Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Shield Compliance, LLC See All Filings	D	2020-02-06 21:34:57 UTC
Amount To Be Raised $10,026,951 Associated Brokers / Dealers N/A CIK Number 0001801701 Filed Document 0001801701-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 21:34:57 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Jax Windsor Fund 1 LLC See All Filings	D	2020-02-06 21:19:50 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001799830 Filed Document 0001799830-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-06 21:19:50 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Curastory Inc. See All Filings	C	2020-02-06 20:11:30 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $300,000 CIK Number 0001802405 Filed Document 0001670254-20-000088 Accepted Date 2020-02-06 20:11:30 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State NEW YORK
Palisades Goldcorp Ltd. See All Filings	D	2020-02-06 19:43:58 UTC
Amount To Be Raised $538,717 Associated Brokers / Dealers N/A CIK Number 0001791972 Filed Document 0001791972-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-06 19:43:58 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
QR SRPF Member REIT LLC See All Filings	D	2020-02-06 19:42:53 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Gary Cutson CIK Number 0001801093 Filed Document 0001801093-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 19:42:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
QR Airport Commerce Center Property REIT LLC See All Filings	D	2020-02-06 19:34:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Gary Cutson CIK Number 0001801068 Filed Document 0001801068-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 19:34:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TA SDF IV MRI AIV, L.P. See All Filings	D	2020-02-06 19:29:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801904 Filed Document 0001801905-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 19:29:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Medical Care Colorado Springs, LLC See All Filings	D	2020-02-06 19:18:59 UTC
Amount To Be Raised $2,786,022 Associated Brokers / Dealers N/A CIK Number 0001802454 Filed Document 0001461373-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-02-06 19:18:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Quadreal Fairfield Member II REIT LLC See All Filings	D	2020-02-06 19:18:38 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Gary Cutson CIK Number 0001801074 Filed Document 0001801074-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 19:18:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Ethico Solutions Inc. See All Filings	D	2020-02-06 18:58:22 UTC
Amount To Be Raised $1,517,200 Associated Brokers / Dealers N/A CIK Number 0001802612 Filed Document 0001802612-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 18:58:22 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TA SDF IV MRI Feeder, L.P. See All Filings	D	2020-02-06 18:52:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801905 Filed Document 0001801905-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 18:52:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon 3 AI, Inc. See All Filings	D	2020-02-06 18:49:45 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001801975 Filed Document 0001801975-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 18:49:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Rizse, Inc. See All Filings	D	2020-02-06 18:34:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001778183 Filed Document 0001778183-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-06 18:34:52 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
SC House Invest Inc. See All Filings	D	2020-02-06 18:33:12 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers None CIK Number 0001798806 Filed Document 0001798806-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-06 18:33:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
HT Finch, LLC See All Filings	D	2020-02-06 18:21:52 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001799508 Filed Document 0001799508-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 18:21:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CaliberCos Inc. See All Filings	1-A/A	2020-02-06 18:14:15 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001627282 Filed Document 0001104659-20-012084 Accepted Date 2020-02-06 18:14:15 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $43,796,783 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
RIDGEPOINT APARTMENT INVESTORS LLC See All Filings	D	2020-02-06 18:01:41 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001802608 Filed Document 0001789065-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 18:01:41 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 260 See All Filings	D	2020-02-06 17:57:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801326 Filed Document 0001801326-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:57:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
My Racehorse CA LLC See All Filings	1-A POS	2020-02-06 17:56:33 UTC
Amount To Be Raised $5,651,010 Associated Brokers / Dealers N/A CIK Number 0001744448 Filed Document 0001683168-20-000386 Accepted Date 2020-02-06 17:56:33 UTC Type of Offering 1-A POS Industry SERVICES-RACING, INCLUDING TRACK OPERATION Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $3 State of Jurisdiction NEVADA Type of Security O
1607 CAPITAL BOND FUND LP See All Filings	D/A	2020-02-06 17:52:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431317 Filed Document 0001393725-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:52:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celine Angel Deals, a series of Angel Deal Holdings, LP See All Filings	D	2020-02-06 17:52:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001802565 Filed Document 0001802565-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:52:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andros15 Ventures, a series of Angel Deal Holdings, LP See All Filings	D	2020-02-06 17:52:11 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001802564 Filed Document 0001802564-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:52:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1607 Capital Domestic Equity Fund LP See All Filings	D/A	2020-02-06 17:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733207 Filed Document 0001393725-20-000019 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:52:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1607 CAPITAL GLOBAL EQUITY FUND LP See All Filings	D/A	2020-02-06 17:51:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426152 Filed Document 0001393725-20-000018 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:51:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1607 Capital Global ex US Fund, LP See All Filings	D/A	2020-02-06 17:50:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635197 Filed Document 0001393725-20-000017 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:50:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1607 CAPITAL INTERNATIONAL EQUITY FUND LP See All Filings	D/A	2020-02-06 17:50:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426153 Filed Document 0001393725-20-000016 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:50:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELC Stable Growth & Income Fund LP See All Filings	D	2020-02-06 17:48:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801283 Filed Document 0001801283-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:48:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Global Volatility Fund Ltd. See All Filings	D/A	2020-02-06 17:42:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001730393 Filed Document 0001730393-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:42:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Targeted Neutral, LP See All Filings	D/A	2020-02-06 17:37:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601964 Filed Document 0001601964-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:37:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PMF Fund, a series of Angel Deal Holdings, LP See All Filings	D	2020-02-06 17:37:18 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001802563 Filed Document 0001802563-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:37:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GR Fund I, a series of Reinforced Ventures, LP See All Filings	D	2020-02-06 17:37:13 UTC
Amount To Be Raised $140,500 Associated Brokers / Dealers N/A CIK Number 0001802555 Filed Document 0001802555-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:37:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HD Ventures II, a series of Angel Deal Holdings, LP See All Filings	D	2020-02-06 17:37:07 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001802556 Filed Document 0001802556-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:37:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FASETTO, Inc. See All Filings	D	2020-02-06 17:36:14 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001692377 Filed Document 0001692377-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:36:14 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Global Volatility Fund, L.P. See All Filings	D/A	2020-02-06 17:35:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001730381 Filed Document 0001730381-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:35:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transparent Financial Systems, Inc. See All Filings	D	2020-02-06 17:23:41 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001799037 Filed Document 0001799037-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:23:41 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Westmount at River Park Investors LP See All Filings	D	2020-02-06 17:22:30 UTC
Amount To Be Raised $9,339,822 Associated Brokers / Dealers N/A CIK Number 0001802383 Filed Document 0001162677-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:22:30 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fund I, a series of Schlaf Angel, LP See All Filings	D	2020-02-06 17:22:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001802479 Filed Document 0001802479-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:22:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SILVER SPRUCE RESOURCES INC. See All Filings	D	2020-02-06 17:19:39 UTC
Amount To Be Raised $134,273 Associated Brokers / Dealers N/A CIK Number 0001771039 Filed Document 0001771039-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:19:39 UTC Type of Offering D Industry Other Energy Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hoxton Ventures II, L.P. See All Filings	D/A	2020-02-06 17:08:12 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001766605 Filed Document 0001766605-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:08:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WindESCo, Inc. See All Filings	D	2020-02-06 17:07:28 UTC
Amount To Be Raised $10,317,151 Associated Brokers / Dealers N/A CIK Number 0001685023 Filed Document 0001685023-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:07:28 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EQUITAS EVERGREEN FUND LP See All Filings	D/A	2020-02-06 17:04:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001264395 Filed Document 0001315863-20-000130 Exclusions or Exemptions 506b Accepted Date 2020-02-06 17:04:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Judy Prep Inc. See All Filings	D	2020-02-06 16:55:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001802578 Filed Document 0001802578-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 16:55:01 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Basement Fund I, L.P. See All Filings	D	2020-02-06 16:54:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001800355 Filed Document 0001800355-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 16:54:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIP V (Offshore), L.P. See All Filings	D	2020-02-06 16:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792453 Filed Document 0001792453-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 16:53:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sophus Investments LLC See All Filings	D	2020-02-06 16:46:48 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001802554 Filed Document 0001802554-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 16:46:48 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LONGEVERON LLC See All Filings	D	2020-02-06 16:39:37 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001721484 Filed Document 0001721484-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-06 16:39:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Palisades Goldcorp Ltd. See All Filings	D/A	2020-02-06 16:38:43 UTC
Amount To Be Raised $1,964,338 Associated Brokers / Dealers N/A CIK Number 0001791972 Filed Document 0001791972-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-06 16:38:43 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Proto Holdings, Inc. See All Filings	D/A	2020-02-06 16:36:49 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001741025 Filed Document 0001741025-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 16:36:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LONGEVERON LLC See All Filings	D/A	2020-02-06 16:36:23 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001721484 Filed Document 0001721484-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 16:36:23 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Atomic Studios, Inc. See All Filings	1-A/A	2020-02-06 16:32:44 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001788475 Filed Document 0001683168-20-000375 Accepted Date 2020-02-06 16:32:44 UTC Type of Offering 1-A/A Industry SERVICES-ALLIED TO MOTION PICTURE PRODUCTION Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)