Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Arena Special Opportunities Partners (Feeder) I, LP See All Filings	D	2020-02-20 14:48:11 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001798226 Filed Document 0001798226-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:48:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Wellington Focused Asia Equity, L.P. See All Filings	D/A	2020-02-20 14:42:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001757999 Filed Document 0000919574-20-001772 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:42:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Contingent Securities, L.P. See All Filings	D/A	2020-02-20 14:40:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001707933 Filed Document 0000919574-20-001771 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:40:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CNEX LABS, INC. See All Filings	D	2020-02-20 14:39:30 UTC
Amount To Be Raised $49,670,025 Associated Brokers / Dealers N/A CIK Number 0001610072 Filed Document 0001610072-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:39:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InterRad Medical, Inc. See All Filings	D/A	2020-02-20 14:38:37 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers LGB & CO. LIMITED CIK Number 0001504703 Filed Document 0001504703-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:38:37 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Wellington Durable Enterprises, L.P. See All Filings	D/A	2020-02-20 14:36:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001729067 Filed Document 0000919574-20-001766 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:36:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Select Quality Equity, L.P. See All Filings	D/A	2020-02-20 14:36:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001710233 Filed Document 0000919574-20-001765 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:36:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
1World Online, Inc. See All Filings	D/A	2020-02-20 14:32:44 UTC
Amount To Be Raised $8,475,104 Associated Brokers / Dealers N/A CIK Number 0001595734 Filed Document 0001461859-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-02-20 14:32:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Extended Horizons, L.P. See All Filings	D/A	2020-02-20 14:32:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001745125 Filed Document 0000919574-20-001762 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:32:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Induction Food Systems, Inc. See All Filings	D	2020-02-20 14:32:18 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001747547 Filed Document 0001747547-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:32:18 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
TerraTrue Inc. See All Filings	D	2020-02-20 14:28:05 UTC
Amount To Be Raised $4,595,385 Associated Brokers / Dealers N/A CIK Number 0001777626 Filed Document 0001777626-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:28:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wellington India Opportunities Fund, Ltd. See All Filings	D/A	2020-02-20 14:26:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001735287 Filed Document 0000919574-20-001759 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:26:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Testsigma Technologies, Inc. See All Filings	D	2020-02-20 14:23:21 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001803183 Filed Document 0001803183-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:23:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Empire Village at Camelback Park, LLC See All Filings	D	2020-02-20 14:22:14 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001804126 Filed Document 0001804126-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:22:14 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Wellington Tax Managed Bond Fund (Cayman), Ltd. See All Filings	D/A	2020-02-20 14:19:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001791142 Filed Document 0000919574-20-001757 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:19:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Riverview Holdings, LLC See All Filings	D/A	2020-02-20 14:17:14 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001768903 Filed Document 0001768903-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:17:14 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
MVP LS FUND CLIV LLC See All Filings	D	2020-02-20 14:16:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001802415 Filed Document 0001802415-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:16:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Heart of Rock & Roll Broadway Ltd Liability Co See All Filings	D/A	2020-02-20 14:11:15 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001768618 Filed Document 0001768618-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:11:15 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Funding-001 LLC See All Filings	D	2020-02-20 14:09:51 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001804127 Filed Document 0001804127-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-20 14:09:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Emine Capital Partners LP See All Filings	D	2020-02-20 14:09:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803534 Filed Document 0000935836-20-000162 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:09:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Technology Select Fund IX LLC See All Filings	D/A	2020-02-20 14:04:09 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001802232 Filed Document 0001213900-20-004388 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:04:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WebSafety, Inc. See All Filings	D	2020-02-20 14:04:01 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001388295 Filed Document 0001388295-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:04:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
GK Opportunity Zone Fund I, LLC See All Filings	D	2020-02-20 14:01:25 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001804104 Filed Document 0001804104-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:01:25 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
LiteIdeas, LLC See All Filings	D	2020-02-20 13:51:08 UTC
Amount To Be Raised $2,133,327 Associated Brokers / Dealers N/A CIK Number 0001570275 Filed Document 0001567619-20-004400 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:51:08 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
1480 Tremont Investors, LLC See All Filings	D	2020-02-20 13:51:03 UTC
Amount To Be Raised $20,790,000 Associated Brokers / Dealers N/A CIK Number 0001803508 Filed Document 0001803508-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:51:03 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
REF Topco, Inc. See All Filings	D	2020-02-20 13:50:02 UTC
Amount To Be Raised $4,384,000 Associated Brokers / Dealers N/A CIK Number 0001787117 Filed Document 0000950172-20-000038 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:50:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Private Investor Club Feeder Fund 1 LLC See All Filings	D/A	2020-02-20 13:47:35 UTC
Amount To Be Raised $4,844,000 Associated Brokers / Dealers N/A CIK Number 0001769536 Filed Document 0001769536-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-20 13:47:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CareView Communications Inc See All Filings	D	2020-02-20 13:46:01 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001377149 Filed Document 0001713695-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:46:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Highland View Horizon Fund I, LLC See All Filings	D	2020-02-20 13:45:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785358 Filed Document 0001785358-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:45:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEMOSHEAR THERAPEUTICS, LLC See All Filings	D	2020-02-20 13:42:37 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001442720 Filed Document 0001442720-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:42:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
SIGNET IWP LAKE NONA INVESTMENT, LLC See All Filings	D	2020-02-20 13:40:04 UTC
Amount To Be Raised $11,700,000 Associated Brokers / Dealers N/A CIK Number 0001804077 Filed Document 0001804077-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:40:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Drifty Co. See All Filings	D	2020-02-20 13:36:40 UTC
Amount To Be Raised $5,749,998 Associated Brokers / Dealers N/A CIK Number 0001602001 Filed Document 0001602001-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:36:40 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Evermore Global Opportunities Fund, L.P. See All Filings	D/A	2020-02-20 13:35:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC and Hollister Associates, LLC CIK Number 0001729152 Filed Document 0001729152-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:35:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silvercrest Villages #1, LLC See All Filings	D	2020-02-20 13:34:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001802849 Filed Document 0001640334-20-000368 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:34:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
COF III Offshore Feeder Fund, Ltd. See All Filings	D	2020-02-20 13:33:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Citi Private Advisory, LLC CIK Number 0001802847 Filed Document 0000950172-20-000037 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:33:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STA Fund I, a series of World Changing Ventures Syndicate, LP See All Filings	D	2020-02-20 13:32:09 UTC
Amount To Be Raised $79,513 Associated Brokers / Dealers N/A CIK Number 0001804110 Filed Document 0001804110-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:32:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BE Fund I, a series of Unpopular VC, LP See All Filings	D	2020-02-20 13:32:04 UTC
Amount To Be Raised $563,206 Associated Brokers / Dealers N/A CIK Number 0001804108 Filed Document 0001804108-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:32:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Claims Technologies, Inc. See All Filings	D	2020-02-20 13:31:36 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001804035 Filed Document 0001804035-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:31:36 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
IBCF IV OFFSHORE FEEDER FUND, LTD. See All Filings	D	2020-02-20 13:30:41 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Citigroup Global Markets Inc. and Citi Private Advisory, LLC CIK Number 0001802975 Filed Document 0000950172-20-000036 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:30:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WatrHub Inc. See All Filings	D	2020-02-20 13:30:26 UTC
Amount To Be Raised $780,397 Associated Brokers / Dealers N/A CIK Number 0001654314 Filed Document 0001654314-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:30:26 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Rand PE Fund I, L.P. See All Filings	D/A	2020-02-20 13:24:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660401 Filed Document 0001660401-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:24:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vista Foundation Fund IV-A, L.P. See All Filings	D	2020-02-20 13:19:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMPASS GROUP GLOBAL ADVISORS S.A, PRIVILEDGE CAPITAL SA, NEUBERGER BERMAN EAST ASIA LIMITED, and NEUBERGER BERMAN AUSTRALIA PTY LIMITED CIK Number 0001793387 Filed Document 0001793387-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:19:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vista Foundation Fund IV, L.P. See All Filings	D	2020-02-20 13:18:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMPASS GROUP GLOBAL ADVISORS S.A, PRIVILEDGE CAPITAL SA, NEUBERGER BERMAN EAST ASIA LIMITED, and NEUBERGER BERMAN AUSTRALIA PTY LIMITED CIK Number 0001793388 Filed Document 0001793388-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:18:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CS1031 Midwest Industrial, DST See All Filings	D	2020-02-20 13:16:48 UTC
Amount To Be Raised $9,200,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001804068 Filed Document 0001804068-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-20 13:16:48 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
RIsk Assure, LLC See All Filings	D	2020-02-20 13:15:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804040 Filed Document 0001804040-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:15:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Millrock Resources Inc See All Filings	D	2020-02-20 13:14:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409680 Filed Document 0001709409-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:14:28 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HERBL-SPV 3, LLC See All Filings	D	2020-02-20 13:12:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Luke Andrew Powell CIK Number 0001804038 Filed Document 0001804038-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:12:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Atlas IDF, LP See All Filings	D/A	2020-02-20 13:07:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660386 Filed Document 0001660386-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:07:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Benessere LLC See All Filings	D	2020-02-20 13:01:03 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001804078 Filed Document 0001804078-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:01:03 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
TREAD & BUTTER, INC. See All Filings	D	2020-02-20 13:00:20 UTC
Amount To Be Raised $335,000 Associated Brokers / Dealers N/A CIK Number 0001804008 Filed Document 0001804008-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-02-20 13:00:20 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity