Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PALOMA PARTNERS L.L.C. See All Filings	D/A	2018-04-02 14:09:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Raymond James Associates, Inc. CIK Number 0000822064 Filed Document 0001315863-18-000295 Exclusions or Exemptions 506b Accepted Date 2018-04-02 14:09:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PALOMA INTERNATIONAL LTD See All Filings	D/A	2018-04-02 14:05:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, and Raymond James Associates, Inc. CIK Number 0001313716 Filed Document 0001315863-18-000294 Exclusions or Exemptions 506b Accepted Date 2018-04-02 14:05:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OPAQ NETWORKS, INC See All Filings	D	2018-04-02 13:56:30 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001681692 Filed Document 0001681692-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-02 13:56:30 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TMG Investment Fund, L.P. See All Filings	D/A	2018-04-02 13:40:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671604 Filed Document 0001315863-18-000293 Exclusions or Exemptions 506b Accepted Date 2018-04-02 13:40:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
K2 KINETICS, LLC See All Filings	D	2018-04-02 13:29:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001736259 Filed Document 0001736259-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 13:29:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
EOS Surfaces L.L.C. See All Filings	D/A	2018-04-02 13:16:43 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers none CIK Number 0001526626 Filed Document 0001526626-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 13:16:43 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Inductance Energy Corp See All Filings	D	2018-04-02 13:05:47 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001733169 Filed Document 0001733169-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-02 13:05:47 UTC Type of Offering D Industry Manufacturing Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Cadee Distillery, Inc. See All Filings	D/A	2018-04-02 13:00:29 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001731457 Filed Document 0001731457-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-02 13:00:29 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MDS 2018-Marcellus Shale Development, LP See All Filings	D/A	2018-04-02 12:52:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001733265 Filed Document 0001733265-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-02 12:52:19 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
BARC Fund LP See All Filings	D/A	2018-04-02 12:30:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671046 Filed Document 0000919574-18-002787 Exclusions or Exemptions 506b Accepted Date 2018-04-02 12:30:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ClinicaHealth, Inc. See All Filings	D	2018-04-02 12:30:00 UTC
Amount To Be Raised $20,629,681 Associated Brokers / Dealers Lumos Partners, LLC CIK Number 0001341118 Filed Document 0001341118-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-02 12:30:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Planit Impact Inc. See All Filings	D	2018-04-02 12:23:31 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001735835 Filed Document 0001735835-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 12:23:31 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Option To Acquire
576 Premium Advantage Fund, LP See All Filings	D/A	2018-04-02 12:17:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702645 Filed Document 0001702645-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 12:17:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TELA Bio, Inc. See All Filings	D	2018-04-02 12:16:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001561921 Filed Document 0001561921-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 12:16:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CBRE Clarion MLP Fund, LP See All Filings	D/A	2018-04-02 11:55:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671424 Filed Document 0001671424-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 11:55:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redivus Health, Inc. See All Filings	D	2018-04-02 11:53:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001705893 Filed Document 0001705893-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 11:53:47 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Dominium TEBS Parent I, LLC See All Filings	D	2018-04-02 11:52:12 UTC
Amount To Be Raised $4,479,960 Associated Brokers / Dealers Dougherty & Company, LLC CIK Number 0001735019 Filed Document 0001245105-18-000056 Exclusions or Exemptions 506b Accepted Date 2018-04-02 11:52:12 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Crotega L.L.C. See All Filings	D	2018-04-02 11:50:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001677258 Filed Document 0001677258-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-02 11:50:17 UTC Type of Offering D Industry Construction Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SKK RE Ventures Fund II, LP See All Filings	D	2018-04-02 11:49:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736077 Filed Document 0001736077-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 11:49:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Banyan Tree Capital Partners, L.P. See All Filings	D/A	2018-04-02 11:48:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487696 Filed Document 0000919574-18-002784 Exclusions or Exemptions 506b Accepted Date 2018-04-02 11:48:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fulton Franklin LP See All Filings	D	2018-04-02 11:37:16 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001736245 Filed Document 0001736245-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 11:37:16 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Blockchain Capital Parallel IV, LP See All Filings	D/A	2018-04-02 11:31:20 UTC
Amount To Be Raised $25,010,000 Associated Brokers / Dealers N/A CIK Number 0001719337 Filed Document 0001719337-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-02 11:31:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProtectWise, Inc. See All Filings	D	2018-04-02 11:08:16 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001575738 Filed Document 0001575738-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 11:08:16 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Power 5 Conference Student Housing I, DST See All Filings	D/A	2018-04-02 11:00:18 UTC
Amount To Be Raised $59,200,000 Associated Brokers / Dealers Great Point Capital, LLC, Independent Financial Group, LLC, Capital Financial Services, Inc., Galt Financial Group, inc., Wealthforge Securities, LLC, and Crown Capital Securities, L.P. CIK Number 0001733016 Filed Document 0001733016-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-02 11:00:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Returns, LLC See All Filings	D	2018-04-02 10:44:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001691119 Filed Document 0001691119-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-02 10:44:57 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SignalWire, Inc. See All Filings	D	2018-04-02 10:44:22 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001736136 Filed Document 0001736136-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 10:44:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GJC Investors LLC See All Filings	D	2018-04-02 10:41:16 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers None CIK Number 0001735769 Filed Document 0001735769-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 10:41:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Vix Box Long Volatility Fund, LP See All Filings	D/A	2018-04-02 10:17:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637817 Filed Document 0001013594-18-000273 Exclusions or Exemptions 506b Accepted Date 2018-04-02 10:17:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lion Point International, Ltd See All Filings	D/A	2018-04-02 10:15:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638176 Filed Document 0001013594-18-000272 Exclusions or Exemptions 506b Accepted Date 2018-04-02 10:15:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Azora Onshore Fund, LP See All Filings	D	2018-04-02 10:14:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697065 Filed Document 0001013594-18-000271 Exclusions or Exemptions 506b Accepted Date 2018-04-02 10:14:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lion Point Associates, LP See All Filings	D/A	2018-04-02 10:07:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638177 Filed Document 0001013594-18-000270 Exclusions or Exemptions 506b Accepted Date 2018-04-02 10:07:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ArborMetrix, Inc. See All Filings	D	2018-04-02 10:07:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001522927 Filed Document 0001522927-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 10:07:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Convoy Funds, LP See All Filings	D/A	2018-04-02 10:05:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604285 Filed Document 0001604285-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 10:05:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Income Fund V LP See All Filings	D/A	2018-04-02 10:03:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001699602 Filed Document 0001699602-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-04-02 10:03:05 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Clarity Diversified Alternatives Portfolio L.P. See All Filings	D/A	2018-04-02 10:02:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638216 Filed Document 0001013594-18-000269 Exclusions or Exemptions 506b Accepted Date 2018-04-02 10:02:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clarity Diversified Alternatives Portfolio Ltd. See All Filings	D/A	2018-04-02 10:00:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638210 Filed Document 0001013594-18-000268 Exclusions or Exemptions 506b Accepted Date 2018-04-02 10:00:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Combate Americas, LLC See All Filings	D	2018-04-02 09:44:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690989 Filed Document 0001012975-18-000304 Exclusions or Exemptions 506b Accepted Date 2018-04-02 09:44:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gaines Pet Treats, LLC See All Filings	D	2018-04-02 09:38:58 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001735928 Filed Document 0001735928-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 09:38:58 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
GuruSnaps, Inc. See All Filings	D	2018-04-02 08:33:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698368 Filed Document 0001698368-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-02 08:33:13 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Twist Bioscience Corp See All Filings	D	2018-04-02 08:02:30 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001581280 Filed Document 0001581280-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-02 08:02:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kinstate, Inc. See All Filings	D	2018-04-02 07:27:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001691556 Filed Document 0001691556-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-02 07:27:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HawksHead Opportunity Fund I LLC See All Filings	D/A	2018-03-30 20:54:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678752 Filed Document 0001678752-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 20:54:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawkshead Partners LP See All Filings	D/A	2018-03-30 20:46:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560970 Filed Document 0001560970-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 20:46:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inari Medical, Inc. See All Filings	D	2018-03-30 19:50:36 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001531048 Filed Document 0001531048-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 19:50:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SGG Single Family, LLC See All Filings	D	2018-03-30 19:47:16 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001736062 Filed Document 0001736062-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 19:47:16 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Format Health, Inc. See All Filings	D	2018-03-30 19:33:30 UTC
Amount To Be Raised $1,554,500 Associated Brokers / Dealers N/A CIK Number 0001735827 Filed Document 0001735827-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 19:33:30 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 355, LLC See All Filings	D/A	2018-03-30 19:13:32 UTC
Amount To Be Raised $2,790,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001735079 Filed Document 0001735079-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-30 19:13:32 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
ExchangeRight Net Leased Portfolio 21 DST See All Filings	D	2018-03-30 18:45:16 UTC
Amount To Be Raised $31,300,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001736163 Filed Document 0001736163-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-30 18:45:16 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Jaguar Health, Inc. See All Filings	D	2018-03-30 18:36:54 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001585608 Filed Document 0001585608-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-03-30 18:36:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jaguar Health, Inc. See All Filings	D	2018-03-30 18:20:55 UTC
Amount To Be Raised $2,240,909 Associated Brokers / Dealers N/A CIK Number 0001585608 Filed Document 0001585608-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-03-30 18:20:55 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt