Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fresnel Software Corp See All Filings	D	2020-02-05 12:52:37 UTC
Amount To Be Raised $884,154 Associated Brokers / Dealers N/A CIK Number 0001738297 Filed Document 0001738297-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:52:37 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Prospect Ridge U.S. Real Estate Partners III REIT LLC See All Filings	D/A	2020-02-05 12:50:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001802221 Filed Document 0001802221-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:50:03 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Foxtrot Ventures, Inc. See All Filings	D	2020-02-05 12:47:54 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001666233 Filed Document 0001666233-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:47:54 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Niagara Plus Income Fund LP See All Filings	D	2020-02-05 12:42:16 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Salomon Whitney LLC CIK Number 0001802349 Filed Document 0001802349-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:42:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mitotherapeutix, LLC See All Filings	D/A	2020-02-05 12:40:08 UTC
Amount To Be Raised $1,942,643 Associated Brokers / Dealers N/A CIK Number 0001657701 Filed Document 0001657701-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:40:08 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Y&R I Opportunity Fund, LLC See All Filings	D	2020-02-05 12:37:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001782468 Filed Document 0001782468-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-02-05 12:37:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ABREP II WW Co-Invest REIT LLC See All Filings	D/A	2020-02-05 12:36:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001801546 Filed Document 0001801546-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:36:01 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alston Long-Term Opportunities Fund LLC See All Filings	D	2020-02-05 12:35:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524453 Filed Document 0001524453-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:35:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Intellectus Ventures, LLC, Series 8 See All Filings	D	2020-02-05 12:33:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801940 Filed Document 0001801940-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:33:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TMAM/Pathway Discovery Fund, LP See All Filings	D/A	2020-02-05 12:31:49 UTC
Amount To Be Raised $90,018,000 Associated Brokers / Dealers N/A CIK Number 0001713530 Filed Document 0001713530-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:31:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Torchlight Value Fund (REIT), LLC See All Filings	D	2020-02-05 12:30:07 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001801985 Filed Document 0000947871-20-000082 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:30:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Midwest Senior Living Portfolio DST See All Filings	D/A	2020-02-05 12:27:01 UTC
Amount To Be Raised $80,925,660 Associated Brokers / Dealers Westpark Capital Inc., RCX Capital Group LLC, Thornhill Securities Inc, Nationwide Planning Associates Inc., DFPG Investments, LLC, and Concorde Investment Services, LLC CIK Number 0001796837 Filed Document 0001796837-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:27:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Prospect Ridge U.S. Real Estate Partners III REIT LLC See All Filings	D	2020-02-05 12:24:38 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001802221 Filed Document 0001802221-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:24:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thornburg Developing World Fund (Q.P.), LLC See All Filings	D/A	2020-02-05 12:24:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564924 Filed Document 0001567619-20-002195 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:24:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New York City Property Fund REIT LLC See All Filings	D	2020-02-05 12:22:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001800095 Filed Document 0001567619-20-002194 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:22:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Project Diner Investments L.P. See All Filings	D/A	2020-02-05 12:22:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800963 Filed Document 0001800963-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:22:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CABANA BOY, Ltd LIABILITY Co See All Filings	D/A	2020-02-05 12:19:51 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001768453 Filed Document 0001768453-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:19:51 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ABREP II WW Co-Invest REIT LLC See All Filings	D	2020-02-05 12:15:11 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001801546 Filed Document 0001801546-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:15:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LANDMARK INFRASTRUCTURE PARTNERS II, L.P. See All Filings	D/A	2020-02-05 12:10:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVISION PRIVATE EQUITY ADVISORS USA LLC, KB INVESTMENT AND SECURITIES CO., LTD., and WAI ALTERNATIVE INVESTMENTS AG CIK Number 0001766763 Filed Document 0001766763-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:10:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kenosha Credit Opportunities Fund LP See All Filings	D/A	2020-02-05 12:10:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695488 Filed Document 0000919574-20-000732 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:10:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proem Investments Offshore LP See All Filings	D/A	2020-02-05 12:09:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766792 Filed Document 0000950142-20-000277 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:09:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nuclear Pasta, LLC See All Filings	D	2020-02-05 12:06:24 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001802222 Filed Document 0001802222-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:06:24 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Salem Sebacia Investors, LLC See All Filings	D/A	2020-02-05 12:04:22 UTC
Amount To Be Raised $8,965,780 Associated Brokers / Dealers N/A CIK Number 0001708296 Filed Document 0001708296-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:04:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pagoda Peak Emerging Markets Fund LP See All Filings	D/A	2020-02-05 12:03:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621917 Filed Document 0000919574-20-000730 Exclusions or Exemptions 506b Accepted Date 2020-02-05 12:03:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cross Ocean GSS Offshore Feeder LP See All Filings	D/A	2020-02-05 11:58:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766902 Filed Document 0001766902-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 11:58:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PS Tamerlane Onshore Fund LP See All Filings	D/A	2020-02-05 11:45:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768084 Filed Document 0001012975-20-000111 Exclusions or Exemptions 506b Accepted Date 2020-02-05 11:45:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PS INSTITUTIONAL OFFSHORE LTD See All Filings	D/A	2020-02-05 11:44:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528179 Filed Document 0001012975-20-000110 Exclusions or Exemptions 506b Accepted Date 2020-02-05 11:44:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PS INSTITUTIONAL ONSHORE LP See All Filings	D/A	2020-02-05 11:42:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528178 Filed Document 0001012975-20-000109 Exclusions or Exemptions 506b Accepted Date 2020-02-05 11:42:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Global All Cap Equity Fund LP See All Filings	D/A	2020-02-05 11:42:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655869 Filed Document 0000919574-20-000728 Exclusions or Exemptions 506b Accepted Date 2020-02-05 11:42:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PS OPPORTUNITIES OFFSHORE LTD See All Filings	D/A	2020-02-05 11:41:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460726 Filed Document 0001012975-20-000108 Exclusions or Exemptions 506b Accepted Date 2020-02-05 11:41:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PS Opportunities Onshore LP See All Filings	D/A	2020-02-05 11:39:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468771 Filed Document 0001012975-20-000107 Exclusions or Exemptions 506b Accepted Date 2020-02-05 11:39:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoenix Senior Living DST See All Filings	D/A	2020-02-05 11:38:51 UTC
Amount To Be Raised $53,544,255 Associated Brokers / Dealers Arkadios Capital, Lightpath Capital Inc., DAI Securities LLC, Avantax Investment Services Inc, RCX Capital Group LLC, DFPG Investments, Inc., Concorde Investment Services, LLC, Thornhill Securities Inc, Cambridge Investment Research, JRL Capital Corporation, Nationwide Planning Associates, Inc, Lincoln Financial Advisors, Stax Capital, Securities America Inc., Sagepoint Financial, Inc., Ausdal Financial Partners, Inc., Cabin Securities Inc, International Assets Advisory, LLC, Invicta Capital LLC, Crown Capital Securities, L.P., American Portfolios Financial Services, Inc., Cabot Lodge Securities LLC, Lincoln Financial Securities Corporation, Madison Avenue Securities, LLC, and Western International Securities, Inc. CIK Number 0001793634 Filed Document 0001793634-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-05 11:38:51 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Prince Street Fund Ltd See All Filings	D/A	2020-02-05 11:37:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468770 Filed Document 0001012975-20-000106 Exclusions or Exemptions 506b Accepted Date 2020-02-05 11:37:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prince Street Fund LP See All Filings	D/A	2020-02-05 11:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468769 Filed Document 0001012975-20-000105 Exclusions or Exemptions 506b Accepted Date 2020-02-05 11:36:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cross Ocean GSS Onshore Feeder LP See All Filings	D/A	2020-02-05 11:32:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766911 Filed Document 0001802214-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 11:32:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PELVITAL USA, INC. See All Filings	D	2020-02-05 11:21:51 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001707415 Filed Document 0001362118-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-05 11:21:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix MSA Multifamily DST See All Filings	D/A	2020-02-05 11:17:40 UTC
Amount To Be Raised $30,396,157 Associated Brokers / Dealers DFPG Investments, Inc., Lightpath Capital Inc., Avantax Investment Services Inc, Concorde Investment Services, LLC, Capulent LLC, Kovack Securities, Inc., Inland Securities Corporation, Voya Financial Advisors, Commonwealth Financial Network, RCX Capital Group LLC, Independent Financial Group, LLC, United Planners' Financial Services, First Financial Equity Corp, Investacorp, Inc., Great Point Capital LLC, Cetera Financial Specialists LLC, Lincoln Financial Advisors, Berthel Fisher & Co Financial Svcs, Woodbury Financial Services, Inc., Nationwide Planning Associates, Inc, Cetera Advisor Networks, LLC, Cary Street Partners LLC, and Royal Alliance Associates, Inc. CIK Number 0001791420 Filed Document 0001791420-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-05 11:17:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Zweig-DiMenna Focus Fund, L.P. See All Filings	D/A	2020-02-05 11:13:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567739 Filed Document 0001062733-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 11:13:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stoneman Brewery LLC See All Filings	C	2020-02-05 11:11:21 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $107,000 CIK Number 0001801534 Filed Document 0001746059-20-000029 Accepted Date 2020-02-05 11:11:21 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
ZWEIG DIMENNA INVESTORS LP See All Filings	D/A	2020-02-05 11:11:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001062733 Filed Document 0001062733-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 11:11:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Everett OZ Fund, LLC See All Filings	D	2020-02-05 11:10:36 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001802292 Filed Document 0001802292-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 11:10:36 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
RHP PARTNERS II REIT, LLC See All Filings	D	2020-02-05 10:59:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001798173 Filed Document 0001798173-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 10:59:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Daventry Group Partners (Offshore), Ltd. See All Filings	D	2020-02-05 10:58:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802145 Filed Document 0001802145-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 10:58:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RHP PARTNERS REIT, LLC See All Filings	D	2020-02-05 10:58:46 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001798176 Filed Document 0001798176-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 10:58:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
NC Student Housing Portfolio DST See All Filings	D/A	2020-02-05 10:50:06 UTC
Amount To Be Raised $46,217,570 Associated Brokers / Dealers Stonecrest Capital Markets, Inc., Concorde Investment Services, LLC, Cambridge Investment Research, Centaurus Financial, Inc., Moloney Securities Co, DFPG Investments, Inc., Royal Alliance Associates, Inc., Crown Capital Securities L.P., Westpark Capital Inc, Independent Financial Group, LLC, Capital Investment Group, Inc., Kovack Securities, Inc., Avantax Investment Services Inc, Primex Prime Electronic Execution Inc, Commonwealth Financial Network, Woodbury Financial Services, Inc., American Portfolios Financial Svcs, Lincoln Financial Advisors, McDermott Investment Services, LLC, Securities America Inc., Triad Advisors, Inc., Thornhill Securities Inc, Huntwicke Securities LLC, Arkadios Capital, Investacorp, Inc., Lincoln Financial Securities Corp, Parkland Securities, LLC, Sagepoint Financial, Inc., Ameritas Investment Corp., WealthForge Securities LLC, RCX Capital Group, LLC, Sigma Financial Corporation, Metropolitan Capital Investment Banc Inc., Cabot Lodge Securities LLC, and FSC Securities Corporation CIK Number 0001791755 Filed Document 0001791755-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-05 10:50:06 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ZWEIG DIMENNA PARTNERS L P See All Filings	D/A	2020-02-05 10:49:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, Inc. and Fairfield Heathcliff Capital LLC CIK Number 0000740450 Filed Document 0000740450-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 10:49:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bella Gaia, Inc. See All Filings	D	2020-02-05 10:41:39 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers ICV Group, Inc. CIK Number 0001801710 Filed Document 0001801710-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 10:41:39 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Neuberger Berman International Small Cap Fund L.P. See All Filings	D/A	2020-02-05 10:33:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001696057 Filed Document 0001567619-20-002170 Exclusions or Exemptions 506b Accepted Date 2020-02-05 10:33:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DC MSA Multifamily DST See All Filings	D/A	2020-02-05 10:27:07 UTC
Amount To Be Raised $39,280,105 Associated Brokers / Dealers Inland Securities Corporation, Primex Prime Electronic Execution Inc, WealthForge Securities LLC, McDermott Investment Services, LLC, Lightpath Capital Inc., RCX Capital Group LLC, Concorde Investment Services, LLC, Investacorp, Inc., DFPG Investments, Inc., 1st Global Capital Corporation, Westpark Capital Inc, Cabot Lodge Securities LLC, Investment Planners, Inc., Sagepoint Financial, Inc., Lincoln Financial Advisors, Nationwide Planning Associates, Inc., Triad Advisors, Inc., Royal Alliance Associates, Inc., Stonecrest Capital Markets, Inc., Independent Financial Group, LLC, Saxony Securities, DAI Securities LLC, Coordinated Capital Securities, Centaurus Financial, Inc., and Avantax Investment Services Inc CIK Number 0001785005 Filed Document 0001785005-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-05 10:27:07 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ucensys Research LLC See All Filings	D/A	2020-02-05 10:25:09 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001795752 Filed Document 0001795752-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 10:25:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt