Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Avendus Absolute Return Fund See All Filings	D	2018-04-10 06:23:13 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001732471 Filed Document 0001732471-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 06:23:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turing Enterprises, Inc. See All Filings	D	2018-04-09 21:55:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736761 Filed Document 0001736761-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 21:55:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
SEGV Technologies, LLC See All Filings	D	2018-04-09 21:46:02 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001695524 Filed Document 0001695524-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 21:46:02 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Avenda Health, Inc. See All Filings	D/A	2018-04-09 21:17:32 UTC
Amount To Be Raised $3,325,000 Associated Brokers / Dealers N/A CIK Number 0001718163 Filed Document 0001382963-18-000069 Exclusions or Exemptions 506b Accepted Date 2018-04-09 21:17:32 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WiserCare, Inc. See All Filings	D	2018-04-09 20:20:16 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001595678 Filed Document 0001595678-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 20:20:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MANAGED FUTURES PREMIER WARRINGTON L.P. See All Filings	D/A	2018-04-09 20:16:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001353282 Filed Document 0001353282-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 20:16:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Holleway IPA Fund, LP See All Filings	D	2018-04-09 19:54:11 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers GLC Advisors & Co., LLC CIK Number 0001736765 Filed Document 0001736765-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 19:54:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Oak Capital Fund I, LLC See All Filings	D	2018-04-09 19:52:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001736756 Filed Document 0001736756-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 19:52:26 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Oyster Partners, LP See All Filings	D/A	2018-04-09 19:46:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001223051 Filed Document 0001223051-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 19:46:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pantheon Global Secondary Fund VI Feeder (US), L.P. See All Filings	D	2018-04-09 19:45:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pantheon Securities, LLC CIK Number 0001732940 Filed Document 0001732940-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 19:45:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equinox Medical I, LLC See All Filings	D	2018-04-09 19:08:41 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001736162 Filed Document 0001736162-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 19:08:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AG SUPER FUND INTERNATIONAL PARTNERS, L.P. See All Filings	D/A	2018-04-09 18:54:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers March Capital Corp., UBS Financial Services Inc., and Lyster, Watson & Company, Inc. CIK Number 0001460094 Filed Document 0001460094-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 18:54:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
inFactor Capital Co. See All Filings	D	2018-04-09 18:47:26 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001736404 Filed Document 0001736404-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 18:47:26 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Provenance SPV, LLC See All Filings	D	2018-04-09 18:39:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736755 Filed Document 0001736755-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 18:39:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Mortgage Value Partners, Ltd. See All Filings	D/A	2018-04-09 18:28:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated and CAIS Capital LLC CIK Number 0001458580 Filed Document 0001458580-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 18:28:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1451 Colquitt Road LLC See All Filings	D	2018-04-09 18:22:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers none CIK Number 0001736560 Filed Document 0001736560-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 18:22:10 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AG Mortgage Value Partners, L.P. See All Filings	D/A	2018-04-09 18:18:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Investment Institute,Inc., and CAIS Capital LLC CIK Number 0001456169 Filed Document 0001456169-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 18:18:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fork 001-b, a series of The Velorum Ledger, LLC See All Filings	D	2018-04-09 18:14:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736746 Filed Document 0001736746-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 18:14:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYTEGEN CORP See All Filings	D	2018-04-09 18:13:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001735962 Filed Document 0001735962-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 18:13:05 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Pacific Sand Capital Offshore Fund Ltd. See All Filings	D/A	2018-04-09 18:05:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657713 Filed Document 0001657713-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 18:05:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Sand Capital LP See All Filings	D/A	2018-04-09 18:02:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654437 Filed Document 0001654437-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 18:02:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USRC Southeast Sarasota, LLC See All Filings	D	2018-04-09 17:59:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001736497 Filed Document 0001736497-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:59:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
intelliPaper, LLC See All Filings	D	2018-04-09 17:52:33 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001502496 Filed Document 0001446933-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:52:33 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AG SUPER FUND INTERNATIONAL LTD See All Filings	D/A	2018-04-09 17:48:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Intercapital Securities Inc. (Japan) Distributor), Jerrod Stelli (Japan Distributor Ag, UBS Financial Services Inc., March Capital Corp., and CAIS Capital LLC CIK Number 0001014422 Filed Document 0001014422-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:48:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENCORE OAKLEY, LLC See All Filings	D	2018-04-09 17:47:00 UTC
Amount To Be Raised $13,450,000 Associated Brokers / Dealers N/A CIK Number 0001736612 Filed Document 0001736612-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:47:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
303 Holdings, Inc. See All Filings	D/A	2018-04-09 17:36:20 UTC
Amount To Be Raised $3,230,799 Associated Brokers / Dealers N/A CIK Number 0001727584 Filed Document 0001727584-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:36:20 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GPIF WANN, LP See All Filings	D	2018-04-09 17:31:57 UTC
Amount To Be Raised $14,964,469 Associated Brokers / Dealers N/A CIK Number 0001736649 Filed Document 0001736649-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:31:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital Partners International 11, L.P. See All Filings	D/A	2018-04-09 17:31:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693097 Filed Document 0001693097-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:31:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frazier Healthcare Growth Buyout Affiliates IX, L.P. See All Filings	D/A	2018-04-09 17:31:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725288 Filed Document 0001140361-18-017872 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:31:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
210/TRA MSO Class C Partners, LP See All Filings	D	2018-04-09 17:31:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736549 Filed Document 0001736549-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:31:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Frazier Healthcare Growth Buyout Fund IX, L.P. See All Filings	D/A	2018-04-09 17:30:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725290 Filed Document 0001140361-18-017870 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:30:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guardian Alliance Holdings, Inc. See All Filings	D	2018-04-09 17:23:10 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001736292 Filed Document 0001736292-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:23:10 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stackery, Inc. See All Filings	D	2018-04-09 17:20:22 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001705746 Filed Document 0001705746-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:20:22 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Healthfinch, Inc. See All Filings	D	2018-04-09 17:20:15 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001636629 Filed Document 0001636629-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:20:15 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Escient Pharmaceuticals Inc See All Filings	D	2018-04-09 17:11:06 UTC
Amount To Be Raised $40,000,002 Associated Brokers / Dealers N/A CIK Number 0001736699 Filed Document 0001736699-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:11:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Diversified Income Fund, Ltd. See All Filings	D/A	2018-04-09 17:08:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558006 Filed Document 0001558006-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:08:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caltex Music LLC See All Filings	D	2018-04-09 17:04:32 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001720879 Filed Document 0001615774-18-002490 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:04:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Up-End Distilling, Inc. See All Filings	D	2018-04-09 17:02:35 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001736831 Filed Document 0001736831-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 17:02:35 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Fantasy Sports Co See All Filings	D	2018-04-09 16:58:06 UTC
Amount To Be Raised $760,000 Associated Brokers / Dealers N/A CIK Number 0001736653 Filed Document 0001736653-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-09 16:58:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Diversified Income Fund Plus, Ltd. See All Filings	D/A	2018-04-09 16:56:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456170 Filed Document 0001456170-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 16:56:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ad Lightning Inc. See All Filings	D	2018-04-09 16:54:02 UTC
Amount To Be Raised $1,999,999 Associated Brokers / Dealers N/A CIK Number 0001689763 Filed Document 0001689763-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-09 16:54:02 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Global Key Fund I, LP See All Filings	D	2018-04-09 16:46:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mark Berman CIK Number 0001602050 Filed Document 0001602050-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-09 16:46:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Capital Resources (P) III LP See All Filings	D	2018-04-09 16:43:04 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001735433 Filed Document 0001735433-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 16:43:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Atlas Capital Resources III LP See All Filings	D	2018-04-09 16:40:20 UTC
Amount To Be Raised $1,615,000,000 Associated Brokers / Dealers CSP Securities, LP CIK Number 0001735434 Filed Document 0001735434-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 16:40:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Miss Sienna LLC See All Filings	D	2018-04-09 16:40:16 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001736848 Filed Document 0001736845-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-09 16:40:16 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Waypoint Mercer ST Investors, LP See All Filings	D	2018-04-09 16:39:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001736739 Filed Document 0001736739-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 16:39:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AG Diversified Income Fund, L.P. See All Filings	D/A	2018-04-09 16:38:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557299 Filed Document 0001557299-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 16:38:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shandling LLC See All Filings	D	2018-04-09 16:37:12 UTC
Amount To Be Raised $249,000 Associated Brokers / Dealers N/A CIK Number 0001736847 Filed Document 0001736845-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-09 16:37:12 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Diamond Brook Investors (Cayman), Ltd. See All Filings	D	2018-04-09 16:35:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001735213 Filed Document 0000919574-18-002928 Exclusions or Exemptions 506b Accepted Date 2018-04-09 16:35:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LRF Talespin LLC See All Filings	D	2018-04-09 16:33:41 UTC
Amount To Be Raised $149,000 Associated Brokers / Dealers N/A CIK Number 0001736846 Filed Document 0001736845-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-09 16:33:41 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity