Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
POWDERSVILLE STATION, LLC See All Filings	D	2020-02-05 18:27:21 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001802452 Filed Document 0001802452-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 18:27:21 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
LIBERTY DENTAL PLAN Corp See All Filings	D	2020-02-05 18:23:12 UTC
Amount To Be Raised $11,797,903 Associated Brokers / Dealers N/A CIK Number 0001431351 Filed Document 0001567619-20-002251 Exclusions or Exemptions 506b Accepted Date 2020-02-05 18:23:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pierce Properties LLC See All Filings	D	2020-02-05 18:16:56 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001801911 Filed Document 0001801911-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 18:16:56 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mint House II, a series of Company Ventures SPV LLC See All Filings	D	2020-02-05 18:14:54 UTC
Amount To Be Raised $760,000 Associated Brokers / Dealers N/A CIK Number 0001801490 Filed Document 0001728390-20-000016 Exclusions or Exemptions 506b Accepted Date 2020-02-05 18:14:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Growing Talent LLC See All Filings	C/A	2020-02-05 18:05:23 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001793349 Filed Document 0001793349-20-000001 Accepted Date 2020-02-05 18:05:23 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Adarza BioSystems, Inc. See All Filings	D	2020-02-05 17:58:54 UTC
Amount To Be Raised $26,568,541 Associated Brokers / Dealers N/A CIK Number 0001570716 Filed Document 0001570716-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:58:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SURVIVR PBC See All Filings	D	2020-02-05 17:49:18 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001802088 Filed Document 0001802088-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:49:18 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
3D-1 LLC See All Filings	D/A	2020-02-05 17:46:58 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers Tom Neeser and Ken Greene CIK Number 0001796149 Filed Document 0001796149-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:46:58 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
MULTI-ADVISOR FUNDS GLOBAL EQUITY FUND-GENERATION INVESTMENT MANAGEMENT US LLP See All Filings	D/A	2020-02-05 17:46:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464036 Filed Document 0001405086-20-000026 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:46:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MULTI-ADVISOR FUNDS INTERNATIONAL EQUITY VALUE FUND See All Filings	D/A	2020-02-05 17:42:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423222 Filed Document 0001405086-20-000025 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:42:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TREEHOUSE HEALTH, LLC / GA See All Filings	D/A	2020-02-05 17:39:23 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001719653 Filed Document 0001719653-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:39:23 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TechAccel, LLC See All Filings	D	2020-02-05 17:36:44 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001801525 Filed Document 0001801525-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:36:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Printforia, Inc. See All Filings	D/A	2020-02-05 17:30:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001782673 Filed Document 0001782673-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:30:48 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Volta SPV NTR, LLC See All Filings	D/A	2020-02-05 17:28:52 UTC
Amount To Be Raised $5,010,000 Associated Brokers / Dealers N/A CIK Number 0001793954 Filed Document 0001728390-20-000015 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:28:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vp plc See All Filings	D	2020-02-05 17:20:27 UTC
Amount To Be Raised $84,643,000 Associated Brokers / Dealers N/A CIK Number 0001797680 Filed Document 0001437749-20-001816 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:20:27 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
MULTI-ADVISOR FUNDS U.S. EQUITIES FUND - VULCAN VALUE PARTNERS, LLC See All Filings	D/A	2020-02-05 17:19:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649950 Filed Document 0001405086-20-000023 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:19:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MULTI-ADVISOR FUNDS GLOBAL EMERGING MARKETS FUND - STEWART INVESTORS See All Filings	D/A	2020-02-05 17:17:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423236 Filed Document 0001405086-20-000022 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:17:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Optionwide Financial Corp See All Filings	D	2020-02-05 17:14:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001800746 Filed Document 0001800746-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:14:28 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Canford Partners - SPV II Cellphire, a series of Assure Labs 2019, LLC See All Filings	D	2020-02-05 17:13:19 UTC
Amount To Be Raised $502,503 Associated Brokers / Dealers N/A CIK Number 0001796755 Filed Document 0001728390-20-000014 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:13:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MULTI-ADVISOR FUNDS GLOBAL EMERGING MARKETS FUND See All Filings	D/A	2020-02-05 17:12:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611034 Filed Document 0001405086-20-000021 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:12:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mayfair Alternative Credit Funds ICAV See All Filings	D	2020-02-05 17:09:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802403 Filed Document 0001802332-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:09:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
KARNAK PARTNERS L P See All Filings	D/A	2020-02-05 17:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0000901295 Filed Document 0000901295-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platinum Biosciences, Inc. See All Filings	D	2020-02-05 17:01:15 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001797787 Filed Document 0001797787-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:01:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rgenta Therapeutics, Inc. See All Filings	D	2020-02-05 17:00:01 UTC
Amount To Be Raised $19,999,573 Associated Brokers / Dealers N/A CIK Number 0001801266 Filed Document 0001801266-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:00:01 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SEN-JAM PHARMACEUTICAL LLC See All Filings	D	2020-02-05 16:59:26 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001802249 Filed Document 0001567619-20-002243 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:59:26 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
OGCP II Employee Co-Invest LP See All Filings	D	2020-02-05 16:57:32 UTC
Amount To Be Raised $3,943,000 Associated Brokers / Dealers N/A CIK Number 0001802287 Filed Document 0001802287-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:57:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wallaroo Labs, Inc. See All Filings	D	2020-02-05 16:53:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001712407 Filed Document 0001712407-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:53:40 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DG Spanaway, LLC See All Filings	D	2020-02-05 16:53:34 UTC
Amount To Be Raised $285,000 Associated Brokers / Dealers N/A CIK Number 0001802380 Filed Document 0001802380-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:53:34 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TR 2019, a series of AIM Master, LLC See All Filings	D/A	2020-02-05 16:47:09 UTC
Amount To Be Raised $742,000 Associated Brokers / Dealers Angel Investor Management Group, LLC CIK Number 0001794214 Filed Document 0001728390-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:47:09 UTC Type of Offering D/A Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Southern California Curling Center Inc See All Filings	D	2020-02-05 16:44:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001802368 Filed Document 0001802368-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:44:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Private Investor Club Feeder Fund 2019-H LLC See All Filings	D/A	2020-02-05 16:39:52 UTC
Amount To Be Raised $5,305,500 Associated Brokers / Dealers N/A CIK Number 0001797394 Filed Document 0001728390-20-000012 Exclusions or Exemptions 506c Accepted Date 2020-02-05 16:39:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
August Equity Partners V A LP See All Filings	D/A	2020-02-05 16:36:02 UTC
Amount To Be Raised $392,550,000 Associated Brokers / Dealers N/A CIK Number 0001796193 Filed Document 0001796193-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:36:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
RREF IV Debt REIT, Inc. See All Filings	D	2020-02-05 16:33:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Gary Cutson CIK Number 0001802072 Filed Document 0001802072-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:33:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Aiyu LLC See All Filings	D	2020-02-05 16:33:20 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001802140 Filed Document 0001802140-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:33:20 UTC Type of Offering D Industry Other Technology Principal Place of Business PERU Revenue or Assets Decline to Disclose Type of Security Other
TSTR, a Series of LeFund, LLC See All Filings	D	2020-02-05 16:32:34 UTC
Amount To Be Raised $65,790 Associated Brokers / Dealers N/A CIK Number 0001793883 Filed Document 0001728390-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:32:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tribeca ESP Series Fund, LLC -- Lilac II Series A Preferred See All Filings	D	2020-02-05 16:29:42 UTC
Amount To Be Raised $558,250 Associated Brokers / Dealers N/A CIK Number 0001801519 Filed Document 0001728390-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:29:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coral LLC See All Filings	D	2020-02-05 16:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802400 Filed Document 0001802400-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:29:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Growth Capital LLC See All Filings	D	2020-02-05 16:25:29 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001700901 Filed Document 0001700901-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:25:29 UTC Type of Offering D Industry Investment Banking Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
mePrism Inc. See All Filings	D	2020-02-05 16:22:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001802435 Filed Document 0001802435-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:22:47 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GI Fund I, a series of Team Uplyft, LP See All Filings	D	2020-02-05 16:19:52 UTC
Amount To Be Raised $149,000 Associated Brokers / Dealers N/A CIK Number 0001802402 Filed Document 0001802402-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:19:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Securonix, Inc. See All Filings	D	2020-02-05 16:18:02 UTC
Amount To Be Raised $11,999,852 Associated Brokers / Dealers N/A CIK Number 0001716775 Filed Document 0001716775-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:18:02 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Loupe, Inc. See All Filings	D	2020-02-05 16:17:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001742628 Filed Document 0001742628-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:17:49 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Venator Capital Partners LP See All Filings	D/A	2020-02-05 16:15:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595912 Filed Document 0001315863-20-000128 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:15:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Authereum One, a series of Republic Master Fund, LP See All Filings	D	2020-02-05 16:14:00 UTC
Amount To Be Raised $89,570 Associated Brokers / Dealers N/A CIK Number 0001796759 Filed Document 0001728390-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:14:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siletz Bay Holdings, LLC See All Filings	D	2020-02-05 16:13:40 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001801955 Filed Document 0001801955-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:13:40 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Concentrates IV, a series of Bengal Capital Ventures LP See All Filings	D	2020-02-05 16:12:58 UTC
Amount To Be Raised $1,082,653 Associated Brokers / Dealers Not Applicable CIK Number 0001801691 Filed Document 0001801691-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:12:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
World Within Labs, LLC See All Filings	D	2020-02-05 16:08:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801530 Filed Document 0001801530-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:08:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creative Science Properties, Inc. See All Filings	D	2020-02-05 16:08:15 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001793573 Filed Document 0001793573-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:08:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tribeca ESP Series Fund, LLC -- TAINA Note 2020 See All Filings	D	2020-02-05 16:07:23 UTC
Amount To Be Raised $1,305,000 Associated Brokers / Dealers N/A CIK Number 0001800487 Filed Document 0001728390-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:07:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Fund II (iCapital), L.P. See All Filings	D/A	2020-02-05 16:05:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001767088 Filed Document 0000897069-20-000069 Exclusions or Exemptions 506c Accepted Date 2020-02-05 16:05:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity