Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tower Road Capital Offshore Fund Ltd. See All Filings	D	2020-02-13 13:08:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785226 Filed Document 0000919574-20-001028 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:08:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Korea REIT, LLC See All Filings	D	2020-02-13 13:06:05 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001745283 Filed Document 0001745283-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:06:05 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRB INVESTORS LP See All Filings	D/A	2020-02-13 13:05:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001060918 Filed Document 0000919574-20-001025 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:05:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JETCOOL Technologies Inc. See All Filings	D	2020-02-13 13:02:02 UTC
Amount To Be Raised $1,158,259 Associated Brokers / Dealers N/A CIK Number 0001803353 Filed Document 0001803353-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:02:02 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Winton Fund (US) L.P. See All Filings	D/A	2020-02-13 12:56:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553107 Filed Document 0001553107-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:56:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACK Asset Partners II LP See All Filings	D/A	2020-02-13 12:55:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Concept Capital Markets, LLC and Flying Cloud Securities LLC CIK Number 0001547589 Filed Document 0000899140-20-000140 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:55:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACK Asset Partners (Cayman) Ltd. See All Filings	D/A	2020-02-13 12:54:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Concept Capital Markets, LLC and Flying Cloud Securities LLC CIK Number 0001506095 Filed Document 0000899140-20-000139 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:54:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACK ASSET PARTNERS L P See All Filings	D/A	2020-02-13 12:53:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Concept Capital Markets, LLC, NORTH SOUTH CAPITAL, LLC, and Flying Cloud Securities LLC CIK Number 0001345012 Filed Document 0000899140-20-000138 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:53:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JDC-JSC OPPORTUNITY FUND, L.P. See All Filings	D/A	2020-02-13 12:53:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722874 Filed Document 0000943663-20-000045 Exclusions or Exemptions 506c Accepted Date 2020-02-13 12:53:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
I-V Access Technology, Inc. See All Filings	D/A	2020-02-13 12:49:13 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001674987 Filed Document 0001674987-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:49:13 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
JDC-JSC OPPORTUNITY OFFSHORE FUND, LTD. See All Filings	D/A	2020-02-13 12:48:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723045 Filed Document 0000943663-20-000044 Exclusions or Exemptions 506c Accepted Date 2020-02-13 12:48:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KR Fund I, a series of Biewald Syndicates, LP See All Filings	D	2020-02-13 12:46:43 UTC
Amount To Be Raised $132,500 Associated Brokers / Dealers N/A CIK Number 0001803321 Filed Document 0001803321-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:46:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POLESTAR OFFSHORE FUND LTD See All Filings	D/A	2020-02-13 12:45:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001312570 Filed Document 0001312570-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:45:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JenaValve Technology Inc See All Filings	D	2020-02-13 12:45:32 UTC
Amount To Be Raised $55,500,000 Associated Brokers / Dealers N/A CIK Number 0001377801 Filed Document 0001377801-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:45:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
THINKING CAPITAL GROUP LP See All Filings	D/A	2020-02-13 12:44:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601634 Filed Document 0001601634-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:44:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brainyak, Inc. See All Filings	D	2020-02-13 12:44:04 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001494561 Filed Document 0001567619-20-003187 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:44:04 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SBBRJ Acquisition LLC See All Filings	D	2020-02-13 12:41:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001803355 Filed Document 0001803355-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:41:06 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SP Ventures Fund 7, LLC See All Filings	D	2020-02-13 12:40:27 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers SW Financial, Cova Capital Partners, and Worden Capital Management CIK Number 0001803221 Filed Document 0001803221-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-13 12:40:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Security To Be Acquired
Horizon Credit Opportunities Fund, LP See All Filings	D/A	2020-02-13 12:39:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001237198 Filed Document 0001237198-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:39:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodglen Investor LLC See All Filings	D	2020-02-13 12:39:14 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001802845 Filed Document 0001802845-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-13 12:39:14 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CFM Ensemble Segregated Portfolio 1, a segregated portfolio of CFM Fund Solutions SPC See All Filings	D/A	2020-02-13 12:36:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730364 Filed Document 0000943663-20-000043 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:36:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon Multi-Disciplinary Fund, LP See All Filings	D/A	2020-02-13 12:36:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001457668 Filed Document 0001457668-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:36:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEA TCB Holdings LP See All Filings	D/A	2020-02-13 12:34:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691115 Filed Document 0001796589-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:34:44 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
FRA Fund I, a series of MV Funds, LP See All Filings	D	2020-02-13 12:31:58 UTC
Amount To Be Raised $248,500 Associated Brokers / Dealers N/A CIK Number 0001803314 Filed Document 0001803314-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:31:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SL Fund I, a series of Unpopular VC, LP See All Filings	D	2020-02-13 12:31:53 UTC
Amount To Be Raised $329,020 Associated Brokers / Dealers N/A CIK Number 0001803319 Filed Document 0001803319-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:31:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BR Fund I, a series of MV Funds, LP See All Filings	D	2020-02-13 12:31:48 UTC
Amount To Be Raised $92,500 Associated Brokers / Dealers N/A CIK Number 0001803313 Filed Document 0001803313-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:31:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarity Private Income Fund II (Cayman) LP See All Filings	D	2020-02-13 12:30:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802073 Filed Document 0001013594-20-000147 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:30:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Vibenomics, Inc. See All Filings	D	2020-02-13 12:27:50 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001701900 Filed Document 0001701900-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:27:50 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
TR 2019, a series of AIM Master, LLC See All Filings	D/A	2020-02-13 12:23:05 UTC
Amount To Be Raised $742,000 Associated Brokers / Dealers N/A CIK Number 0001794214 Filed Document 0001794214-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:23:05 UTC Type of Offering D/A Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Facility Health, Inc. See All Filings	D	2020-02-13 12:22:05 UTC
Amount To Be Raised $1,299,999 Associated Brokers / Dealers N/A CIK Number 0001802514 Filed Document 0001802514-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:22:05 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Capco Partners, Ltd. See All Filings	D/A	2020-02-13 12:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517760 Filed Document 0001517760-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:20:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CE Fund I, a series of AX-YoAl-Funds, LP See All Filings	D	2020-02-13 12:16:41 UTC
Amount To Be Raised $98,000 Associated Brokers / Dealers N/A CIK Number 0001803335 Filed Document 0001803335-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:16:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IX Capital SWAT Holdings, LLC See All Filings	D	2020-02-13 12:08:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801544 Filed Document 0001801544-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:08:22 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hyperlite Mountain Gear Inc. See All Filings	D/A	2020-02-13 12:04:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001505249 Filed Document 0001787834-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:04:52 UTC Type of Offering D/A Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
HEL Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D	2020-02-13 12:01:53 UTC
Amount To Be Raised $308,000 Associated Brokers / Dealers N/A CIK Number 0001803211 Filed Document 0001803211-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:01:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TR Fund I, a series of Talwar SPV, LP See All Filings	D	2020-02-13 12:01:47 UTC
Amount To Be Raised $250,500 Associated Brokers / Dealers N/A CIK Number 0001803212 Filed Document 0001803212-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:01:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apogee Gold Fund LLC See All Filings	D/A	2020-02-13 12:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416006 Filed Document 0001416006-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2020-02-13 11:55:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James P. Belk, Eric Naison-Phillips, and Michael Liebeskind CIK Number 0001080429 Filed Document 0001104659-20-019898 Exclusions or Exemptions 506b Accepted Date 2020-02-13 11:55:25 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Dentures Today, Inc. See All Filings	D	2020-02-13 11:54:28 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001802371 Filed Document 0001802371-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 11:54:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LEV INC. See All Filings	D/A	2020-02-13 11:54:25 UTC
Amount To Be Raised $2,382,994 Associated Brokers / Dealers N/A CIK Number 0001791451 Filed Document 0001791451-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 11:54:25 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2020-02-13 11:54:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr. and Michael Benson CIK Number 0001080429 Filed Document 0001104659-20-019894 Exclusions or Exemptions 506b Accepted Date 2020-02-13 11:54:23 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Delphi Healthcare Holdings LP See All Filings	D/A	2020-02-13 11:53:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766803 Filed Document 0001013594-20-000145 Exclusions or Exemptions 506b Accepted Date 2020-02-13 11:53:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Northlander America, LP See All Filings	D/A	2020-02-13 11:51:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MGI NV CIK Number 0001665698 Filed Document 0001013594-20-000144 Exclusions or Exemptions 506b Accepted Date 2020-02-13 11:51:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Iridian Charter Fund, LP See All Filings	D/A	2020-02-13 11:35:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370922 Filed Document 0001567619-20-003170 Exclusions or Exemptions 506b Accepted Date 2020-02-13 11:35:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gravis Law, PLLC See All Filings	D	2020-02-13 11:33:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675139 Filed Document 0001675139-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 11:33:03 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
FLAT FOOTED II LP See All Filings	D/A	2020-02-13 11:29:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ACCESS SECURITIES, LLC and Mann Mann Jensen Partners LP CIK Number 0001765227 Filed Document 0000919574-20-001012 Exclusions or Exemptions 506b Accepted Date 2020-02-13 11:29:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Mid Cap Partnership LLC See All Filings	D/A	2020-02-13 11:27:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 11:27:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AVALON See All Filings	D/A	2020-02-13 11:25:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457662 Filed Document 0000919574-20-001010 Exclusions or Exemptions 506b Accepted Date 2020-02-13 11:25:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
UbiQD, Inc. See All Filings	D	2020-02-13 11:23:44 UTC
Amount To Be Raised $11,024,419 Associated Brokers / Dealers N/A CIK Number 0001727566 Filed Document 0001727566-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 11:23:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
LOCALPAPER.COM LLC See All Filings	D	2020-02-13 11:23:19 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers NONE CIK Number 0001769963 Filed Document 0001769963-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-02-13 11:23:19 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt