Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CARDERO RESOURCE CORP. See All Filings	D/A	2020-02-05 16:04:36 UTC
Amount To Be Raised $1,835,002 Associated Brokers / Dealers N/A CIK Number 0001303936 Filed Document 0001303936-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:04:36 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BirchBioMed Inc. See All Filings	D/A	2020-02-05 16:01:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001670747 Filed Document 0001670747-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:01:10 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Caraway 2020, a series of Republic Master Fund, LP See All Filings	D	2020-02-05 15:58:30 UTC
Amount To Be Raised $423,000 Associated Brokers / Dealers N/A CIK Number 0001801023 Filed Document 0001728390-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:58:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Small & Emerging Fund II, LP See All Filings	D/A	2020-02-05 15:56:12 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001794569 Filed Document 0001794569-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:56:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LeasePal, Inc. See All Filings	D/A	2020-02-05 15:54:45 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001486203 Filed Document 0001477932-20-000499 Exclusions or Exemptions 504 and 506b Accepted Date 2020-02-05 15:54:45 UTC Type of Offering D/A Industry Insurance Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CARDERO RESOURCE CORP. See All Filings	D	2020-02-05 15:53:38 UTC
Amount To Be Raised $22,865 Associated Brokers / Dealers N/A CIK Number 0001303936 Filed Document 0001303936-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:53:38 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Mathison, a series of Miami Angels Master 2019 LLC See All Filings	D	2020-02-05 15:47:51 UTC
Amount To Be Raised $194,656 Associated Brokers / Dealers N/A CIK Number 0001793224 Filed Document 0001728390-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:47:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SVXR, Inc. See All Filings	D	2020-02-05 15:46:51 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001598143 Filed Document 0001598143-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:46:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AgFunder Alternative Protein Fund, a Series of AgFunder Master Fund, LLC See All Filings	D	2020-02-05 15:44:19 UTC
Amount To Be Raised $2,058,563 Associated Brokers / Dealers N/A CIK Number 0001792102 Filed Document 0001728390-20-000005 Exclusions or Exemptions 506c Accepted Date 2020-02-05 15:44:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SVXR, Inc. See All Filings	D	2020-02-05 15:43:42 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001598143 Filed Document 0001598143-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:43:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVM RANGER FUND, LP See All Filings	D/A	2020-02-05 15:40:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529647 Filed Document 0001566114-20-000030 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:40:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA LDN Customised Credit, L.P. See All Filings	D	2020-02-05 15:39:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801694 Filed Document 0000950142-20-000279 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:39:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
What A Dump Ltd Liability Co See All Filings	D	2020-02-05 15:39:30 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001802281 Filed Document 0001802281-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:39:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
E.F.S. International Inc See All Filings	D/A	2020-02-05 15:37:28 UTC
Amount To Be Raised $215,000,000 Associated Brokers / Dealers E.F.S. International, Inc. CIK Number 0001802014 Filed Document 0001802014-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-05 15:37:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SafeShoot USA, Inc. See All Filings	D	2020-02-05 15:36:34 UTC
Amount To Be Raised $7,012,500 Associated Brokers / Dealers C2M Securities LLC CIK Number 0001795286 Filed Document 0001795286-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-05 15:36:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ghost Tree Partners, LP See All Filings	D/A	2020-02-05 15:34:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632854 Filed Document 0001632854-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:34:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andromeda Technology Investments, a series of Andromeda Fintech Holdings, LLC See All Filings	D/A	2020-02-05 15:33:25 UTC
Amount To Be Raised $3,022,800 Associated Brokers / Dealers N/A CIK Number 0001771648 Filed Document 0001728390-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:33:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Griffith Properties Fund IV, LLC See All Filings	D	2020-02-05 15:32:22 UTC
Amount To Be Raised $4,175,000 Associated Brokers / Dealers N/A CIK Number 0001798666 Filed Document 0001798666-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-05 15:32:22 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Stone Ridge Charlotte, LLC See All Filings	D/A	2020-02-05 15:28:15 UTC
Amount To Be Raised $56,810,000 Associated Brokers / Dealers N/A CIK Number 0001801528 Filed Document 0001802259-20-000007 Exclusions or Exemptions 506c Accepted Date 2020-02-05 15:28:15 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Common
Fund FG-NAS, a series of Forge Investments LLC See All Filings	D/A	2020-02-05 15:22:17 UTC
Amount To Be Raised $793,712 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001794723 Filed Document 0001728390-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:22:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHOP'T HOLDINGS, LLC See All Filings	D	2020-02-05 15:19:35 UTC
Amount To Be Raised $79,877,019 Associated Brokers / Dealers N/A CIK Number 0001722507 Filed Document 0001405086-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:19:35 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-DYI, a series of Forge Investments, LLC See All Filings	D/A	2020-02-05 15:19:12 UTC
Amount To Be Raised $2,474,662 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001758084 Filed Document 0001728390-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:19:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-ONJ, a series of Forge Investments, LLC See All Filings	D/A	2020-02-05 15:13:31 UTC
Amount To Be Raised $55,507,516 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001728390 Filed Document 0001728390-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:13:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bhoomi BTC Investors LLC See All Filings	D/A	2020-02-05 15:12:30 UTC
Amount To Be Raised $3,330,000 Associated Brokers / Dealers N/A CIK Number 0001800279 Filed Document 0001800279-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:12:30 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
E.F.S. International Inc See All Filings	D	2020-02-05 14:58:19 UTC
Amount To Be Raised $215,000,000 Associated Brokers / Dealers E.F.S. International, Inc. CIK Number 0001802014 Filed Document 0001802014-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:58:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NO THANK YOU, LLC See All Filings	D	2020-02-05 14:56:37 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001801640 Filed Document 0001507943-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:56:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
1upHealth, Inc. See All Filings	D	2020-02-05 14:56:18 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001762984 Filed Document 0001762984-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:56:18 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NXT Communications Corp See All Filings	D	2020-02-05 14:47:48 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001801964 Filed Document 0001801964-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:47:48 UTC Type of Offering D Industry Telecommunications Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
JLLX Johns Creek, DST See All Filings	D	2020-02-05 14:46:23 UTC
Amount To Be Raised $25,554,348 Associated Brokers / Dealers LaSalle Investment Management Distributors, Inc. CIK Number 0001795889 Filed Document 0001795889-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:46:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Aptos Capital, LP See All Filings	D	2020-02-05 14:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anand Srivastava CIK Number 0001802381 Filed Document 0001802381-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:42:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
TNREF IV, LLC See All Filings	D	2020-02-05 14:42:51 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001802000 Filed Document 0001802000-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:42:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TFC North Las Vegas KC1, LLC See All Filings	D	2020-02-05 14:39:49 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers N/A CIK Number 0001801052 Filed Document 0001802259-20-000006 Exclusions or Exemptions 506c Accepted Date 2020-02-05 14:39:49 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
IPI Legacy REIT, LLC See All Filings	D	2020-02-05 14:28:28 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001801875 Filed Document 0001801875-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:28:28 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CAI Reno Hotel OZ Fund LLC See All Filings	D	2020-02-05 14:28:07 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001801334 Filed Document 0001802259-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:28:07 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
VIKING ENERGY GROUP, INC. See All Filings	D	2020-02-05 14:26:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Advisory Group Equity Services Ltd. CIK Number 0001102432 Filed Document 0001477932-20-000497 Exclusions or Exemptions 506c Accepted Date 2020-02-05 14:26:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Gathered Foods Corp See All Filings	D	2020-02-05 14:23:02 UTC
Amount To Be Raised $36,842,989 Associated Brokers / Dealers N/A CIK Number 0001736537 Filed Document 0001736537-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:23:02 UTC Type of Offering D Industry Agriculture Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
IPIP Data Center Venture REIT, LLC See All Filings	D	2020-02-05 14:20:08 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001801652 Filed Document 0001801652-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:20:08 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CAI Reno Hotel Partners LLC See All Filings	D	2020-02-05 14:19:30 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001801336 Filed Document 0001802259-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:19:30 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
SCHF USTE, L.P. See All Filings	D/A	2020-02-05 14:17:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556585 Filed Document 0001519799-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:17:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thornburg Multisector Opportunistic Fund (Q.P.), LLC See All Filings	D/A	2020-02-05 14:17:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599206 Filed Document 0001567619-20-002213 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:17:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vista Pointe Irving ZSPV LLC See All Filings	D	2020-02-05 14:13:06 UTC
Amount To Be Raised $2,546,000 Associated Brokers / Dealers N/A CIK Number 0001802121 Filed Document 0001802121-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:13:06 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kingsway Capital ICAV-Ash Park Global Consumer Franchise Fund See All Filings	D/A	2020-02-05 14:12:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664730 Filed Document 0001567619-20-002211 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:12:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
BitMovio, Inc. See All Filings	C/A	2020-02-05 14:09:06 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $500,000 CIK Number 0001791753 Filed Document 0001669191-20-000042 Accepted Date 2020-02-05 14:09:06 UTC Type of Offering C/A Security Offered Amount 3,847 Security Offered Type Common Stock State CALIFORNIA
Jain Partnership, LP See All Filings	D	2020-02-05 14:08:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Saurabh Jain CIK Number 0001802258 Filed Document 0001802258-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:08:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
IPI Oppidan DC Venture REIT, LLC See All Filings	D	2020-02-05 14:08:45 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001801878 Filed Document 0001801878-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:08:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Stone Ridge Charlotte, LLC See All Filings	D	2020-02-05 14:06:39 UTC
Amount To Be Raised $56,810,000 Associated Brokers / Dealers N/A CIK Number 0001801528 Filed Document 0001802259-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-02-05 14:06:39 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Common
Venulum Ltd. See All Filings	D/A	2020-02-05 14:06:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494080 Filed Document 0001494080-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-05 14:06:34 UTC Type of Offering D/A Industry Other Principal Place of Business GIBRALTAR Revenue or Assets Decline to Disclose Type of Security Debt
DATUM ONE AIV, L.P. See All Filings	D/A	2020-02-05 14:03:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001769018 Filed Document 0001769018-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:03:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MG Pallas Investments MOS L.P. See All Filings	D	2020-02-05 14:00:36 UTC
Amount To Be Raised $32,075,000 Associated Brokers / Dealers N/A CIK Number 0001802334 Filed Document 0001802334-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 14:00:36 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCHF US, L.P. See All Filings	D/A	2020-02-05 13:58:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482896 Filed Document 0001519799-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-05 13:58:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund