Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sinovation Fund IV, L.P. See All Filings	D	2018-03-30 14:35:22 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers BTIG, LLC CIK Number 0001736007 Filed Document 0001736007-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 14:35:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Life Warmer, Inc. See All Filings	D	2018-03-30 14:32:35 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001735991 Filed Document 0001735991-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 14:32:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Instapage, Inc. See All Filings	D	2018-03-30 14:17:03 UTC
Amount To Be Raised $2,961,000 Associated Brokers / Dealers N/A CIK Number 0001736110 Filed Document 0001736110-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 14:17:03 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Audax Senior Loan IDF Fund-E, L.P. See All Filings	D	2018-03-30 14:16:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720282 Filed Document 0001720282-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-30 14:16:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Audax Senior Loan IDF Fund-E, L.P. See All Filings	D	2018-03-30 14:16:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720282 Filed Document 0001720282-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 14:16:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AVRUPA MINERALS LTD. See All Filings	D	2018-03-30 13:53:54 UTC
Amount To Be Raised $403,538 Associated Brokers / Dealers N/A CIK Number 0001445467 Filed Document 0001140361-18-016169 Exclusions or Exemptions 506b Accepted Date 2018-03-30 13:53:54 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Accolade, Inc. See All Filings	D	2018-03-30 13:50:46 UTC
Amount To Be Raised $50,000,222 Associated Brokers / Dealers N/A CIK Number 0001481646 Filed Document 0001481646-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-30 13:50:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Tidal Vision Products, LLC See All Filings	D	2018-03-30 13:45:57 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001735008 Filed Document 0001735008-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 13:45:57 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Nishana Managed Risk Fund, LP See All Filings	D	2018-03-30 13:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733501 Filed Document 0001733501-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 13:42:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bitterroot Gateway Development, LLC See All Filings	D	2018-03-30 13:39:20 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001736072 Filed Document 0001736072-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 13:39:20 UTC Type of Offering D Industry Commercial Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pomona Capital IX (Offshore), L.P. See All Filings	D/A	2018-03-30 13:22:03 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers Finanzas Y Negocios International Inc., Heungkuk Securities Co. Ltd., Cheverny Capital Inc., Teneo Partners Japan Limited, Axon Partners AG, and Halman-Aldubi Investment Funds Ltd CIK Number 0001670630 Filed Document 0001670630-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 13:22:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Diamond Credit Strategies Offshore, Ltd. See All Filings	D/A	2018-03-30 13:19:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001675780 Filed Document 0001675780-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 13:19:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impact Balanced Equity Fund, LP See All Filings	D/A	2018-03-30 13:16:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521468 Filed Document 0001521468-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 13:16:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pomona Capital IX, L.P. See All Filings	D/A	2018-03-30 13:15:34 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers N/A CIK Number 0001670629 Filed Document 0001670629-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 13:15:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Park III, L.P. See All Filings	D	2018-03-30 13:06:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734364 Filed Document 0001734364-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-30 13:06:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cantor Real Estate Income & Opportunity Fund II, LLC See All Filings	D/A	2018-03-30 12:50:22 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001645709 Filed Document 0000897069-18-000208 Exclusions or Exemptions 506b Accepted Date 2018-03-30 12:50:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3639-3641 Ste Famille Investor Corp. See All Filings	D/A	2018-03-30 12:35:57 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001729661 Filed Document 0001729661-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-30 12:35:57 UTC Type of Offering D/A Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
DODO PIZZA USA RETAIL INC. See All Filings	D	2018-03-30 12:35:19 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001731277 Filed Document 0001731277-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-30 12:35:19 UTC Type of Offering D Industry Restaurants Principal Place of Business MISSISSIPPI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WAVE Equity Fund II, L.P. See All Filings	D	2018-03-30 12:32:23 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Stephen J. Masiello and Innovation Partners LLC CIK Number 0001735648 Filed Document 0001735648-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 12:32:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DODO PIZZA USA RETAIL INC. See All Filings	D	2018-03-30 12:31:52 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001731277 Filed Document 0001731277-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-30 12:31:52 UTC Type of Offering D Industry Restaurants Principal Place of Business MISSISSIPPI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Felicitas Equity Fund, LP See All Filings	D	2018-03-30 12:31:35 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001727700 Filed Document 0001144204-18-018173 Exclusions or Exemptions 506b Accepted Date 2018-03-30 12:31:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Insite Software Solutions, Inc. See All Filings	D	2018-03-30 12:29:49 UTC
Amount To Be Raised $1,549,992 Associated Brokers / Dealers N/A CIK Number 0001631973 Filed Document 0001631973-18-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2018-03-30 12:29:49 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Felicitas SA1, LP See All Filings	D	2018-03-30 12:29:24 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001733995 Filed Document 0001144204-18-018171 Exclusions or Exemptions 506b Accepted Date 2018-03-30 12:29:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xwing, Inc. See All Filings	D	2018-03-30 12:28:18 UTC
Amount To Be Raised $3,705,465 Associated Brokers / Dealers N/A CIK Number 0001736011 Filed Document 0001736011-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 12:28:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DODO PIZZA USA RETAIL INC. See All Filings	D	2018-03-30 12:27:26 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001731277 Filed Document 0001731277-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-30 12:27:26 UTC Type of Offering D Industry Restaurants Principal Place of Business MISSISSIPPI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Taft Clothing, Inc. See All Filings	D	2018-03-30 12:23:23 UTC
Amount To Be Raised $5,149,982 Associated Brokers / Dealers N/A CIK Number 0001735762 Filed Document 0001735762-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 12:23:23 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Jushi Inc See All Filings	D	2018-03-30 12:22:22 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001730861 Filed Document 0001730861-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-30 12:22:22 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
DODO PIZZA USA RETAIL INC. See All Filings	D	2018-03-30 12:19:39 UTC
Amount To Be Raised $400,025 Associated Brokers / Dealers N/A CIK Number 0001731277 Filed Document 0001731277-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 12:19:39 UTC Type of Offering D Industry Restaurants Principal Place of Business MISSISSIPPI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SYNC FLOOR, INC. See All Filings	D/A	2018-03-30 12:14:33 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001736066 Filed Document 0001736066-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-30 12:14:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GenoPalate, Inc. See All Filings	D	2018-03-30 11:58:06 UTC
Amount To Be Raised $307,066 Associated Brokers / Dealers N/A CIK Number 0001736000 Filed Document 0001736000-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 11:58:06 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Davenport B, Joint Venture See All Filings	D	2018-03-30 11:54:36 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001735270 Filed Document 0001735996-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-30 11:54:36 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Weatherlow Alpha Strategies Fund L.P. See All Filings	D/A	2018-03-30 11:49:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520782 Filed Document 0001520782-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 11:49:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity Healthcare Fund, LP See All Filings	D/A	2018-03-30 11:49:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730618 Filed Document 0001730618-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-30 11:49:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creek Road Place, LLC See All Filings	D	2018-03-30 11:34:44 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001736108 Filed Document 0001736108-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 11:34:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Doclily, Inc. See All Filings	D	2018-03-30 11:27:13 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001736067 Filed Document 0001736067-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 11:27:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sandalwood Special Credit Opportunities Fund, L.P. See All Filings	D/A	2018-03-30 11:19:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487441 Filed Document 0000943663-18-000127 Exclusions or Exemptions 506b Accepted Date 2018-03-30 11:19:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abbey Capital Daily Futures Fund Ltd See All Filings	D/A	2018-03-30 11:18:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001603607 Filed Document 0001603607-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-30 11:18:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
BHBL, LLC See All Filings	D/A	2018-03-30 11:15:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601886 Filed Document 0001601888-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-30 11:15:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDALWOOD OVERSEAS FUND SPC LTD See All Filings	D/A	2018-03-30 11:15:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001209024 Filed Document 0000943663-18-000126 Exclusions or Exemptions 506b Accepted Date 2018-03-30 11:15:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jagged Little Pill LLC See All Filings	D/A	2018-03-30 11:12:37 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001720711 Filed Document 0001144204-18-018151 Exclusions or Exemptions 506b Accepted Date 2018-03-30 11:12:37 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
PYRAMID BERKELEY INVESTMENT L.P. See All Filings	D	2018-03-30 11:09:52 UTC
Amount To Be Raised $20,013,580 Associated Brokers / Dealers N/A CIK Number 0001735366 Filed Document 0001735366-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 11:09:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SANDALWOOD LONG/SHORT FUND LP See All Filings	D/A	2018-03-30 11:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156358 Filed Document 0000943663-18-000125 Exclusions or Exemptions 506b Accepted Date 2018-03-30 11:06:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Steel Canyon ST 2008, LLC See All Filings	D/A	2018-03-30 11:05:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601888 Filed Document 0001601888-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 11:05:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCA Capital Partners LLC See All Filings	D/A	2018-03-30 11:04:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001588712 Filed Document 0001588712-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 11:04:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SANDALWOOD DEBT TRADERS FUND, L.P. See All Filings	D/A	2018-03-30 11:01:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381373 Filed Document 0000943663-18-000124 Exclusions or Exemptions 506b Accepted Date 2018-03-30 11:01:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDALWOOD DEBT TRADERS FUND (QP) LP See All Filings	D/A	2018-03-30 10:58:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428512 Filed Document 0000943663-18-000123 Exclusions or Exemptions 506b Accepted Date 2018-03-30 10:58:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gratia Capital Concentrated Fund, Ltd. See All Filings	D/A	2018-03-30 10:55:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671110 Filed Document 0000919574-18-002762 Exclusions or Exemptions 506b Accepted Date 2018-03-30 10:55:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SANDALWOOD DEBT FUND B, L.P. See All Filings	D/A	2018-03-30 10:51:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001163906 Filed Document 0000943663-18-000122 Exclusions or Exemptions 506b Accepted Date 2018-03-30 10:51:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3:10 Capital WPF III, LLC See All Filings	D	2018-03-30 10:49:08 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001734857 Filed Document 0001654954-18-003391 Exclusions or Exemptions 506b Accepted Date 2018-03-30 10:49:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDALWOOD DEBT FUND A, L.P. See All Filings	D/A	2018-03-30 10:47:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001163905 Filed Document 0000943663-18-000121 Exclusions or Exemptions 506b Accepted Date 2018-03-30 10:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund