Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
iCapital-Pantheon Infrastructure III Access Fund, L.P. See All Filings	D/A	2018-03-27 14:05:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721968 Filed Document 0000897069-18-000202 Exclusions or Exemptions 506b Accepted Date 2018-03-27 14:05:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CashBet Alderney Ltd See All Filings	D	2018-03-27 14:01:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001730159 Filed Document 0001730159-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 14:01:15 UTC Type of Offering D Industry Other Technology Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Other
Richmond Global Compass Capital, LP See All Filings	D	2018-03-27 13:59:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735609 Filed Document 0000902664-18-001791 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:59:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha II See All Filings	D/A	2018-03-27 13:45:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572897 Filed Document 0001514736-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:45:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobile Gaming Technologies, Inc. See All Filings	D	2018-03-27 13:45:21 UTC
Amount To Be Raised $4,390,593 Associated Brokers / Dealers N/A CIK Number 0001570256 Filed Document 0001570256-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:45:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha See All Filings	D/A	2018-03-27 13:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514736 Filed Document 0001514736-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:43:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deep Blue Alpha LP See All Filings	D/A	2018-03-27 13:38:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686417 Filed Document 0001686417-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:38:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Citybase, Inc. See All Filings	D/A	2018-03-27 13:36:49 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001678213 Filed Document 0001144204-18-017101 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:36:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Waterford Buligo LP See All Filings	D	2018-03-27 13:33:52 UTC
Amount To Be Raised $1,775,000 Associated Brokers / Dealers N/A CIK Number 0001735681 Filed Document 0001144204-18-017096 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:33:52 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Cotton Mill Buligo LP See All Filings	D	2018-03-27 13:30:32 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001735679 Filed Document 0001144204-18-017094 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:30:32 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Bow Street Special Opportunities Fund XIV, LP See All Filings	D	2018-03-27 13:27:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733250 Filed Document 0000902664-18-001790 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:27:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger-Sul Co-Investor Holdings II, LLC See All Filings	D	2018-03-27 13:26:44 UTC
Amount To Be Raised $17,500,001 Associated Brokers / Dealers N/A CIK Number 0001735725 Filed Document 0001735725-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:26:44 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Vertiflex, Inc. See All Filings	D/A	2018-03-27 13:26:17 UTC
Amount To Be Raised $45,326,782 Associated Brokers / Dealers N/A CIK Number 0001385978 Filed Document 0001385978-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:26:17 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bow Street Special Opportunities Fund XIV Cayman, Ltd. See All Filings	D	2018-03-27 13:25:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733264 Filed Document 0000902664-18-001789 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:25:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Townley SPE, LLC See All Filings	D	2018-03-27 13:22:46 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001735394 Filed Document 0001735394-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:22:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ryans Crossing Buligo LP See All Filings	D	2018-03-27 13:18:12 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001735658 Filed Document 0001144204-18-017092 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:18:12 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. See All Filings	D	2018-03-27 13:14:21 UTC
Amount To Be Raised $48,000 Associated Brokers / Dealers N/A CIK Number 0001187953 Filed Document 0001553997-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:14:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ACADIAN TAX AWARE EMERGING MARKETS EQUITY FUND, LLC See All Filings	D/A	2018-03-27 13:13:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001573741 Filed Document 0001573741-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:13:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Catalyst Healthcare Ltd. See All Filings	D	2018-03-27 13:12:44 UTC
Amount To Be Raised $1,528,979 Associated Brokers / Dealers N/A CIK Number 0001735265 Filed Document 0001735265-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:12:44 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Intellectus Ventures, LLC, Series 6 See All Filings	D/A	2018-03-27 13:12:23 UTC
Amount To Be Raised $5,155,000 Associated Brokers / Dealers N/A CIK Number 0001724716 Filed Document 0001714971-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:12:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intellectus Ventures, LLC, Series 5 See All Filings	D/A	2018-03-27 13:09:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714972 Filed Document 0001714971-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:09:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. See All Filings	D	2018-03-27 13:08:57 UTC
Amount To Be Raised $27,500 Associated Brokers / Dealers N/A CIK Number 0001187953 Filed Document 0001553997-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:08:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NCL INVESTMENTS II, L.P. See All Filings	D	2018-03-27 13:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734923 Filed Document 0001734923-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:07:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Intellectus Ventures, LLC, Series 4 See All Filings	D/A	2018-03-27 13:06:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714971 Filed Document 0001714971-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:06:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heaven's Door Spirits, LLC See All Filings	D	2018-03-27 13:00:45 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Michael Hexter Riskind CIK Number 0001735644 Filed Document 0001735644-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 13:00:45 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. See All Filings	D	2018-03-27 12:59:08 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001187953 Filed Document 0001553997-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:59:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Acadian Diversified Alpha Equity Fund, LLC See All Filings	D/A	2018-03-27 12:57:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001679279 Filed Document 0001679279-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:57:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POSITION IMAGING, INC See All Filings	D	2018-03-27 12:55:15 UTC
Amount To Be Raised $6,377,006 Associated Brokers / Dealers N/A CIK Number 0001380725 Filed Document 0001380725-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:55:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Thai Capital Fund Offshore LTD See All Filings	D	2018-03-27 12:49:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735108 Filed Document 0001735108-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:49:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN INTERNATIONAL EQUITY FUND, LLC See All Filings	D/A	2018-03-27 12:46:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001408856 Filed Document 0001408856-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:46:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. See All Filings	D	2018-03-27 12:37:34 UTC
Amount To Be Raised $44,000 Associated Brokers / Dealers N/A CIK Number 0001187953 Filed Document 0001553997-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:37:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SS Comstock 8, LLC See All Filings	D	2018-03-27 12:32:00 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers N/A CIK Number 0001735363 Filed Document 0001735363-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:32:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VK FUND INVESTORS L.P. See All Filings	D/A	2018-03-27 12:29:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486485 Filed Document 0001012975-18-000299 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:29:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCW Capital, LP See All Filings	D/A	2018-03-27 12:13:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638046 Filed Document 0001638046-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:13:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RealConnex LLC See All Filings	D	2018-03-27 12:09:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001734685 Filed Document 0001734685-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:09:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FiNEST Resources LLC See All Filings	D	2018-03-27 12:05:12 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001733043 Filed Document 0001733043-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:05:12 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Between the Lines Development Ltd Liability Co See All Filings	D	2018-03-27 12:02:38 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001735641 Filed Document 0001735641-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 12:02:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Chronic Care Management, Inc. See All Filings	D/A	2018-03-27 11:51:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722987 Filed Document 0001722987-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:51:49 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
North & Webster SSG, LLC See All Filings	D	2018-03-27 11:51:37 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001735481 Filed Document 0001735481-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:51:37 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 169 See All Filings	D/A	2018-03-27 11:51:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001698393 Filed Document 0001698393-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:51:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 168 See All Filings	D/A	2018-03-27 11:49:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc CIK Number 0001698394 Filed Document 0001698394-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:49:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Focus Fund, LLC - MLP Series See All Filings	D/A	2018-03-27 11:47:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672175 Filed Document 0001672175-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:47:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Focus Fund, LLC - mREITP Series See All Filings	D/A	2018-03-27 11:41:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670853 Filed Document 0001670853-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:41:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chronic Care Management, Inc. See All Filings	D/A	2018-03-27 11:40:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722987 Filed Document 0001722987-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:40:33 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PRIDEROCK MULTIFAMILY DEBT OPPORTUNITY FUND, L.P. See All Filings	D/A	2018-03-27 11:38:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JONATHAN DAVID DIAMOND CIK Number 0001700190 Filed Document 0001393725-18-000041 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:38:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Priderock Multifamily Debt Opportunity Fund (Offshore) L.P. See All Filings	D/A	2018-03-27 11:38:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JONATHAN DAVID DIAMOND CIK Number 0001700216 Filed Document 0001393725-18-000040 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:38:23 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HC2 CP MULTIFAMILY II C, LP See All Filings	D	2018-03-27 11:37:24 UTC
Amount To Be Raised $10,250,000 Associated Brokers / Dealers Richfield Orion International, Inc. CIK Number 0001735154 Filed Document 0001735154-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:37:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HC2 CP MULTIFAMILY II B, LP See All Filings	D	2018-03-27 11:34:33 UTC
Amount To Be Raised $11,003,000 Associated Brokers / Dealers Richfield Orion International, Inc. CIK Number 0001735130 Filed Document 0001735130-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:34:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Diamond State Lithotripsy, LLC See All Filings	D	2018-03-27 11:29:10 UTC
Amount To Be Raised $112,727 Associated Brokers / Dealers N/A CIK Number 0001671433 Filed Document 0001671433-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:29:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Barak Fund US Feeder, L.P. STF Series See All Filings	D	2018-03-27 11:09:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735086 Filed Document 0001735086-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-27 11:09:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund