Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DCM I-Cart, as a Series of DCM Private Equity Partners, LLC See All Filings	D	2018-04-03 20:56:12 UTC
Amount To Be Raised $4,769,000 Associated Brokers / Dealers N/A CIK Number 0001736351 Filed Document 0001736351-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-03 20:56:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance Oil Corp. See All Filings	D/A	2018-04-03 20:23:40 UTC
Amount To Be Raised $1,774,707 Associated Brokers / Dealers Haywood Securities Inc., Beacon Securities Limited, and Canaccord Genuity Corp. CIK Number 0001591476 Filed Document 0001140361-18-016881 Exclusions or Exemptions 506b Accepted Date 2018-04-03 20:23:40 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PETROTEQ ENERGY INC. See All Filings	D	2018-04-03 20:20:12 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 20:20:12 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MIMG CXXIX Lubbock Master, LLC See All Filings	D	2018-04-03 20:03:46 UTC
Amount To Be Raised $12,300,000 Associated Brokers / Dealers N/A CIK Number 0001736239 Filed Document 0001736239-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 20:03:46 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
William Blair Emerging Markets Growth Fund LLC See All Filings	D	2018-04-03 20:02:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735888 Filed Document 0001382963-18-000068 Exclusions or Exemptions 506b Accepted Date 2018-04-03 20:02:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acacia Property Corp 2017 See All Filings	D/A	2018-04-03 19:57:03 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001720114 Filed Document 0001642247-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-04-03 19:57:03 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SBRE IX LLC See All Filings	D	2018-04-03 19:48:36 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001736055 Filed Document 0001736055-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 19:48:36 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Verkada Inc. See All Filings	D	2018-04-03 19:44:27 UTC
Amount To Be Raised $14,944,438 Associated Brokers / Dealers N/A CIK Number 0001688873 Filed Document 0001688873-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-03 19:44:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TechU Angels Venture PArtners LLC - Series M See All Filings	D	2018-04-03 19:26:46 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001736251 Filed Document 0001733687-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-04-03 19:26:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
How 2 Ventures LLC See All Filings	D	2018-04-03 19:26:17 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Nicholas Howery CIK Number 0001736417 Filed Document 0001736417-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 19:26:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 205 See All Filings	D	2018-04-03 19:15:23 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001729798 Filed Document 0001733687-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-04-03 19:15:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 206 See All Filings	D	2018-04-03 19:14:41 UTC
Amount To Be Raised $557,440 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001729797 Filed Document 0001733687-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-04-03 19:14:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 215 See All Filings	D	2018-04-03 19:08:45 UTC
Amount To Be Raised $523,864 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001732069 Filed Document 0001733687-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-04-03 19:08:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 203 See All Filings	D	2018-04-03 19:08:02 UTC
Amount To Be Raised $391,419 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001729800 Filed Document 0001733687-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-04-03 19:08:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 231 See All Filings	D	2018-04-03 19:07:24 UTC
Amount To Be Raised $704,774 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001736150 Filed Document 0001733687-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-04-03 19:07:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 209 See All Filings	D	2018-04-03 19:06:43 UTC
Amount To Be Raised $393,506 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001729794 Filed Document 0001733687-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-03 19:06:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 220 See All Filings	D/A	2018-04-03 18:58:21 UTC
Amount To Be Raised $2,460,492 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001733564 Filed Document 0001733687-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-03 18:58:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TFTC Capital Fund USA, LP See All Filings	D	2018-04-03 18:53:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733118 Filed Document 0001733118-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 18:53:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Orchid, a Series of Hack VC Investments LLC See All Filings	D	2018-04-03 18:50:53 UTC
Amount To Be Raised $460,500 Associated Brokers / Dealers N/A CIK Number 0001735755 Filed Document 0001733687-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-03 18:50:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ruyi Capital Offshore Fund, Ltd. See All Filings	D/A	2018-04-03 18:50:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KARBONE CAPITAL MARKETS, LLC, RAINMAKER SECURITIES, LLC, and KJM Securities, Inc CIK Number 0001682940 Filed Document 0001636511-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-04-03 18:50:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trust Token, a Series of Hack VC Investments LLC See All Filings	D	2018-04-03 18:49:25 UTC
Amount To Be Raised $330,500 Associated Brokers / Dealers N/A CIK Number 0001733687 Filed Document 0001733687-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 18:49:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PB1, L.P. See All Filings	D/A	2018-04-03 18:40:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634165 Filed Document 0001634165-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 18:40:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PB2, L.P. See All Filings	D/A	2018-04-03 18:26:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634611 Filed Document 0001634611-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 18:26:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ruyi Capital Partners, L.P. See All Filings	D/A	2018-04-03 18:22:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KARBONE CAPITAL MARKETS, LLC, RAINMAKER SECURITIES, LLC, and KJM Securities, Inc CIK Number 0001617129 Filed Document 0001636511-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-04-03 18:22:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fourandhalf, Inc. See All Filings	D	2018-04-03 18:21:02 UTC
Amount To Be Raised $486,485 Associated Brokers / Dealers N/A CIK Number 0001567608 Filed Document 0001567608-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 18:21:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
American Title Solutions, LLC See All Filings	D	2018-04-03 18:12:06 UTC
Amount To Be Raised $8,000 Associated Brokers / Dealers N/A CIK Number 0001606900 Filed Document 0001732022-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-03 18:12:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Particle Media Inc. See All Filings	D	2018-04-03 18:07:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001643571 Filed Document 0001643571-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-03 18:07:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Red Cat Propware, Inc. See All Filings	D	2018-04-03 18:02:14 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001726490 Filed Document 0001663577-18-000174 Exclusions or Exemptions 506b Accepted Date 2018-04-03 18:02:14 UTC Type of Offering D Industry Other Principal Place of Business PUERTO RICO Revenue or Assets $No Revenues Type of Security Equity
Stonegate Title Agency LLC See All Filings	D	2018-04-03 18:00:14 UTC
Amount To Be Raised $4,000 Associated Brokers / Dealers N/A CIK Number 0001732022 Filed Document 0001732022-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 18:00:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VuEssence, Inc. See All Filings	D	2018-04-03 17:44:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001675398 Filed Document 0001675398-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-03 17:44:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Monmouth Point Capital Cryptocurrency Growth Fund, LP See All Filings	D	2018-04-03 17:16:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730851 Filed Document 0001730851-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 17:16:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Sio Partners LP See All Filings	D/A	2018-04-03 17:15:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363420 Filed Document 0001363420-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 17:15:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smolboon-B-SPV, a Series of Smolboon Private Placements LLC See All Filings	D	2018-04-03 17:14:36 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001728387 Filed Document 0001728387-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-03 17:14:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sio Partners Offshore, Ltd See All Filings	D/A	2018-04-03 17:14:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385848 Filed Document 0001385848-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 17:14:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Services Parent, LLC See All Filings	D/A	2018-04-03 17:11:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734310 Filed Document 0000950142-18-000742 Exclusions or Exemptions 506b Accepted Date 2018-04-03 17:11:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Title Connect Agency LLC See All Filings	D	2018-04-03 17:07:55 UTC
Amount To Be Raised $4,000 Associated Brokers / Dealers N/A CIK Number 0001731944 Filed Document 0001731944-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 17:07:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CIM UII Onshore, L.P. See All Filings	D/A	2018-04-03 17:06:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701010 Filed Document 0001701010-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 17:06:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEKTAR THERAPEUTICS See All Filings	D	2018-04-03 17:05:39 UTC
Amount To Be Raised $849,999,960 Associated Brokers / Dealers N/A CIK Number 0000906709 Filed Document 0001209191-18-023137 Exclusions or Exemptions 506b Accepted Date 2018-04-03 17:05:39 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Intellipharmaceutics International Inc. See All Filings	D	2018-04-03 17:04:50 UTC
Amount To Be Raised $1,012,500 Associated Brokers / Dealers H.C. Wainwright Co., LLC CIK Number 0001474835 Filed Document 0001474835-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-03 17:04:50 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
Brooklyn 15 Mezzanine Holdings, LLC See All Filings	D	2018-04-03 17:03:05 UTC
Amount To Be Raised $8,057,000 Associated Brokers / Dealers AAG, LLC and Benzi Kahana CIK Number 0001735191 Filed Document 0001735192-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-03 17:03:05 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Neuro Kinetics, Inc. See All Filings	D/A	2018-04-03 16:45:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001463256 Filed Document 0001463256-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 16:45:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Strategic Partners Real Assets II L.P. See All Filings	D/A	2018-04-03 16:44:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Private Equity XIV Fondo de Inversion CIK Number 0001700674 Filed Document 0001700674-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-03 16:44:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EPI-Altamonte Holdings LLC See All Filings	D	2018-04-03 16:43:31 UTC
Amount To Be Raised $3,160,000 Associated Brokers / Dealers Cobalt Capital, Inc. and Kingsbury Capital, Inc. CIK Number 0001735614 Filed Document 0001735614-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 16:43:31 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
ZeroEx, Inc. See All Filings	D	2018-04-03 16:37:15 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001735689 Filed Document 0001735689-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-03 16:37:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
FARPOINT ACRES (NORTHBROOK) INVESTORS, LLC See All Filings	D	2018-04-03 16:36:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001734852 Filed Document 0001734852-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 16:36:20 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rivonia Road Fund LP See All Filings	D	2018-04-03 16:36:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735838 Filed Document 0001735838-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 16:36:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QualMed Pharmacy, Inc. See All Filings	D	2018-04-03 16:31:10 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001722397 Filed Document 0001722397-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 16:31:10 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CariCord, Inc. See All Filings	D	2018-04-03 16:30:06 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001595518 Filed Document 0001595518-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-03 16:30:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Sunset Blvd LLC See All Filings	D	2018-04-03 16:25:20 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001735091 Filed Document 0001683168-18-000909 Exclusions or Exemptions 506b Accepted Date 2018-04-03 16:25:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SalesLoft, Inc. See All Filings	D	2018-04-03 16:21:42 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001616286 Filed Document 0001616286-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-03 16:21:42 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity