Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ryder Court Global Emerging Markets Opportunities Fund (DST) See All Filings	D/A	2020-02-04 20:32:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Financial Services CIK Number 0001617008 Filed Document 0001393725-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-02-04 20:32:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ryder Court International Select Fund DST See All Filings	D/A	2020-02-04 20:31:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445910 Filed Document 0001393725-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-02-04 20:31:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRIX REIT, Inc. See All Filings	1-A POS	2020-02-04 20:23:42 UTC
Amount To Be Raised $36,682,800 Associated Brokers / Dealers N/A CIK Number 0001723028 Filed Document 0001104659-20-010888 Accepted Date 2020-02-04 20:23:42 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $54,302 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
Enaible Inc See All Filings	D	2020-02-04 20:01:46 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001789376 Filed Document 0001789376-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-04 20:01:46 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Banner Ridge Secondary Fund III Co, LP See All Filings	D/A	2020-02-04 19:41:58 UTC
Amount To Be Raised $101,000,000 Associated Brokers / Dealers N/A CIK Number 0001786516 Filed Document 0001786516-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-04 19:41:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Banner Ridge Secondary Fund III (Offshore), LP See All Filings	D/A	2020-02-04 19:38:16 UTC
Amount To Be Raised $43,956,000 Associated Brokers / Dealers N/A CIK Number 0001786524 Filed Document 0001786524-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-04 19:38:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Life Mattress Inc. See All Filings	D	2020-02-04 19:37:47 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001801958 Filed Document 0001801958-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-04 19:37:47 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
AUSTRALIS CAPITAL INC See All Filings	D	2020-02-04 19:36:49 UTC
Amount To Be Raised $799,008 Associated Brokers / Dealers N/A CIK Number 0001758409 Filed Document 0001183740-20-000026 Exclusions or Exemptions 506b Accepted Date 2020-02-04 19:36:49 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Banner Ridge Secondary Fund III (T), LP See All Filings	D/A	2020-02-04 19:35:56 UTC
Amount To Be Raised $361,859,000 Associated Brokers / Dealers N/A CIK Number 0001786409 Filed Document 0001786409-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-04 19:35:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WORTHY PEER CAPITAL II, INC. See All Filings	1-A	2020-02-04 19:35:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001800207 Filed Document 0001493152-20-001591 Accepted Date 2020-02-04 19:35:49 UTC Type of Offering 1-A Industry SERVICES-PREPACKAGED SOFTWARE Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Debt
Banner Ridge Secondary Fund III (TE), LP See All Filings	D/A	2020-02-04 19:31:03 UTC
Amount To Be Raised $160,500,000 Associated Brokers / Dealers N/A CIK Number 0001786408 Filed Document 0001786408-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-04 19:31:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Deciens Chipper Cash SPV I, LLC See All Filings	D	2020-02-04 18:54:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801950 Filed Document 0001801950-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-04 18:54:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PrecisionHawk, Inc. See All Filings	D	2020-02-04 18:51:23 UTC
Amount To Be Raised $12,671,839 Associated Brokers / Dealers N/A CIK Number 0001729566 Filed Document 0001729566-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-04 18:51:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Beta 202 Daniel Fund LLC See All Filings	D/A	2020-02-04 18:33:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799323 Filed Document 0001799323-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-04 18:33:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alston Value Fund LLC See All Filings	D	2020-02-04 18:32:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488689 Filed Document 0001488689-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-04 18:32:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Thematic, Inc. See All Filings	C/A	2020-02-04 18:30:26 UTC
Financial Interest The issuer will not owe a cash commission, or any other direct or indirect interest in the issuer, to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $750,000 CIK Number 0001730486 Filed Document 0001730486-20-000001 Accepted Date 2020-02-04 18:30:26 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
GREEN STREAM HOLDINGS INC. See All Filings	1-A/A	2020-02-04 18:28:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001437476 Filed Document 0001213900-20-002612 Accepted Date 2020-02-04 18:28:47 UTC Type of Offering 1-A/A Industry COGENERATION SERVICES & SMALL POWER PRODUCERS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Eco2Source, Inc. See All Filings	D	2020-02-04 18:28:05 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001801757 Filed Document 0001065949-20-000015 Exclusions or Exemptions 506b Accepted Date 2020-02-04 18:28:05 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
LIFEQUEST WORLD CORP. See All Filings	1-A/A	2020-02-04 18:23:54 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001060888 Filed Document 0001663577-20-000023 Accepted Date 2020-02-04 18:23:54 UTC Type of Offering 1-A/A Industry SANITARY SERVICES Offering Tier Tier1 Principal Place of Business NEW JERSEY Revenue or Assets $137,376 State of Jurisdiction MINNESOTA Type of Security Equity (common or preferred stock)
Millennia Media, FPC See All Filings	D	2020-02-04 18:17:19 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001801789 Filed Document 0001801789-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 18:17:19 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sculptor Real Estate IV Private Investors Offshore, L.P. See All Filings	D	2020-02-04 17:57:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001801348 Filed Document 0000950103-20-002157 Exclusions or Exemptions 506b Accepted Date 2020-02-04 17:57:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sculptor Real Estate IV Private Investors, LLC See All Filings	D	2020-02-04 17:56:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001801347 Filed Document 0000950103-20-002156 Exclusions or Exemptions 506b Accepted Date 2020-02-04 17:56:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Timberland Partners Apartment Fund VII, LLC See All Filings	D	2020-02-04 17:55:57 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Philip Wright CIK Number 0001800127 Filed Document 0001800127-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 17:55:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GREENOAKS CAPITAL MS LP - KUBRICK SERIES See All Filings	D/A	2020-02-04 17:50:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731912 Filed Document 0001731912-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-04 17:50:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xebec Holdings, LLC See All Filings	D	2020-02-04 17:44:27 UTC
Amount To Be Raised $1,425,000 Associated Brokers / Dealers N/A CIK Number 0001709706 Filed Document 0001709706-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-04 17:44:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Frontures Opportunity Fund I, L.P. See All Filings	D/A	2020-02-04 17:43:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765576 Filed Document 0000935836-20-000075 Exclusions or Exemptions 506b Accepted Date 2020-02-04 17:43:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Desirelist, Inc. See All Filings	D	2020-02-04 17:43:32 UTC
Amount To Be Raised $4,954,950 Associated Brokers / Dealers N/A CIK Number 0001801938 Filed Document 0001801938-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-04 17:43:32 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Light Wave Holding Company, LLC See All Filings	D	2020-02-04 17:33:55 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001688871 Filed Document 0001688871-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-04 17:33:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NauVista Capital Offshore Fund, Ltd. See All Filings	D	2020-02-04 17:29:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802155 Filed Document 0000919574-20-000722 Exclusions or Exemptions 506b Accepted Date 2020-02-04 17:29:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Verax Research Services, Inc. See All Filings	1-A/A	2020-02-04 17:27:54 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Dalmore Group, LLC CIK Number 0001763987 Filed Document 0001477932-20-000483 Accepted Date 2020-02-04 17:27:54 UTC Type of Offering 1-A/A Industry SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH Offering Tier Tier2 Principal Place of Business MARYLAND Revenue or Assets $1 State of Jurisdiction DELAWARE Type of Security E
Harpoon Holdings, L.P. See All Filings	D	2020-02-04 17:20:13 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001795106 Filed Document 0001567619-20-002130 Exclusions or Exemptions 506b Accepted Date 2020-02-04 17:20:13 UTC Type of Offering D Industry Insurance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Valley Capital, LP See All Filings	D	2020-02-04 17:13:02 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001798283 Filed Document 0001798283-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-04 17:13:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sharding Holdings VI, a series of Sharding Holdings Management LLC See All Filings	D	2020-02-04 17:07:27 UTC
Amount To Be Raised $288,440 Associated Brokers / Dealers N/A CIK Number 0001800878 Filed Document 0001800878-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-04 17:07:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Seven Springs Orthopaedics Management, Inc. See All Filings	D	2020-02-04 17:05:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001743468 Filed Document 0001743468-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-04 17:05:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Hi Technologies Holding Ltd. See All Filings	D	2020-02-04 17:03:04 UTC
Amount To Be Raised $10,503,694 Associated Brokers / Dealers N/A CIK Number 0001743765 Filed Document 0001743765-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-04 17:03:04 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Alcentra Structured Credit Opportunity Fund II US Feeder, LP See All Filings	D/A	2020-02-04 16:46:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon Securities Corporation CIK Number 0001663380 Filed Document 0001520582-20-000005 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:46:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ecosystem Investment Partners IV, L.P. See All Filings	D/A	2020-02-04 16:44:48 UTC
Amount To Be Raised $454,545,455 Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001779710 Filed Document 0001779710-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-04 16:44:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trigram Global Macro Non-US Feeder Fund See All Filings	D/A	2020-02-04 16:41:58 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001644394 Filed Document 0001567619-20-002121 Exclusions or Exemptions 506b Accepted Date 2020-02-04 16:41:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rainier Dawson Marketplace Investors LP See All Filings	D	2020-02-04 16:34:16 UTC
Amount To Be Raised $7,250,000 Associated Brokers / Dealers N/A CIK Number 0001802207 Filed Document 0001802207-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-04 16:34:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stockbridge Strategic Industrial Venture, LLC See All Filings	D	2020-02-04 16:29:27 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001801048 Filed Document 0001801048-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-04 16:29:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stockbridge NLP, LLC See All Filings	D	2020-02-04 16:27:53 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001801069 Filed Document 0001801069-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-04 16:27:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Galvanized PEF I QI, LLC See All Filings	D	2020-02-04 16:26:47 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001801797 Filed Document 0001801676-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:26:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alloy US Long/Short, LP See All Filings	D/A	2020-02-04 16:25:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599528 Filed Document 0001599528-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-04 16:25:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alcentra Global Special Situations Fund US Feeder, L.L.C. See All Filings	D/A	2020-02-04 16:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon Securities Corporation CIK Number 0001626030 Filed Document 0001626030-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:25:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONYMOS INC. See All Filings	D	2020-02-04 16:20:46 UTC
Amount To Be Raised $2,197,498 Associated Brokers / Dealers N/A CIK Number 0001724372 Filed Document 0001724372-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-04 16:20:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GALVANIZED PEF I QPF, LLC See All Filings	D	2020-02-04 16:19:06 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001801799 Filed Document 0001801676-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:19:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Brace Yourself Effie Ltd Liability Co See All Filings	D	2020-02-04 16:19:02 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0001801028 Filed Document 0001801028-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-04 16:19:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
AH Bio Fund III, L.P. See All Filings	D	2020-02-04 16:16:37 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001799477 Filed Document 0001799477-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:16:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TY Fund I, a series of Half Court AI, LP See All Filings	D	2020-02-04 16:15:32 UTC
Amount To Be Raised $98,001 Associated Brokers / Dealers N/A CIK Number 0001802199 Filed Document 0001802199-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-04 16:15:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OU Fund I, a series of OV.VC-Funds, LP See All Filings	D	2020-02-04 16:15:27 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers N/A CIK Number 0001802193 Filed Document 0001802193-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-04 16:15:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund