Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mendon Capital QP LP See All Filings	D/A	2018-04-06 10:38:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639084 Filed Document 0001639084-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 10:38:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trade 'Em, Inc. See All Filings	D	2018-04-06 10:38:01 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001736680 Filed Document 0001736680-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 10:38:01 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gramercy Opportunity Fund SPC - PARB SP See All Filings	D/A	2018-04-06 10:35:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702986 Filed Document 0000919574-18-002852 Exclusions or Exemptions 506b Accepted Date 2018-04-06 10:35:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NW SPV XLIX LLC See All Filings	D	2018-04-06 10:25:12 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001736507 Filed Document 0001736507-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 10:25:12 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Datanomix, Inc. See All Filings	D	2018-04-06 10:22:44 UTC
Amount To Be Raised $1,119,975 Associated Brokers / Dealers N/A CIK Number 0001663012 Filed Document 0001663012-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-06 10:22:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
American Seafoods Partners LLC See All Filings	D	2018-04-06 10:20:58 UTC
Amount To Be Raised $1,230,000 Associated Brokers / Dealers N/A CIK Number 0001651912 Filed Document 0001651912-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 10:20:58 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Global Multi-Asset Portfolio, LLC See All Filings	D/A	2018-04-06 10:14:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573687 Filed Document 0001573687-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 10:14:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kapteyn-Murnane Laboratories, Inc. See All Filings	D/A	2018-04-06 09:20:49 UTC
Amount To Be Raised $14,200,000 Associated Brokers / Dealers N/A CIK Number 0001655428 Filed Document 0001655428-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 09:20:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Education & Ministry Investors Two, LLC See All Filings	D	2018-04-06 09:07:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734160 Filed Document 0001734160-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 09:07:50 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Coin Out Inc. See All Filings	D	2018-04-06 08:57:00 UTC
Amount To Be Raised $1,204,980 Associated Brokers / Dealers N/A CIK Number 0001736638 Filed Document 0001736638-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 08:57:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oasis Investments II Offshore Feeder Ltd. See All Filings	D/A	2018-04-06 07:49:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632444 Filed Document 0000902664-18-001871 Exclusions or Exemptions 506b Accepted Date 2018-04-06 07:49:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oasis Investments II US Feeder Ltd. See All Filings	D/A	2018-04-06 07:48:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632448 Filed Document 0000902664-18-001870 Exclusions or Exemptions 506b Accepted Date 2018-04-06 07:48:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prudence Crandall Fund III, LLC See All Filings	D/A	2018-04-06 06:48:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512350 Filed Document 0000902664-18-001869 Exclusions or Exemptions 506b Accepted Date 2018-04-06 06:48:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Hadron Fund See All Filings	D/A	2018-04-06 06:47:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513386 Filed Document 0000902664-18-001868 Exclusions or Exemptions 506b Accepted Date 2018-04-06 06:47:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Nano, Inc. See All Filings	D/A	2018-04-05 22:43:50 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001616473 Filed Document 0001616473-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 22:43:50 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Thunder Token, Inc. See All Filings	D	2018-04-05 21:58:17 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001735492 Filed Document 0001144204-18-019482 Exclusions or Exemptions 506b Accepted Date 2018-04-05 21:58:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Island Global Holdings, Inc. See All Filings	D	2018-04-05 21:27:32 UTC
Amount To Be Raised $2,437,590 Associated Brokers / Dealers N/A CIK Number 0001736598 Filed Document 0001736598-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 21:27:32 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lowell Apts Investment Group, LLC See All Filings	D	2018-04-05 20:07:09 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001735642 Filed Document 0001735642-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-05 20:07:09 UTC Type of Offering D Industry Residential Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CYPRESS INT'L EQUITY FUND, L P See All Filings	D/A	2018-04-05 19:36:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001461564-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-05 19:36:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Zenith Technical Innovations, LLC See All Filings	D	2018-04-05 19:29:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001648238 Filed Document 0001648238-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 19:29:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BAYHORSE SILVER INC. See All Filings	D	2018-04-05 19:17:17 UTC
Amount To Be Raised $135,754 Associated Brokers / Dealers N/A CIK Number 0001432588 Filed Document 0001273511-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-04-05 19:17:17 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ARTELO BIOSCIENCES, INC. See All Filings	D	2018-04-05 19:05:16 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001621221 Filed Document 0001640334-18-000659 Exclusions or Exemptions 506b Accepted Date 2018-04-05 19:05:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tiumed, LLC See All Filings	D	2018-04-05 18:29:51 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001669975 Filed Document 0001669975-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-05 18:29:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
WE KENNESAW VILLAS LLC See All Filings	D	2018-04-05 18:20:27 UTC
Amount To Be Raised $7,814,100 Associated Brokers / Dealers Dream Advisors, Nathan Orzel, LCB LLC, and Menachem Gottesman CIK Number 0001736545 Filed Document 0001078782-18-000413 Exclusions or Exemptions 506b Accepted Date 2018-04-05 18:20:27 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Almadex Minerals Ltd See All Filings	D	2018-04-05 18:18:06 UTC
Amount To Be Raised $4,699,155 Associated Brokers / Dealers None CIK Number 0001699790 Filed Document 0001171843-18-002563 Exclusions or Exemptions 506b Accepted Date 2018-04-05 18:18:06 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
VALTERRA RESOURCE CORP See All Filings	D	2018-04-05 18:11:47 UTC
Amount To Be Raised $23,809 Associated Brokers / Dealers N/A CIK Number 0001422669 Filed Document 0001422669-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 18:11:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
WE KENNESAW LLC See All Filings	D	2018-04-05 17:57:26 UTC
Amount To Be Raised $10,485,900 Associated Brokers / Dealers Dream Advisors, Nathan Orzel, LCB LLC, and Menachem Gottesman CIK Number 0001736542 Filed Document 0001078782-18-000412 Exclusions or Exemptions 506b Accepted Date 2018-04-05 17:57:26 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NuMat Technologies, Inc. See All Filings	D	2018-04-05 17:47:23 UTC
Amount To Be Raised $12,421,311 Associated Brokers / Dealers N/A CIK Number 0001579978 Filed Document 0001579978-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 17:47:23 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BootStrapLabs.vc Seed Fund 2016, L.P. See All Filings	D/A	2018-04-05 17:36:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694369 Filed Document 0001694369-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 17:36:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avenue Aviation Opportunities Fund II (Offshore), L.P. See All Filings	D/A	2018-04-05 17:23:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702025 Filed Document 0000950142-18-000807 Exclusions or Exemptions 506b Accepted Date 2018-04-05 17:23:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sidebar Software Inc. See All Filings	D	2018-04-05 17:21:14 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001735667 Filed Document 0001735667-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 17:21:14 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Tru POP Investors, LLC See All Filings	D	2018-04-05 17:19:10 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001736131 Filed Document 0001736131-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 17:19:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Atlantic Investment Partners 2017, L.P. See All Filings	D/A	2018-04-05 17:14:28 UTC
Amount To Be Raised $3,289,000,000 Associated Brokers / Dealers Neuberger Berman East Asia Limited and Baro Investment & Securities Co. Ltd. CIK Number 0001717832 Filed Document 0000950142-18-000804 Exclusions or Exemptions 506b Accepted Date 2018-04-05 17:14:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BioMetrix Co. See All Filings	D	2018-04-05 17:14:15 UTC
Amount To Be Raised $4,270,000 Associated Brokers / Dealers N/A CIK Number 0001681909 Filed Document 0001681909-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 17:14:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lantos Technologies, Inc. See All Filings	D	2018-04-05 17:11:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001500664 Filed Document 0001500664-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-05 17:11:08 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Cowbird Capital Partners LLC See All Filings	D	2018-04-05 17:10:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736190 Filed Document 0000919574-18-002848 Exclusions or Exemptions 506b Accepted Date 2018-04-05 17:10:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cowbird Capital Fund Ltd. See All Filings	D	2018-04-05 17:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736189 Filed Document 0000919574-18-002844 Exclusions or Exemptions 506b Accepted Date 2018-04-05 17:02:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EmpowrU, Inc. See All Filings	D	2018-04-05 17:02:44 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NA CIK Number 0001736167 Filed Document 0001391609-18-000076 Exclusions or Exemptions 506b Accepted Date 2018-04-05 17:02:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2018-04-05 17:02:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-04-05 17:02:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2018-04-05 17:01:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-04-05 17:01:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2018-04-05 17:00:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-04-05 17:00:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2018-04-05 16:59:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-05 16:59:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2018-04-05 16:57:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-05 16:57:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2018-04-05 16:56:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-05 16:56:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Globevestor Chakr Innovation Fund I, a series of Globevestor Funds, LLC See All Filings	D	2018-04-05 16:55:34 UTC
Amount To Be Raised $111,647 Associated Brokers / Dealers N/A CIK Number 0001727915 Filed Document 0001727915-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 16:55:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Coupon Chicagoland Office DST See All Filings	D/A	2018-04-05 16:55:01 UTC
Amount To Be Raised $65,334,005 Associated Brokers / Dealers Edward E. Fernandez, Chay T. Lapin, Corbin T. Thomas, Dan L. Werry, David P. Dahill, Michael G. Steinthal, and Jason A. Salmon CIK Number 0001734696 Filed Document 0001730498-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-04-05 16:55:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2018-04-05 16:53:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 16:53:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CARLSON WIRELESS TECHNOLOGIES INC See All Filings	D	2018-04-05 16:52:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001136440 Filed Document 0001709409-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-05 16:52:36 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Chicagoland Supermarket Portfolio DST See All Filings	D/A	2018-04-05 16:49:18 UTC
Amount To Be Raised $39,769,696 Associated Brokers / Dealers Chay T. Lapin, Daniel P. Raupp, Christina S. Nielson, Austin R. Dutton Jr., Eric S. Scaff, Michael G. Culwell, Roy V. Pfleger II, John P. Harvey Jr., Stuart T. Valentine, Timothy J. Sherer, Ryan J. Sherer, David P. Dahill, Williams K. Butcher, Alexander R. Creede, Alan N. Lichtenstein, and Michael G. Steinthal CIK Number 0001730498 Filed Document 0001730498-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-05 16:49:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Globevestor OurHealthMate Fund I, a series of Globevestor Funds, LLC See All Filings	D	2018-04-05 16:46:35 UTC
Amount To Be Raised $99,550 Associated Brokers / Dealers N/A CIK Number 0001727912 Filed Document 0001727912-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 16:46:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund