|
|
D |
2020-02-07 11:20:11 UTC |
- Amount To Be Raised
- $10,240,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001802524
- Filed Document
- 0001802524-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 11:20:11 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-07 11:15:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569042
- Filed Document
- 0000945621-20-000034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 11:15:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-07 11:09:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001802348
- Filed Document
- 0001802348-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 11:09:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-07 11:03:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759279
- Filed Document
- 0001799098-20-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 11:03:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-07 10:59:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001521357
- Filed Document
- 0000945621-20-000033
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 10:59:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 10:59:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759259
- Filed Document
- 0001799098-20-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 10:59:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-07 10:49:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483434
- Filed Document
- 0000902664-20-000809
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 10:49:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-07 10:43:58 UTC |
- Amount To Be Raised
- $4,900,000
- Associated Brokers / Dealers
- Venture.co Brokerage Services, LLC
- CIK Number
- 0001758250
- Filed Document
- 0001758250-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-02-07 10:43:58 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-07 10:43:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC and Aqueduct Capital Group, LLC
- CIK Number
- 0001298282
- Filed Document
- 0000919574-20-000815
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 10:43:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-07 10:31:18 UTC |
- Amount To Be Raised
- $29,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799027
- Filed Document
- 0001799027-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 10:31:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 10:27:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727226
- Filed Document
- 0000919574-20-000813
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 10:27:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-07 10:22:40 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001802637
- Filed Document
- 0001802637-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 10:22:40 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-07 10:20:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511390
- Filed Document
- 0001511390-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 10:20:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 10:18:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542537
- Filed Document
- 0001542537-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 10:18:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-07 10:16:41 UTC |
- Amount To Be Raised
- $565,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722508
- Filed Document
- 0001716855-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 10:16:41 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2020-02-07 10:11:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001526067
- Filed Document
- 0001526067-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 10:11:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
COLI VUL-1 Series Account of Great-West Life & Annuity of New York
See All Filings
|
D/A |
2020-02-07 10:06:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Shirley A. H. McMillan and David S. Hauptman
- CIK Number
- 0001458462
- Filed Document
- 0001157174-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 10:06:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 10:03:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666449
- Filed Document
- 0001666449-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 10:03:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-07 10:02:59 UTC |
- Amount To Be Raised
- $110,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes
- CIK Number
- 0001801627
- Filed Document
- 0001801627-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 10:02:59 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-07 10:01:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001297389
- Filed Document
- 0001297389-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 10:01:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 10:01:53 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- Infinity Financial Services, LPL Financial LLC, 1st Global Capital Corporation, Kalos Capital Inc., and Avantax Investment Services, Inc.
- CIK Number
- 0001752121
- Filed Document
- 0001752121-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 10:01:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-07 09:58:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Phillip L. Currie, Jr., Andrew P. Arigo, Brian A. Donofry, Adam C. Monson, Corby N. Dall, John M. Argue, Michael E. Nolan, Samir H. Sheth, Thomas A. Cook, Alan C. Bolotin, Bo Y. Lee, Fred Hill, Rhonda L. Miller, Sean P. Devlin, Shirley A. H. McMillan, Suzette M. Clark, Brayden D. Dall, David H. Fisher, David S. Hauptman, Edward C. Houghton, IV, Gordon T. Chisholm, James M. Foyt, Jeffery P. Peterson, Jeffrey J. Cullen, Jeffrey M. Gratton, Jon P. Willhite, Jonathan A. Resin, Kenneth J. DePaola, Phillip A. Pickett, Phillip S. Hammit, Richard C. Callister, Robert L. Vaughan, Russell H. Vandevelde, IV, and Whitney Randolph
- CIK Number
- 0001157174
- Filed Document
- 0001157174-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 09:58:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 09:56:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458762
- Filed Document
- 0000919574-20-000811
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 09:56:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-07 09:54:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001216242
- Filed Document
- 0001216242-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 09:54:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 09:51:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001482967
- Filed Document
- 0000919574-20-000809
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 09:51:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-07 09:44:22 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001802406
- Filed Document
- 0001802406-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 09:44:22 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-07 09:39:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James River Securities Corp.
- CIK Number
- 0001696545
- Filed Document
- 0001696545-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 09:39:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 09:36:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001480782
- Filed Document
- 0000919574-20-000807
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 09:36:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-07 09:31:40 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- Champlain Advisors, LLC
- CIK Number
- 0001796976
- Filed Document
- 0001567619-20-002342
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 09:31:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-07 09:19:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James River Securities Corp.
- CIK Number
- 0001676246
- Filed Document
- 0001676246-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 09:19:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 08:51:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570929
- Filed Document
- 0001570929-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 08:51:38 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2020-02-07 08:44:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771210
- Filed Document
- 0000902664-20-000803
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 08:44:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 08:42:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778218
- Filed Document
- 0000902664-20-000802
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 08:42:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 08:41:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001337382
- Filed Document
- 0000902664-20-000801
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 08:41:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 08:39:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001196932
- Filed Document
- 0000902664-20-000800
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 08:39:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 08:36:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001195825
- Filed Document
- 0000902664-20-000799
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 08:36:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 08:34:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561796
- Filed Document
- 0000902664-20-000798
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 08:34:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 08:32:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001530160
- Filed Document
- 0000902664-20-000797
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 08:32:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 08:30:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001337389
- Filed Document
- 0000902664-20-000795
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 08:30:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-07 08:28:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001196933
- Filed Document
- 0000902664-20-000793
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 08:28:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-07 08:22:59 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001802448
- Filed Document
- 0001802448-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 08:22:59 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Security To Be Acquired
|
|
|
D/A |
2020-02-07 06:21:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Gordian Investment Solutions, LLC
- CIK Number
- 0001523053
- Filed Document
- 0000902664-20-000791
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 06:21:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-07 06:21:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Gordian Investment Solutions, LLC
- CIK Number
- 0001523054
- Filed Document
- 0000902664-20-000790
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 06:21:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-07 06:18:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697485
- Filed Document
- 0000902664-20-000789
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 06:18:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Marshall Wace Long Strategies ICAV - MW India Long-Only Fund
See All Filings
|
D/A |
2020-02-07 06:17:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696685
- Filed Document
- 0000902664-20-000788
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 06:17:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Marshall Wace Funds LP - MW TOPS China Absolute Return (US) Fund
See All Filings
|
D/A |
2020-02-07 06:15:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696771
- Filed Document
- 0000902664-20-000787
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-07 06:15:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-06 21:52:18 UTC |
- Amount To Be Raised
- $588,169
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791972
- Filed Document
- 0001791972-20-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-06 21:52:18 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2020-02-06 21:46:09 UTC |
- Amount To Be Raised
- $1,381,439
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791972
- Filed Document
- 0001791972-20-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-06 21:46:09 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2020-02-06 21:40:41 UTC |
- Amount To Be Raised
- $200,828
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791972
- Filed Document
- 0001791972-20-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-06 21:40:41 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2020-02-06 21:35:32 UTC |
- Amount To Be Raised
- $5,963,970
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791972
- Filed Document
- 0001791972-20-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-06 21:35:32 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|