Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LIGHTHOUSE NM FUND LTD See All Filings	D/A	2020-02-14 09:15:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648452 Filed Document 0001648452-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 09:15:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PHC Fund Ltd. See All Filings	D/A	2020-02-14 09:07:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706251 Filed Document 0001706251-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 09:07:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Asian Compass Series, A Series of Lighthouse Strategies Fund, LLC See All Filings	D/A	2020-02-14 09:06:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, SunTrust Banks, Inc., and Daishin Securities Co, Ltd CIK Number 0001522454 Filed Document 0001522454-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 09:06:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RunSafe Security, Inc. See All Filings	D/A	2020-02-14 08:58:41 UTC
Amount To Be Raised $7,535,995 Associated Brokers / Dealers N/A CIK Number 0001735190 Filed Document 0001735190-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 08:58:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Outerbridge Partners, LP See All Filings	D/A	2020-02-14 08:57:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645589 Filed Document 0000919574-20-001313 Exclusions or Exemptions 506b Accepted Date 2020-02-14 08:57:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Go Find Build, LLC See All Filings	D	2020-02-14 08:57:35 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001803515 Filed Document 0001803515-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 08:57:35 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Two Sigma Absolute Return Cayman Fund, Ltd. See All Filings	D/A	2020-02-14 08:53:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534023 Filed Document 0000919574-20-001309 Exclusions or Exemptions 506b Accepted Date 2020-02-14 08:53:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GALAXY THERAPEUTICS INC. See All Filings	D	2020-02-14 08:47:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803499 Filed Document 0001803499-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 08:47:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MAPLELANE OFFSHORE FUND, LTD. See All Filings	D/A	2020-02-14 08:45:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667062 Filed Document 0000919574-20-001299 Exclusions or Exemptions 506b Accepted Date 2020-02-14 08:45:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTHOUSE AGGRESSIVE GROWTH FUND LP See All Filings	D	2020-02-14 08:26:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company and SunTrust Banks, Inc. CIK Number 0001157733 Filed Document 0001157733-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 08:26:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VE Apartments, LLC See All Filings	D	2020-02-14 08:23:13 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001802760 Filed Document 0001802760-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 08:23:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AB Alpha Europe Long Only Fund LP See All Filings	D/A	2020-02-14 07:46:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698407 Filed Document 0000902664-20-001086 Exclusions or Exemptions 506b Accepted Date 2020-02-14 07:46:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Favonius Cat Bond Fund Ltd. See All Filings	D/A	2020-02-14 07:22:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540189 Filed Document 0001315863-20-000170 Exclusions or Exemptions 506b Accepted Date 2020-02-14 07:22:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
ELEMENTUM NATCAT OFFSHORE FUND LTD. See All Filings	D/A	2020-02-14 07:21:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364318 Filed Document 0001315863-20-000169 Exclusions or Exemptions 506b Accepted Date 2020-02-14 07:21:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Steward Realty Trust, Inc. See All Filings	1-A POS	2020-02-14 07:20:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001735770 Filed Document 0001213900-20-003750 Accepted Date 2020-02-14 07:20:11 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business MARYLAND Revenue or Assets $18,322 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
Caribu Inc. See All Filings	D	2020-02-14 07:01:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777899 Filed Document 0001777899-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-14 07:01:31 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
New York State Empire Outlet Fund I, LLC See All Filings	D/A	2020-02-14 06:51:26 UTC
Amount To Be Raised $185,000,000 Associated Brokers / Dealers Colorado Financial Service Corporation CIK Number 0001731375 Filed Document 0000902664-20-001082 Exclusions or Exemptions 506b Accepted Date 2020-02-14 06:51:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
PGIM Funds plc See All Filings	D/A	2020-02-14 06:49:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001697853 Filed Document 0000902664-20-001081 Exclusions or Exemptions 506b Accepted Date 2020-02-14 06:49:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Pelham Long/Short Small Cap Fund Ltd See All Filings	D/A	2020-02-14 06:48:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623386 Filed Document 0000902664-20-001080 Exclusions or Exemptions 506b Accepted Date 2020-02-14 06:48:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pelham Long/Short Small Cap Fund LP See All Filings	D/A	2020-02-14 06:47:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623385 Filed Document 0000902664-20-001079 Exclusions or Exemptions 506b Accepted Date 2020-02-14 06:47:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pelham Long/Short Fund Ltd See All Filings	D/A	2020-02-14 06:47:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421973 Filed Document 0000902664-20-001078 Exclusions or Exemptions 506b Accepted Date 2020-02-14 06:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pelham Long/Short Fund LP See All Filings	D/A	2020-02-14 06:46:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427631 Filed Document 0000902664-20-001077 Exclusions or Exemptions 506b Accepted Date 2020-02-14 06:46:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW Eureka Plus (US) Fund See All Filings	D/A	2020-02-14 06:43:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731594 Filed Document 0000902664-20-001076 Exclusions or Exemptions 506b Accepted Date 2020-02-14 06:43:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bernstein Alternative Investment Strategies, LLC See All Filings	D/A	2020-02-14 06:42:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512705 Filed Document 0000902664-20-001075 Exclusions or Exemptions 506b Accepted Date 2020-02-14 06:42:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
California Ethanol & Power, LLC See All Filings	D	2020-02-13 21:34:04 UTC
Amount To Be Raised $299,500 Associated Brokers / Dealers N/A CIK Number 0001491441 Filed Document 0001491441-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 21:34:04 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vision BioBanc Holdings Inc. See All Filings	D	2020-02-13 21:22:21 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers WORDEN CAPITAL MANAGEMENT, LLC CIK Number 0001803257 Filed Document 0001803257-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-13 21:22:21 UTC Type of Offering D Industry Investing Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
AH Bio Fund III-Q, L.P. See All Filings	D	2020-02-13 21:20:25 UTC
Amount To Be Raised $60,800,000 Associated Brokers / Dealers N/A CIK Number 0001799479 Filed Document 0001799479-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-13 21:20:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
2801 Southside, LLC See All Filings	D	2020-02-13 20:51:55 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001801379 Filed Document 0001801379-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 20:51:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BlackBird Financial LP See All Filings	D	2020-02-13 20:31:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803558 Filed Document 0001803558-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 20:31:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
GREEN STREAM HOLDINGS INC. See All Filings	1-A POS	2020-02-13 20:18:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001437476 Filed Document 0001213900-20-003708 Accepted Date 2020-02-13 20:18:15 UTC Type of Offering 1-A POS Industry COGENERATION SERVICES & SMALL POWER PRODUCERS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Live Free Foods Inc See All Filings	C	2020-02-13 20:15:19 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $107,000 CIK Number 0001802404 Filed Document 0001670254-20-000113 Accepted Date 2020-02-13 20:15:19 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State FLORIDA
Whitecliff-FleetMX IV LP See All Filings	D	2020-02-13 19:50:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001803545 Filed Document 0001803545-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 19:50:49 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
ExchangeRighrt Net Leased Portfolio 32 DST See All Filings	D	2020-02-13 19:44:10 UTC
Amount To Be Raised $55,570,000 Associated Brokers / Dealers Lighthouse Capital Group LLC CIK Number 0001803563 Filed Document 0001803563-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 19:44:10 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CytoDyn Inc. See All Filings	D	2020-02-13 19:38:22 UTC
Amount To Be Raised $7,570,000 Associated Brokers / Dealers N/A CIK Number 0001175680 Filed Document 0001209191-20-009437 Exclusions or Exemptions 506b Accepted Date 2020-02-13 19:38:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Moody National DST Sponsor, LLC See All Filings	D/A	2020-02-13 19:19:51 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Moody Securities, LLC, Jeffrey Paladini, Nicholas Gerber, Eric Holtz, James A. Smith, Michael Digaetano, Gilbert Russell Conrad, and Centaurus Financial, Inc. CIK Number 0001764767 Filed Document 0001764767-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 19:19:51 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Anchorless Bangladesh Fund I, LP See All Filings	D	2020-02-13 19:17:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803251 Filed Document 0001803251-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 19:17:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mint Apartment Cleaning, Inc. See All Filings	D	2020-02-13 19:08:03 UTC
Amount To Be Raised $4,346,752 Associated Brokers / Dealers N/A CIK Number 0001730721 Filed Document 0001730721-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 19:08:03 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Wearwell, Inc. See All Filings	D	2020-02-13 19:07:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001799584 Filed Document 0001799584-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 19:07:36 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Cake For Men, Inc. See All Filings	D	2020-02-13 19:03:13 UTC
Amount To Be Raised $1,434,999 Associated Brokers / Dealers N/A CIK Number 0001803258 Filed Document 0001803258-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 19:03:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ionic Brands Corp See All Filings	D	2020-02-13 19:03:07 UTC
Amount To Be Raised $171,976 Associated Brokers / Dealers N/A CIK Number 0001778091 Filed Document 0001183740-20-000030 Exclusions or Exemptions 506b Accepted Date 2020-02-13 19:03:07 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Allstar Blockchain Fund, LP See All Filings	D	2020-02-13 18:51:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800443 Filed Document 0001800443-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 18:51:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sentient Tactical Fund, LP See All Filings	D	2020-02-13 18:42:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796667 Filed Document 0001796667-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 18:42:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UMAPM Holding Co LLC See All Filings	D	2020-02-13 18:38:33 UTC
Amount To Be Raised $1,520,000 Associated Brokers / Dealers N/A CIK Number 0001803099 Filed Document 0001803099-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 18:38:33 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
AquaRealTime, Inc. See All Filings	D	2020-02-13 18:34:35 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001803192 Filed Document 0001803192-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 18:34:35 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Reconnaissance Energy Africa Ltd. See All Filings	D	2020-02-13 18:27:31 UTC
Amount To Be Raised $2,560,540 Associated Brokers / Dealers N/A CIK Number 0001798056 Filed Document 0001798056-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 18:27:31 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Prather Acquisition Company, LLC See All Filings	D	2020-02-13 18:25:45 UTC
Amount To Be Raised $1,370,000 Associated Brokers / Dealers N/A CIK Number 0001803100 Filed Document 0001803100-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 18:25:45 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
ATINC II, L.P. See All Filings	D	2020-02-13 18:11:36 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001803538 Filed Document 0001803538-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 18:11:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRIDAY HEALTH PLANS, INC. See All Filings	D	2020-02-13 18:10:18 UTC
Amount To Be Raised $22,574,889 Associated Brokers / Dealers Michael Schwartz CIK Number 0001660209 Filed Document 0001660209-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 18:10:18 UTC Type of Offering D Industry Health Insurance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
COURAGE SPECIAL SITUATIONS OFFSHORE FUND LTD See All Filings	D/A	2020-02-13 18:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324673 Filed Document 0001324669-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 18:04:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SONARMD, INC. See All Filings	D	2020-02-13 17:57:01 UTC
Amount To Be Raised $32,000 Associated Brokers / Dealers N/A CIK Number 0001803343 Filed Document 0001803343-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 17:57:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity