Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CS Hale Investor, LLC See All Filings	D	2018-03-26 16:08:27 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001734543 Filed Document 0001735511-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-26 16:08:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Amazing Energy Oil & Gas, Co. See All Filings	D/A	2018-03-26 16:08:24 UTC
Amount To Be Raised $2,375,000 Associated Brokers / Dealers N/A CIK Number 0001375618 Filed Document 0001056520-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-03-26 16:08:24 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cypress Alternative Partners II LP See All Filings	D/A	2018-03-26 16:06:23 UTC
Amount To Be Raised $4,895,000 Associated Brokers / Dealers N/A CIK Number 0001355283 Filed Document 0001355283-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 16:06:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Anderson RS Growth Fund, LLC See All Filings	D/A	2018-03-26 16:05:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545261 Filed Document 0001545261-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 16:05:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Panther Springs Investors LLC See All Filings	D	2018-03-26 15:55:44 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001735503 Filed Document 0001735503-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:55:44 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AGP Armistice Capital, LLC See All Filings	D/A	2018-03-26 15:54:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626753 Filed Document 0001626753-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:54:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Selwyn Ventures I, LLC See All Filings	D/A	2018-03-26 15:53:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001694193 Filed Document 0001694193-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:53:45 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
BG LLH, LLC See All Filings	D	2018-03-26 15:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Morgan Stanley & Co. LLC CIK Number 0001539671 Filed Document 0001140361-18-014954 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:47:17 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AGP SENVEST PARTNERS, LLC See All Filings	D/A	2018-03-26 15:45:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527748 Filed Document 0001527748-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:45:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
ICG Alternative Credit (Delaware) LP See All Filings	D/A	2018-03-26 15:42:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637216 Filed Document 0001724485-18-000048 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:42:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peritia Holdings, LLC See All Filings	D	2018-03-26 15:40:33 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001698563 Filed Document 0001698563-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:40:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cultivation Twain Seed Fund I, LP See All Filings	D	2018-03-26 15:39:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734752 Filed Document 0001734752-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:39:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Script, LLC See All Filings	D/A	2018-03-26 15:37:08 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001712293 Filed Document 0000897069-18-000193 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:37:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AGP STRATEGIC INCOME, LLC See All Filings	D/A	2018-03-26 15:36:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527746 Filed Document 0001527746-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:36:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS INSTITUTIONAL FUND LTD See All Filings	D/A	2018-03-26 15:34:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426895 Filed Document 0001426895-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:34:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spyglass-Wilmington, LLC See All Filings	D	2018-03-26 15:33:02 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001733287 Filed Document 0001733287-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:33:02 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MFG US Property Fund I, LLC See All Filings	D	2018-03-26 15:29:12 UTC
Amount To Be Raised $63,200,000 Associated Brokers / Dealers Nomura Securities Co., Ltd. CIK Number 0001735031 Filed Document 0000947871-18-000294 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:29:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
ANDERSON TREMBLANT CAPITAL LLC See All Filings	D/A	2018-03-26 15:24:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422160 Filed Document 0001341385-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:24:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Banana Vital LLC See All Filings	D	2018-03-26 15:21:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001734913 Filed Document 0001734913-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:21:54 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ATHTN LLC See All Filings	D	2018-03-26 15:13:06 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers TrustFirst, Inc. and Donald Taylor CIK Number 0001735370 Filed Document 0001735370-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:13:06 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FundersClub QJN LLC See All Filings	D	2018-03-26 15:12:37 UTC
Amount To Be Raised $252,800 Associated Brokers / Dealers N/A CIK Number 0001734417 Filed Document 0001734417-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:12:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRAIRIE COURT LLC See All Filings	D	2018-03-26 15:11:37 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001735535 Filed Document 0001735535-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:11:37 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Spikenard & Marigold LLC See All Filings	D	2018-03-26 15:10:16 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001735539 Filed Document 0001735539-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:10:16 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SCGE Onshore Fund, L.P. See All Filings	D/A	2018-03-26 15:09:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498643 Filed Document 0001498643-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:09:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET INSTITUTIONAL CASH RESERVES, LTD. See All Filings	D/A	2018-03-26 15:08:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001687541 Filed Document 0001140361-18-014946 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:08:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cypress Alternative Funds,LP See All Filings	D/A	2018-03-26 15:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465496 Filed Document 0001465496-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:08:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Anderson Opportunity Capital, LLC See All Filings	D/A	2018-03-26 15:01:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341385 Filed Document 0001341385-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 15:01:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
C3 IoT, Inc. See All Filings	D	2018-03-26 14:59:33 UTC
Amount To Be Raised $97,030,281 Associated Brokers / Dealers N/A CIK Number 0001577526 Filed Document 0001243233-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:59:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
C3 IoT, Inc. See All Filings	D	2018-03-26 14:52:50 UTC
Amount To Be Raised $11,803,215 Associated Brokers / Dealers N/A CIK Number 0001577526 Filed Document 0001243233-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:52:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCGE Offshore Fund, L.P. See All Filings	D/A	2018-03-26 14:51:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509636 Filed Document 0001509636-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:51:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C3 IoT, Inc. See All Filings	D	2018-03-26 14:50:52 UTC
Amount To Be Raised $139,539,148 Associated Brokers / Dealers N/A CIK Number 0001577526 Filed Document 0001243233-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:50:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Merced Real Estate Partners I, L.P. See All Filings	D	2018-03-26 14:48:41 UTC
Amount To Be Raised $32,475,000 Associated Brokers / Dealers N/A CIK Number 0001734715 Filed Document 0001734715-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:48:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E14 2017 Fund, LP See All Filings	D/A	2018-03-26 14:47:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717523 Filed Document 0001717523-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:47:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 162 See All Filings	D/A	2018-03-26 14:41:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc, M Holdings Securities, Inc, and M Financial Securities Marketing, Inc. CIK Number 0001692897 Filed Document 0001692897-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:41:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas Tradition Fund III, LP See All Filings	D	2018-03-26 14:40:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734074 Filed Document 0001315863-18-000282 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:40:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HiGro Group Fund II, LLC See All Filings	D	2018-03-26 14:33:52 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001735546 Filed Document 0001735546-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:33:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GPT Partners LLC See All Filings	D	2018-03-26 14:33:35 UTC
Amount To Be Raised $847,791 Associated Brokers / Dealers N/A CIK Number 0001735376 Filed Document 0001735376-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:33:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLENHILL CAPITAL LP See All Filings	D/A	2018-03-26 14:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137373 Filed Document 0001137373-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:27:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLENHILL CAPITAL LP See All Filings	D/A	2018-03-26 14:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137373 Filed Document 0001137373-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:27:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
5 Centerpointe Drive LLC See All Filings	D	2018-03-26 14:25:43 UTC
Amount To Be Raised $13,650,000 Associated Brokers / Dealers N/A CIK Number 0001735160 Filed Document 0001735160-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:25:43 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Igor, Inc. See All Filings	D	2018-03-26 14:25:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001582613 Filed Document 0001582613-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:25:07 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Commerce Bancorp, Inc. See All Filings	D/A	2018-03-26 14:16:14 UTC
Amount To Be Raised $2,098,800 Associated Brokers / Dealers N/A CIK Number 0001620686 Filed Document 0001620686-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:16:14 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Dehesa Partners, LP See All Filings	D/A	2018-03-26 14:11:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666343 Filed Document 0001666343-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:11:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prophet Credit Partners LP See All Filings	D/A	2018-03-26 14:09:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600897 Filed Document 0001600940-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:09:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners In Prophet (Offshore) LP See All Filings	D/A	2018-03-26 14:07:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600960 Filed Document 0001600940-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:07:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENCARD PICTURES LLC See All Filings	D	2018-03-26 14:05:50 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001735471 Filed Document 0001735471-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:05:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners In Prophet, Ltd. See All Filings	D/A	2018-03-26 14:01:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600963 Filed Document 0001600940-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-26 14:01:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 98 See All Filings	D/A	2018-03-26 13:56:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kestra Investment Services, LLC, NFP Securities, and Lion Street Financial, LLC CIK Number 0001549082 Filed Document 0001549082-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-26 13:56:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prophet Opportunity Partners LP See All Filings	D/A	2018-03-26 13:55:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466736 Filed Document 0001600940-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-26 13:55:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLAVORCLOUD, INC. See All Filings	D/A	2018-03-26 13:29:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001611104 Filed Document 0001611104-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-26 13:29:05 UTC Type of Offering D/A Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity