Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AMARILLO GOLD CORP. See All Filings	D	2018-04-10 17:20:57 UTC
Amount To Be Raised $1,554,977 Associated Brokers / Dealers N/A CIK Number 0001497606 Filed Document 0001062993-18-001581 Exclusions or Exemptions 506b Accepted Date 2018-04-10 17:20:57 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Thrive Frozen Nutrition, Inc. See All Filings	D	2018-04-10 17:18:05 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001562856 Filed Document 0001562856-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-10 17:18:05 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CFM Institutional Systematic Diversified Fund LLC See All Filings	D	2018-04-10 17:13:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736626 Filed Document 0001736626-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 17:13:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE VALUE OPPORTUNITIES FEEDER FUND, L.P. See All Filings	D/A	2018-04-10 17:08:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443590 Filed Document 0001443590-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 17:08:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Inflexion Buyout Fund V (No. 1) Limited Partnership See All Filings	D	2018-04-10 17:05:42 UTC
Amount To Be Raised $361,292,185 Associated Brokers / Dealers N/A CIK Number 0001735748 Filed Document 0001735748-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 17:05:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Directly Software, Inc. See All Filings	D	2018-04-10 17:04:30 UTC
Amount To Be Raised $1,599,999 Associated Brokers / Dealers N/A CIK Number 0001653070 Filed Document 0001653070-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 17:04:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MontLake QIAIF Platform ICAV See All Filings	D	2018-04-10 17:01:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716143 Filed Document 0001716143-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-10 17:01:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE VALUE OPPORTUNITIES (CAYMAN) FUND, LTD. See All Filings	D/A	2018-04-10 17:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443588 Filed Document 0001443588-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 17:00:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QVT Family Office Onshore LP See All Filings	D	2018-04-10 17:00:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736966 Filed Document 0001736966-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 17:00:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHALANX JAPAN AUSTRALASIA MULTI STRATEGY US FUND LP See All Filings	D/A	2018-04-10 16:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BURKE F. FARNELL and AGECROFT PARTNERS, LLC CIK Number 0001329651 Filed Document 0000919574-18-002957 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Worch Capital Partners LP See All Filings	D/A	2018-04-10 16:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504839 Filed Document 0001701186-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:55:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advisers Investment Trust See All Filings	D	2018-04-10 16:54:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516523 Filed Document 0001516523-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:54:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quad Multi-Strategy Fund LP See All Filings	D/A	2018-04-10 16:52:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672640 Filed Document 0000902664-18-001899 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:52:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRF Capital, LP See All Filings	D	2018-04-10 16:45:58 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Boustead Securities and Edgeline Capital CIK Number 0001736972 Filed Document 0001736972-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:45:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QVT Family Office Offshore LP See All Filings	D	2018-04-10 16:45:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735765 Filed Document 0001735765-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:45:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone / GSO US Loan USD Feeder Fund (Ireland) See All Filings	D/A	2018-04-10 16:43:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642000 Filed Document 0000950142-18-000885 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:43:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLACKSTONE/GSO GLOBAL DYNAMIC CREDIT FEEDER FUND (CAYMAN) LP See All Filings	D/A	2018-04-10 16:42:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597367 Filed Document 0000950142-18-000884 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:42:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLACKSTONE/GSO EUROPEAN SENIOR LOAN USD FEEDER FUND (IRELAND) See All Filings	D/A	2018-04-10 16:41:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597362 Filed Document 0000950142-18-000883 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:41:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RED OAK MEDICINES INC. See All Filings	D	2018-04-10 16:41:13 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001735054 Filed Document 0001735054-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:41:13 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BLACKSTONE / GSO EUROPEAN SENIOR LOAN FUND See All Filings	D/A	2018-04-10 16:41:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548810 Filed Document 0000950142-18-000882 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:41:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLACKSTONE/GSO GLOBAL DYNAMIC CREDIT EUR FEEDER FUND (IRELAND) See All Filings	D/A	2018-04-10 16:39:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597548 Filed Document 0000950142-18-000881 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:39:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLACKSTONE / GSO GLOBAL DYNAMIC CREDIT USD FEEDER FUND (IRELAND) See All Filings	D/A	2018-04-10 16:39:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603995 Filed Document 0000950142-18-000880 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:39:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLACKSTONE / GSO GLOBAL DYNAMIC CREDIT GBP FEEDER FUND (IRELAND) See All Filings	D/A	2018-04-10 16:38:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615019 Filed Document 0000950142-18-000879 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:38:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alliance Surgery Center, LLC See All Filings	D	2018-04-10 16:36:04 UTC
Amount To Be Raised $12,500 Associated Brokers / Dealers N/A CIK Number 0001660476 Filed Document 0001660476-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:36:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Inverwood Private Opportunities Fund, L.P. See All Filings	D	2018-04-10 16:34:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001736546 Filed Document 0001736546-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:34:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MD INVESTMENT LLC See All Filings	D	2018-04-10 16:33:45 UTC
Amount To Be Raised $1,587,600 Associated Brokers / Dealers N/A CIK Number 0001423625 Filed Document 0001423625-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:33:45 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acuitas Long/Short Fund, LP See All Filings	D/A	2018-04-10 16:23:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001513210 Filed Document 0001513210-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:23:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eco-Stim Energy Solutions, Inc. See All Filings	D	2018-04-10 16:23:10 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001135657 Filed Document 0001493152-18-004982 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:23:10 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ENGINEERED PROPULSION SYSTEMS, INC. See All Filings	D	2018-04-10 16:22:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:22:20 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MD MANAGEMENT LLC See All Filings	D	2018-04-10 16:20:26 UTC
Amount To Be Raised $176,400 Associated Brokers / Dealers N/A CIK Number 0001423624 Filed Document 0001423624-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:20:26 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QUANTM.ONE INC See All Filings	D/A	2018-04-10 16:20:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735613 Filed Document 0001735613-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:20:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
California Safe Soil, LLC See All Filings	D	2018-04-10 16:19:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543189 Filed Document 0001543189-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:19:01 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TCI Real Estate Partners Fund III LP See All Filings	D	2018-04-10 16:17:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734711 Filed Document 0000902664-18-001896 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:17:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acuitas Emerging Markets Small Cap Fund, LP See All Filings	D/A	2018-04-10 16:17:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001633958 Filed Document 0001633958-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:17:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westfield Emerging Markets Small Cap Fund LP See All Filings	D/A	2018-04-10 16:16:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703678 Filed Document 0001140361-18-018013 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:16:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SeLux Diagnostics, Inc. See All Filings	D	2018-04-10 16:13:38 UTC
Amount To Be Raised $25,000,002 Associated Brokers / Dealers N/A CIK Number 0001736293 Filed Document 0001736293-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:13:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
M5 Real Estate LP See All Filings	D/A	2018-04-10 16:09:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637531 Filed Document 0001637531-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:09:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 95, LLC See All Filings	D/A	2018-04-10 16:09:19 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers North Capital Private Securities, Corp CIK Number 0001723855 Filed Document 0001723855-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:09:19 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
BioIQ, Inc. See All Filings	D	2018-04-10 16:07:41 UTC
Amount To Be Raised $26,499,990 Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001530880 Filed Document 0001140361-18-018008 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:07:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tracon Pharmaceuticals, Inc. See All Filings	D	2018-04-10 16:07:14 UTC
Amount To Be Raised $75,670,770 Associated Brokers / Dealers LifeSci Capital and Angel Pond Capital LLC CIK Number 0001394319 Filed Document 0001631338-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 16:07:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-CRK-18-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2018-04-10 15:59:24 UTC
Amount To Be Raised $233,000 Associated Brokers / Dealers N/A CIK Number 0001737014 Filed Document 0001737014-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 15:59:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlenStar O'Hare, LLC See All Filings	D	2018-04-10 15:58:14 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001736623 Filed Document 0001736623-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 15:58:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Don't Go Nuts Investment Company, LLC See All Filings	D	2018-04-10 15:58:06 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001733493 Filed Document 0001733493-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-10 15:58:06 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ECC Holdings, LLC See All Filings	D	2018-04-10 15:55:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001723911 Filed Document 0001042167-18-000038 Exclusions or Exemptions 506b Accepted Date 2018-04-10 15:55:07 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Savannah Airport Lodging, LLC See All Filings	D	2018-04-10 15:48:48 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001736747 Filed Document 0001736747-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 15:48:48 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
GREAT WEST LIFECO INC See All Filings	D/A	2018-04-10 15:47:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000850918 Filed Document 0001140361-18-017997 Exclusions or Exemptions 506b Accepted Date 2018-04-10 15:47:14 UTC Type of Offering D/A Industry Insurance Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Farmwise LLC See All Filings	D	2018-04-10 15:45:25 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001649685 Filed Document 0001649685-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-10 15:45:25 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SG Special Situations Fund L.P. See All Filings	D/A	2018-04-10 15:43:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAP USA, L.P. CIK Number 0001702392 Filed Document 0001702392-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 15:43:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREAT WEST LIFECO INC See All Filings	D/A	2018-04-10 15:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000850918 Filed Document 0001140361-18-017994 Exclusions or Exemptions 506b Accepted Date 2018-04-10 15:43:17 UTC Type of Offering D/A Industry Insurance Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Expel, Inc. See All Filings	D	2018-04-10 15:33:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001684049 Filed Document 0001684049-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-10 15:33:37 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity