|
|
D/A |
2018-04-06 13:39:33 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- International Assets Advisory, LLC, PHX Financial, Inc., Center Street Securities, Inc., Emerson Equity, LLC, KCD Financial, Inc., Coastal Equities, Inc., Dempsey Lord Smith, LLC, Ausdal Financial Partners, Inc., Cabot Lodge Securities LLC, Cape Securities Inc., Great Point Capital LLC, J.K. Financial Services, Inc., Newbridge Securities Corporation, NI Advisors, RelyOn Financial Advisors, LLC, Taylor Capital Management, Inc., Whitehall Parker Securities, Inc., Dakota Securities International, Inc., Network 1 Financial Advisors, Inc., Capital City Securities, LLC, Heritage Financial Systems, Inc., Bain Wealth Management Group, LLC, Intercarolina Financial Services, Inc., Investment Security Corporation, The Strategic Financial Alliance, Capital Financial Services, Inc., Claraphi Advisory Network, LLC, Kingsbury Capital, Inc., Western International Securities, Inc., Accelerated Capital Group, Inc., Aegis Capital Corp., Alexander Capital Wealth Management, LLC, Coppell Advisory Solutions, LLC, New Frontier Financial Advisory, LLC, Strategic Advisors, Inc., Purshe Kaplan Sterling Investments, Inc., Grand Capital Parkway, LLC, Great Nation Investment Corporation, Capital Markets IQ, LLC, Joseph Stone Capital, L.L.C., Momentum Advisors, LLC, BSG&L Financial Services, LLC, GVC Capital, LLC, Ardios Capital LLC, Accretive Wealth Management, LLC, American Global Wealth Management, Inc., Wealth Management of Kentucky, Inc., Womack Investment Advisors, Inc., Veripax Wealth Management, LLC, Revere Securities, LLC, Fox Wealth Advisors, LLC, WE Alliance Wealth Advisors, Van Der Noord Financial Advisors, Inc., Westpark Wealth Advisors, Dedora Capital, Inc., SCF Securities, Inc., Frontier Financial Partners, LLC, Stephen A. Kohn & Associates, Ltd, and Vestech Securities, Inc.
- CIK Number
- 0001713236
- Filed Document
- 0001713236-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 13:39:33 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 13:38:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697687
- Filed Document
- 0001697687-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 13:38:28 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-04-06 13:38:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685607
- Filed Document
- 0001685607-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 13:38:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-06 13:34:43 UTC |
- Amount To Be Raised
- $6,646,911
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001632610
- Filed Document
- 0001231919-18-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 13:34:43 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 13:34:03 UTC |
- Amount To Be Raised
- $1,525,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681670
- Filed Document
- 0001681670-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 13:34:03 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 13:32:51 UTC |
- Amount To Be Raised
- $2,296,414
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667501
- Filed Document
- 0001667501-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 13:32:51 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 13:30:34 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001434418
- Filed Document
- 0001434418-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 13:30:34 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 13:24:23 UTC |
- Amount To Be Raised
- $98,333
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736454
- Filed Document
- 0001736454-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 13:24:23 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 13:19:32 UTC |
- Amount To Be Raised
- $10,101
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721666
- Filed Document
- 0001721666-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 13:19:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-04-06 13:18:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Commonfund Securities, Inc.
- CIK Number
- 0001517915
- Filed Document
- 0001573687-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 13:18:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-06 13:09:25 UTC |
- Amount To Be Raised
- $10,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001522602
- Filed Document
- 0001522602-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 13:09:25 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-04-06 13:04:59 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734514
- Filed Document
- 0001734514-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 13:04:59 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 13:04:25 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662200
- Filed Document
- 0001662200-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 13:04:25 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-04-06 13:00:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639081
- Filed Document
- 0001639081-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 13:00:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-06 12:53:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Frontier Solutions, LLC and J.P. Morgan Securities LLC
- CIK Number
- 0001588541
- Filed Document
- 0000919574-18-002868
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:53:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 12:50:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736459
- Filed Document
- 0001736459-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:50:57 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2018-04-06 12:47:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Richard A. Rhoads
- CIK Number
- 0001435273
- Filed Document
- 0000919574-18-002866
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:47:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-04-06 12:46:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561902
- Filed Document
- 0001561902-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:46:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-06 12:45:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734352
- Filed Document
- 0001734352-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:45:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-06 12:41:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734353
- Filed Document
- 0001734353-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:41:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-06 12:39:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Access Securities, LLC
- CIK Number
- 0001386522
- Filed Document
- 0000919574-18-002865
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:39:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 12:38:32 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734029
- Filed Document
- 0001734029-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:38:32 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-04-06 12:38:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC
- CIK Number
- 0001703194
- Filed Document
- 0001140361-18-017573
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:38:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-06 12:35:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736052
- Filed Document
- 0001140361-18-017570
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:35:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-06 12:35:08 UTC |
- Amount To Be Raised
- $2,163,719
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736500
- Filed Document
- 0001736500-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:35:08 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 12:34:28 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734581
- Filed Document
- 0001667501-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:34:28 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 12:25:38 UTC |
- Amount To Be Raised
- $83,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736688
- Filed Document
- 0001736688-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:25:38 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2018-04-06 12:24:55 UTC |
- Amount To Be Raised
- $19,671,560
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648702
- Filed Document
- 0001648702-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:24:55 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 12:21:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Triago Americas, Inc. and Triago UK Limited
- CIK Number
- 0001715767
- Filed Document
- 0001715767-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:21:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FRANCE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-06 12:21:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GALLATIN CAPITAL LLC and ABURDENE ASSOCIATES, INC.
- CIK Number
- 0001097940
- Filed Document
- 0000919574-18-002863
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:21:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 12:16:12 UTC |
- Amount To Be Raised
- $15,200,000
- Associated Brokers / Dealers
- JCC Advisors, LLC
- CIK Number
- 0001736585
- Filed Document
- 0001736585-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:16:12 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D/A |
2018-04-06 12:15:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GALLATIN CAPITAL LLC and ABURDENE ASSOCIATES, INC.
- CIK Number
- 0000936788
- Filed Document
- 0000919574-18-002861
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:15:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-04-06 12:08:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GALLATIN CAPITAL LLC and ABURDENE ASSOCIATES, INC.
- CIK Number
- 0001225702
- Filed Document
- 0000919574-18-002859
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:08:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 12:06:02 UTC |
- Amount To Be Raised
- $1,080,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660157
- Filed Document
- 0001660157-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:06:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2018-04-06 12:04:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639145
- Filed Document
- 0001639145-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:04:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-06 12:03:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736467
- Filed Document
- 0001736467-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 12:03:07 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-04-06 11:59:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GALLATIN CAPITAL LLC and ABURDENE ASSOCIATES, INC.
- CIK Number
- 0000898719
- Filed Document
- 0000919574-18-002857
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 11:59:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-04-06 11:53:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572224
- Filed Document
- 0001572224-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 11:53:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-06 11:46:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Commonfund Securities
- CIK Number
- 0001517914
- Filed Document
- 0001573687-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 11:46:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-06 11:43:11 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736366
- Filed Document
- 0001736366-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 11:43:11 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-04-06 11:42:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Aqueduct Capital Group, LLC
- CIK Number
- 0001708737
- Filed Document
- 0001140361-18-017545
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 11:42:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 11:37:36 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001733074
- Filed Document
- 0001733074-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 11:37:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2018-04-06 11:28:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, Inc.
- CIK Number
- 0001735807
- Filed Document
- 0000897069-18-000221
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 11:28:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-04-06 11:14:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001415469
- Filed Document
- 0000902664-18-001874
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 11:14:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-06 11:12:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001415461
- Filed Document
- 0000902664-18-001873
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 11:12:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-06 11:09:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Commonfund Securities, Inc.
- CIK Number
- 0001424427
- Filed Document
- 0001573687-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 11:09:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-06 11:02:34 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736634
- Filed Document
- 0001736634-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 11:02:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 10:52:25 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736635
- Filed Document
- 0001736635-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 10:52:25 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-04-06 10:47:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671488
- Filed Document
- 0000919574-18-002854
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 10:47:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-06 10:38:29 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684586
- Filed Document
- 0001684586-18-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-06 10:38:29 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|