Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gardyn Inc. See All Filings	D	2020-02-10 13:48:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001773388 Filed Document 0001773388-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-10 13:48:30 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Lignetics Investment Corp. See All Filings	D	2020-02-10 13:46:51 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Not applicable CIK Number 0001599190 Filed Document 0001599190-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 13:46:51 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Arixa Enhanced Income Fund Subsidiary, LLC See All Filings	D	2020-02-10 13:43:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802737 Filed Document 0001566114-20-000035 Exclusions or Exemptions 506b Accepted Date 2020-02-10 13:43:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JS Grand Street Plaza Investors LLC See All Filings	D	2020-02-10 13:41:37 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001802801 Filed Document 0001802801-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 13:41:37 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ASVRF Unico Portland I, LLC See All Filings	D	2020-02-10 13:34:57 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001802739 Filed Document 0001802739-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 13:34:57 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Alliance Energy Fund 2019-A, LP See All Filings	D/A	2020-02-10 13:32:58 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Alliance Energy Management 2019 LLC CIK Number 0001776940 Filed Document 0001661109-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-10 13:32:58 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
VEY CHAMPIONS II, LLC See All Filings	D	2020-02-10 13:28:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001802763 Filed Document 0001802763-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 13:28:19 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
GM Group Fund LLC See All Filings	D/A	2020-02-10 13:26:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767522 Filed Document 0001767522-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 13:26:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Greenhouse Long Only Onshore Fund LP See All Filings	D/A	2020-02-10 13:20:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762848 Filed Document 0001315863-20-000140 Exclusions or Exemptions 506b Accepted Date 2020-02-10 13:20:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Greenhouse Overseas Fund Ltd. See All Filings	D/A	2020-02-10 13:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert W. Baird& Co. Incorporated CIK Number 0001591028 Filed Document 0001315863-20-000139 Exclusions or Exemptions 506b Accepted Date 2020-02-10 13:19:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Greenhouse Onshore Fund LP See All Filings	D/A	2020-02-10 13:19:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert W. Baird & Co. Incorporated CIK Number 0001591089 Filed Document 0001315863-20-000138 Exclusions or Exemptions 506b Accepted Date 2020-02-10 13:19:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Breckhurst Commodity Fund (Cayman), L.P. See All Filings	D	2020-02-10 13:16:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Joseph Finn III, Thomas Stowell Kreitler, Roger Scott Froehlich, Laura Anne Hegarty, and Hans Kumar CIK Number 0001729738 Filed Document 0001315863-20-000137 Exclusions or Exemptions 506b Accepted Date 2020-02-10 13:16:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VEY CHAMPIONS I, LLC See All Filings	D	2020-02-10 13:14:42 UTC
Amount To Be Raised $14,346,082 Associated Brokers / Dealers None CIK Number 0001802775 Filed Document 0001802775-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 13:14:42 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Noble Naturals See All Filings	C/A	2020-02-10 13:10:20 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001777377 Filed Document 0001665160-20-000100 Accepted Date 2020-02-10 13:10:20 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Chautauqua Global Growth Equity QP Fund, LP See All Filings	D/A	2020-02-10 13:07:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673306 Filed Document 0001673306-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-10 13:07:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliance Tower Fund-V, LP See All Filings	D/A	2020-02-10 13:06:43 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alliance Partnership Management, LLC CIK Number 0001661109 Filed Document 0001661109-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-10 13:06:43 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Orezone Gold Corp See All Filings	D	2020-02-10 13:04:39 UTC
Amount To Be Raised $2,393,541 Associated Brokers / Dealers N/A CIK Number 0001482601 Filed Document 0001567619-20-002516 Exclusions or Exemptions 506b Accepted Date 2020-02-10 13:04:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
United STACK #8, LP See All Filings	D	2020-02-10 12:59:34 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers N/A CIK Number 0001802487 Filed Document 0001802487-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:59:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Vor Opportunities Fund Limtied See All Filings	D	2020-02-10 12:58:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802083 Filed Document 0000919574-20-000863 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:58:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
B2Digital, Inc. See All Filings	D	2020-02-10 12:57:09 UTC
Amount To Be Raised $184,000 Associated Brokers / Dealers N/A CIK Number 0000725929 Filed Document 0001553997-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:57:09 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Able Health Inc. See All Filings	D	2020-02-10 12:53:18 UTC
Amount To Be Raised $3,876,832 Associated Brokers / Dealers N/A CIK Number 0001644097 Filed Document 0000905718-20-000109 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:53:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pinehurst Institutional Ltd See All Filings	D/A	2020-02-10 12:52:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY, XT Capital Partners, LLC, and JPM Securities LLC CIK Number 0001347127 Filed Document 0001347127-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:52:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LACM Global Equity Fund L.P. See All Filings	D/A	2020-02-10 12:51:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001599758 Filed Document 0001767766-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:51:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mistell Onshore Fund LP See All Filings	D/A	2020-02-10 12:50:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732081 Filed Document 0001315863-20-000136 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:50:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ENGINEERED PROPULSION SYSTEMS, INC. See All Filings	D/A	2020-02-10 12:48:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:48:03 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
LACM Large Cap Alpha Fund L.P. See All Filings	D/A	2020-02-10 12:47:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001599761 Filed Document 0001767766-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:47:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
South Station Phase 1 Office & Garage REIT LLC See All Filings	D	2020-02-10 12:46:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001802444 Filed Document 0001802444-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:46:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LACM Emerging Markets Fund L.P. See All Filings	D/A	2020-02-10 12:42:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001599755 Filed Document 0001767766-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:42:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Inprentus, Inc. See All Filings	D/A	2020-02-10 12:39:59 UTC
Amount To Be Raised $1,750,042 Associated Brokers / Dealers N/A CIK Number 0001575485 Filed Document 0001575485-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:39:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LACM Small Cap Growth Fund LP See All Filings	D/A	2020-02-10 12:30:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001710291 Filed Document 0001767766-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:30:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tank Utility, Inc. See All Filings	D	2020-02-10 12:30:02 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001652214 Filed Document 0001652214-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:30:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LACM Global Equity Fund L.P. See All Filings	D/A	2020-02-10 12:22:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001599758 Filed Document 0001767766-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:22:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CLIII LLC See All Filings	D	2020-02-10 12:18:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001802567 Filed Document 0001802567-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:18:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Pegasus Group Holdings, LLC See All Filings	D/A	2020-02-10 12:17:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Elmcore Securities LLC CIK Number 0001800915 Filed Document 0001800915-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:17:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Hyper) L.P. See All Filings	D	2020-02-10 12:15:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738108 Filed Document 0001738108-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:15:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
LACM EMII, L.P. See All Filings	D/A	2020-02-10 12:14:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001655268 Filed Document 0001767766-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:14:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MBio Diagnostics, Inc. See All Filings	D	2020-02-10 12:12:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001483426 Filed Document 0001483426-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:12:49 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
ODONNELL LAST MILE INDUSTRIAL FUND VII, LP See All Filings	D	2020-02-10 12:06:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001802686 Filed Document 0001802686-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-10 12:06:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LACM World Small Cap Equity Fund L.P. See All Filings	D/A	2020-02-10 12:00:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767766 Filed Document 0001767766-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 12:00:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Feeder Fund - FF Growth, LLLP See All Filings	D	2020-02-10 11:58:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801603 Filed Document 0001801605-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-02-10 11:58:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hidden Lake Onshore Fund LP See All Filings	D	2020-02-10 11:54:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750426 Filed Document 0000919574-20-000856 Exclusions or Exemptions 506b Accepted Date 2020-02-10 11:54:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Performance Venture Capital IV, L.P. See All Filings	D/A	2020-02-10 11:53:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting LLC CIK Number 0001742401 Filed Document 0000943663-20-000030 Exclusions or Exemptions 506b Accepted Date 2020-02-10 11:53:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Securitized Credit Fund, L.P. See All Filings	D/A	2020-02-10 11:52:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511713 Filed Document 0001622306-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-10 11:52:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Attorney Et Al. Inc. See All Filings	C/A	2020-02-10 11:45:04 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,060,000 CIK Number 0001787611 Filed Document 0001669191-20-000047 Accepted Date 2020-02-10 11:45:04 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State CALIFORNIA
AIRSPAN NETWORKS INC See All Filings	D	2020-02-10 11:44:49 UTC
Amount To Be Raised $39,999,969 Associated Brokers / Dealers N/A CIK Number 0001105542 Filed Document 0001209191-20-007802 Exclusions or Exemptions 506b Accepted Date 2020-02-10 11:44:49 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Finiato Inc. See All Filings	D	2020-02-10 11:40:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001691553 Filed Document 0001691553-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-10 11:40:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Marathon Global Emerging Markets Fund, Ltd. See All Filings	D/A	2020-02-10 11:26:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596124 Filed Document 0001622306-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-10 11:26:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Global Emerging Markets Fund, LP See All Filings	D/A	2020-02-10 11:14:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596107 Filed Document 0001622306-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 11:14:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Afton LP See All Filings	D/A	2020-02-10 11:11:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Redwine & Company, Inc. and Stonecrest Capital Markets, Inc. CIK Number 0001061446 Filed Document 0000919574-20-000853 Exclusions or Exemptions 506b Accepted Date 2020-02-10 11:11:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Deuce Drone LLC See All Filings	C	2020-02-10 11:08:41 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $106,999 CIK Number 0001802762 Filed Document 0001669191-20-000045 Accepted Date 2020-02-10 11:08:41 UTC Type of Offering C Security Offered Amount 28,572 Security Offered Type Other State MASSACHUSETTS