Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
James River Equity Fund LLC Series B See All Filings	D	2020-02-13 15:11:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001803411 Filed Document 0001803411-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 15:11:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATeam Army, Inc. See All Filings	D	2020-02-13 15:08:25 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001764992 Filed Document 0001764992-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 15:08:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bowhead India Fund See All Filings	D	2020-02-13 15:06:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803077 Filed Document 0001171520-20-000079 Exclusions or Exemptions 506b Accepted Date 2020-02-13 15:06:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proud Source Water, Inc. See All Filings	D	2020-02-13 15:06:02 UTC
Amount To Be Raised $5,998,704 Associated Brokers / Dealers N/A CIK Number 0001802703 Filed Document 0001802701-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 15:06:02 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
PC Investment Debt Co., LLC See All Filings	D	2020-02-13 15:05:22 UTC
Amount To Be Raised $515,250 Associated Brokers / Dealers N/A CIK Number 0001802351 Filed Document 0001802351-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 15:05:22 UTC Type of Offering D Industry Computers Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
MDS 2019-Marcellus Shale Development, LP See All Filings	D/A	2020-02-13 15:05:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC, Ausdal Financial Partners, Inc., Berthel, Fisher & Company Financial Services, Inc., Cabot Lodge Securities LLC, Cambridge Investment Research, Inc., KCD Financial, Inc,, Kalos Capital, Inc., Newbridge Securities Corporation, Securities America, Inc., Triad Advisors LLC, Voya Financial Advisors, Inc., Jeffrey Dean Lewis, Jason Corey Griggs, Michael Joseph Sievert, Stanley Lewendoski, Thomas Arthur Karsten, Brian James McCafferty, Morris Gordon Nutt, Bennett Knapp Ely, Amy L. Joslin, Andrew John Dinkelmeyer, Thomas Patrick Smith, Vincent Keith Annable, Wayburn Allen Costellow, David Paul Rottschafer, Javier Alejandro Vallejo, Mitch Ira Silberman, Randall Lewis Cooper, Michele Ann Pasquale, Arthur Richard Eglington Jr., Bobby Kyle Cowand, James Franklin Shenk, Kevin Todd Canterbury, James Randall McCurry, Matthew Mitchell Chancey, Michael Gregory Culwell, Sudhir G. Pai, Tony Barouti, John Joseph Parrillo Jr., Mark William Chamberlain, Sean Robin Barbour, Terry Morris Anderson, Steven Powell Sappington, Brad Whalen, Richard Lee Stevens, Robert Mathew Moskwa, Thomas Joseph Kieffer, Timothy Daniel Nihill, Todd Robert Rhine, Brent Christopher McDonald, Julie Dixon Carroll, Lynn Smeraldo, Matthew J. Nielsen, Deborah Ann Stackpole, Edward Pius Kasperavich, and Jason Lowther CIK Number 0001771099 Filed Document 0001771099-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 15:05:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AEI Net Lease Portfolio VIII DST See All Filings	D	2020-02-13 15:03:35 UTC
Amount To Be Raised $29,287,000 Associated Brokers / Dealers Avantax Investment Services, Inc., Colorado Financial Service Corporation, Concorde Investment Services, LLC, DAI Securities, LLC, Harbour Investments, Inc., Kalos Capital, Inc., McDermott Investment Services, LLC, and Metropolitan Capital Investment Banc, Inc. CIK Number 0001728636 Filed Document 0001728636-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 15:03:35 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BAUPOST VALUE PARTNERS LP IV See All Filings	D/A	2020-02-13 15:01:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432917 Filed Document 0001432917-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 15:01:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EU-Armenia SME Fund SCSp See All Filings	D	2020-02-13 14:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803334 Filed Document 0000945621-20-000050 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:59:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
James River Equity Fund LLC Series A See All Filings	D	2020-02-13 14:57:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001803409 Filed Document 0001803409-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:57:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merganser Short Income Fund LLC See All Filings	D/A	2020-02-13 14:56:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796646 Filed Document 0001200289-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:56:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrier Partners, LP See All Filings	D	2020-02-13 14:55:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803197 Filed Document 0000935836-20-000100 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:55:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAUPOST VALUE PARTNERS LP III See All Filings	D/A	2020-02-13 14:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130708 Filed Document 0001130708-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:53:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merganser Core Bond Fund II LLC See All Filings	D/A	2020-02-13 14:51:28 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001672658 Filed Document 0001200289-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:51:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIP-Migo Money Holdings, LLC See All Filings	D	2020-02-13 14:49:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803269 Filed Document 0001803269-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:49:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERGANSER INTERMEDIATE TERM BOND FUND II LLC See All Filings	D/A	2020-02-13 14:47:14 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001634405 Filed Document 0001200289-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:47:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in Hyper) L.P. See All Filings	D/A	2020-02-13 14:43:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738108 Filed Document 0001738108-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:43:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
BAUPOST VALUE PARTNERS LP II See All Filings	D/A	2020-02-13 14:42:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001118330 Filed Document 0001118330-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:42:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merganser Floating Rate Bond Fund LLC See All Filings	D/A	2020-02-13 14:40:56 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001587664 Filed Document 0001200289-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:40:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sciens Real Assets Offshore Fund SPC - 2019 Segregated Portfolio See All Filings	D	2020-02-13 14:40:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780476 Filed Document 0001780476-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:40:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2692952 Ontario Inc. See All Filings	D	2020-02-13 14:39:26 UTC
Amount To Be Raised $43,883 Associated Brokers / Dealers N/A CIK Number 0001797796 Filed Document 0001062993-20-000791 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:39:26 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
2692952 Ontario Inc. See All Filings	D	2020-02-13 14:36:28 UTC
Amount To Be Raised $47,811 Associated Brokers / Dealers N/A CIK Number 0001797796 Filed Document 0001062993-20-000790 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:36:28 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CIs Microcap Growth Partners See All Filings	D/A	2020-02-13 14:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732590 Filed Document 0001732590-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:36:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BAUPOST VALUE PARTNERS LP 1 See All Filings	D/A	2020-02-13 14:33:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001118329 Filed Document 0001118329-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:33:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERGANSER SHORT TERM BOND FUND LLC See All Filings	D/A	2020-02-13 14:31:53 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001130724 Filed Document 0001200289-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:31:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Downstream Impact Inc. See All Filings	D	2020-02-13 14:31:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001737594 Filed Document 0001737594-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:31:45 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SPEEDWAGON PROPERTIES FUND VI, LP See All Filings	D	2020-02-13 14:30:26 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001802684 Filed Document 0001802684-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:30:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 257 See All Filings	D	2020-02-13 14:26:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital LLC CIK Number 0001802428 Filed Document 0001802428-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:26:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERGANSER CORE PLUS BOND FUND LLC See All Filings	D/A	2020-02-13 14:24:23 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001200289 Filed Document 0001200289-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:24:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle Venture Capital Fund, LLC See All Filings	D	2020-02-13 14:23:22 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001796866 Filed Document 0001104659-20-020047 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:23:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RND Capital Systematic Alpha Fund, LP See All Filings	D	2020-02-13 14:23:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786489 Filed Document 0001786489-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:23:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCARSDALE CAPITAL OPPORTUNITY FUND LP See All Filings	D/A	2020-02-13 14:22:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770536 Filed Document 0001770536-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:22:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Circle of Wealth Fund III LLC See All Filings	1-A POS	2020-02-13 14:18:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001762825 Filed Document 0001213900-20-003524 Accepted Date 2020-02-13 14:18:45 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business IDAHO Revenue or Assets $0 State of Jurisdiction IDAHO Type of Security Equity (common or preferred stock)
Griffin Capital Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2020-02-13 14:17:39 UTC
Amount To Be Raised $335,000,000 Associated Brokers / Dealers Vik Goel, Brian Pacen, Cambridge Investment Research, Inc., Jason Salmon, Tony Barouti, Chay Lapin, James Parry, Independent Financial Group, LLC, Bart Zandbergen, Steven Kolinsky, Crown Capital Securities, L.P., Brett Machtig, Rahul Halwasiya, Azeem Sheikh, The Strategic Financial Alliance, Inc., Concorde Investment Services, LLC, Lincoln Financial Advisors Corporation, Kelvin Bishop, Hillary J. Wertlieb, Justin Hewins, Robert Vanderpool, Brett Vendig, Christopher Patras, DFPG Investments, LLC, Steve Arnold, Steve Hein, Brian Laughlin, William Hugh Black, Guy A. Harrigan, Mark Baran, Scot A. Shier, Stacey Morimoto, Dave Dahill, Timothy Couch, Toni Sutherland, Robin Naylor, John Ross, James Teegarden, Jody Balmer, Trawnegan Hall, Michael C. Pak, James R. Larew, Ron Amir, Ameriprise Financial Services Inc., and Dennis P. Thurman CIK Number 0001773819 Filed Document 0001773819-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:17:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PAAMCO Emerging Absolute Return RM, Ltd. See All Filings	D/A	2020-02-13 14:15:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767503 Filed Document 0001507943-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:15:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West70 Offshore Fund, Ltd. See All Filings	D/A	2020-02-13 14:14:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730585 Filed Document 0001507943-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:14:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West70 Master Fund, LP See All Filings	D/A	2020-02-13 14:14:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730616 Filed Document 0001507943-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:14:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
420 BOYLSTON AVE E LLC See All Filings	D	2020-02-13 14:12:32 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001803250 Filed Document 0001803250-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:12:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 240 See All Filings	D	2020-02-13 14:11:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001802433 Filed Document 0001802433-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:11:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Strategic Partners IV Co-Invest, L.P. (Series C) See All Filings	D	2020-02-13 14:10:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801010 Filed Document 0001801010-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:10:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bullfinch Brewpub, LLC See All Filings	C	2020-02-13 14:09:18 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $107,000 CIK Number 0001803205 Filed Document 0001746059-20-000041 Accepted Date 2020-02-13 14:09:18 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEW YORK
East Canyon Partners, LP See All Filings	D/A	2020-02-13 14:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514838 Filed Document 0001514838-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:06:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baqua, Incorporated See All Filings	C	2020-02-13 14:06:01 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $500,000 CIK Number 0001677789 Filed Document 0001665160-20-000127 Accepted Date 2020-02-13 14:06:01 UTC Type of Offering C Security Offered Amount 4,000 Security Offered Type Common Stock State KENTUCKY
Fayetteville Student Housing DST See All Filings	D	2020-02-13 14:05:47 UTC
Amount To Be Raised $35,578,407 Associated Brokers / Dealers Inland Securities Corporation, Avantax Investment Services Inc, Capulent LLC, Lincoln Financial Advisors, Nationwide Planning Associates, Inc, RCX Capital Group LLC, Westpark Capital Inc, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., Concorde Investment Services, LLC, Crown Capital Securities L.P., Independent Financial Group, LLC, MCDERMOTT INVESTMENT SERVICES, LLC, NPB Financial Group, LLC, ROYAL ALLIANCE ASSOCIATES, INC., Thornhill Securities Inc, and Western International Securities Inc CIK Number 0001800052 Filed Document 0001734696-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:05:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Peach Labs, Inc. See All Filings	D	2020-02-13 14:04:33 UTC
Amount To Be Raised $7,433,686 Associated Brokers / Dealers N/A CIK Number 0001611666 Filed Document 0001611666-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:04:33 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ZE Fund I, a series of Zachary Ginsburg Funds, LP See All Filings	D	2020-02-13 14:01:59 UTC
Amount To Be Raised $404,475 Associated Brokers / Dealers N/A CIK Number 0001803320 Filed Document 0001803320-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:01:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HO Fund I, a series of DPI Capital, LP See All Filings	D	2020-02-13 14:01:54 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001803312 Filed Document 0001803312-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:01:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VI Fund I, a series of Noveus Capital Funds, LP See All Filings	D	2020-02-13 14:01:49 UTC
Amount To Be Raised $121,142 Associated Brokers / Dealers N/A CIK Number 0001803311 Filed Document 0001803311-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:01:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
in-house apparel, inc. See All Filings	D	2020-02-13 13:51:09 UTC
Amount To Be Raised $215,000 Associated Brokers / Dealers N/A CIK Number 0001802829 Filed Document 0001802829-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:51:09 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Perfect Color Ventures LLC See All Filings	D	2020-02-13 13:50:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001758060 Filed Document 0001758060-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:50:52 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt