Document 0001402418-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:28:57 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lynx Dx, Inc. See All Filings	D	2020-01-29 15:27:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001799277 Filed Document 0001799277-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:27:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
LGC MHC II REIT LLC See All Filings	D	2020-01-29 15:23:02 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers CHARLES B. HARRISON, PATRICK J. WHELCHEL, SCOTT HARRISON, LORI MAYFIELD, and CHARLES MATHES CIK Number 0001801430 Filed Document 0001801430-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:23:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital L US Investor, LP See All Filings	D/A	2020-01-29 15:07:10 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001792833 Filed Document 0001642247-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:07:10 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
eClinical Solutions LLC See All Filings	D	2020-01-29 15:00:37 UTC
Amount To Be Raised $19,250,000 Associated Brokers / Dealers N/A CIK Number 0001801484 Filed Document 0001801484-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:00:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FREESTONE AFFORDABLE HOUSING PARTNERS LP See All Filings	D	2020-01-29 14:59:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799808 Filed Document 0001567619-20-001665 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:59:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aon Hewitt Institutional Funds, LLC See All Filings	D/A	2020-01-29 14:44:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Securities Inc. CIK Number 0001665072 Filed Document 0001665072-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:44:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New York City Property Fund II N-Investors LP See All Filings	D	2020-01-29 14:41:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801130 Filed Document 0001567619-20-001660 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:41:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yava Alumina Inc. See All Filings	D/A	2020-01-29 14:35:32 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001693255 Filed Document 0001693255-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:35:32 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
GreenZone Pharms See All Filings	C	2020-01-29 14:35:13 UTC
Financial Interest NONE Filing Platform truCrowd, Inc Offering Amount $1,070,000 CIK Number 0001790424 Filed Document 0001790424-20-000001 Accepted Date 2020-01-29 14:35:13 UTC Type of Offering C Security Offered Amount 1,000 Security Offered Type Other State ILLINOIS
United Vet Care Holdings, LLC See All Filings	D	2020-01-29 14:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801186 Filed Document 0001801186-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:35:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CYBER RECONNAISSANCE, INC. See All Filings	D	2020-01-29 14:33:57 UTC
Amount To Be Raised $8,581,487 Associated Brokers / Dealers N/A CIK Number 0001687171 Filed Document 0001687171-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:33:57 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
AI2 Investment Partners-A, LLC See All Filings	D	2020-01-29 14:26:39 UTC
Amount To Be Raised $1,952,101 Associated Brokers / Dealers N/A CIK Number 0001801282 Filed Document 0001801282-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:26:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
521 Fifth Avenue REIT, LLC See All Filings	D	2020-01-29 14:25:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800568 Filed Document 0001800568-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:25:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RIT REIT Sub I, Inc See All Filings	D	2020-01-29 14:21:12 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800263 Filed Document 0001800263-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:21:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flour Mill Fund, Ltd. See All Filings	D/A	2020-01-29 14:20:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553303 Filed Document 0001315863-20-000114 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:20:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
SAFKHET CAPITAL INVESTORS, LP See All Filings	D/A	2020-01-29 14:18:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729459 Filed Document 0001729459-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:18:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AI2 Investment Partners, LLC See All Filings	D	2020-01-29 14:15:35 UTC
Amount To Be Raised $7,892,899 Associated Brokers / Dealers N/A CIK Number 0001801295 Filed Document 0001801295-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:15:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenfire Oil & Gas Ltd. See All Filings	D	2020-01-29 14:10:15 UTC
Amount To Be Raised $99,179 Associated Brokers / Dealers N/A CIK Number 0001738547 Filed Document 0001738547-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:10:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EP Private Equity Strategies 2019 See All Filings	D/A	2020-01-29 14:09:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766766 Filed Document 0000899140-20-000048 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:09:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orgenesis Inc. See All Filings	D	2020-01-29 14:08:21 UTC
Amount To Be Raised $9,240,000 Associated Brokers / Dealers Mio Capital Ltd. CIK Number 0001460602 Filed Document 0001713695-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:08:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Greenfire Oil & Gas Ltd. See All Filings	D	2020-01-29 14:02:30 UTC
Amount To Be Raised $3,887,447 Associated Brokers / Dealers N/A CIK Number 0001738547 Filed Document 0001738547-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:02:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ALUNG TECHNOLOGIES INC See All Filings	D	2020-01-29 13:57:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001179295 Filed Document 0001179295-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:57:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Greenfire Oil & Gas Ltd. See All Filings	D	2020-01-29 13:56:20 UTC
Amount To Be Raised $88,436 Associated Brokers / Dealers N/A CIK Number 0001738547 Filed Document 0001738547-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:56:20 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DALTON ASIA (OFFSHORE FEEDER) FUND LTD. See All Filings	D/A	2020-01-29 13:56:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428064 Filed Document 0001428064-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:56:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Context Partners Fund, L.P. See All Filings	D/A	2020-01-29 13:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505246 Filed Document 0001505246-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:49:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DALTON ASIA (US FEEDER) FUND LP See All Filings	D/A	2020-01-29 13:47:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428125 Filed Document 0001428125-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:47:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD. See All Filings	D/A	2020-01-29 13:40:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384438 Filed Document 0001384438-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:40:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Connor Group Real Estate Income & Growth Fund XIV, LLC See All Filings	D	2020-01-29 13:39:27 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001800969 Filed Document 0000906318-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:39:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oak Street Real Estate Capital Net Lease Property Fund REIT, LLC See All Filings	D	2020-01-29 13:39:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800625 Filed Document 0001800625-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:39:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CFC V LLC See All Filings	D	2020-01-29 13:36:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Charles Mathes, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001801448 Filed Document 0001315863-20-000113 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:36:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Oak Street Real Estate Capital Fund IV TN REIT, LLC See All Filings	D	2020-01-29 13:35:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800624 Filed Document 0001800624-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:35:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DALTON GREATER CHINA (US FEEDER) FUND LP See All Filings	D/A	2020-01-29 13:35:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314143 Filed Document 0001314143-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:35:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avail Medsystems, Inc. See All Filings	D	2020-01-29 13:32:58 UTC
Amount To Be Raised $16,958,400 Associated Brokers / Dealers N/A CIK Number 0001741847 Filed Document 0001741847-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:32:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DB Investors Fund III, LLC See All Filings	D	2020-01-29 13:32:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799009 Filed Document 0000902664-20-000577 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:32:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIMA FUND LP See All Filings	D/A	2020-01-29 13:21:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000835978 Filed Document 0001463851-20-000019 Exclusions or Exemptions 506c Accepted Date 2020-01-29 13:21:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gabi Personal Insurance Agency, Inc. See All Filings	D	2020-01-29 13:20:46 UTC
Amount To Be Raised $27,029,895 Associated Brokers / Dealers N/A CIK Number 0001733545 Filed Document 0001733545-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:20:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PLATINUM JAPAN FUND LLC See All Filings	D/A	2020-01-29 13:19:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350497 Filed Document 0001463851-20-000018 Exclusions or Exemptions 506c Accepted Date 2020-01-29 13:19:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platinum Japan Fund Ltd See All Filings	D/A	2020-01-29 13:17:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504295 Filed Document 0001463851-20-000017 Exclusions or Exemptions 506c Accepted Date 2020-01-29 13:17:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DB Investors Fund IV, L.P. See All Filings	D	2020-01-29 13:16:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799008 Filed Document 0000902664-20-000575 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:16:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wealth Advisor Growth Network, LLC See All Filings	D	2020-01-29 13:15:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001801289 Filed Document 0001801289-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:15:43 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PLATINUM FUND LLC See All Filings	D/A	2020-01-29 13:14:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350499 Filed Document 0001463851-20-000016 Exclusions or Exemptions 506c Accepted Date 2020-01-29 13:14:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northwest Urological Services, LLC See All Filings	D	2020-01-29 13:14:15 UTC
Amount To Be Raised $39,716 Associated Brokers / Dealers N/A CIK Number 0001479532 Filed Document 0001479532-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:14:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pacific & General Investments LP See All Filings	D/A	2020-01-29 13:13:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314612 Filed Document 0001314612-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:13:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platinum Fund Ltd See All Filings	D/A	2020-01-29 13:12:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504296 Filed Document 0001463851-20-000015 Exclusions or Exemptions 506c Accepted Date 2020-01-29 13:12:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZEEV VENTURES VI, L.P. See All Filings	D/A	2020-01-29 13:11:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796803 Filed Document 0001796803-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:11:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund