Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Investment Partners, LLC - Alternative Yield Fund II See All Filings	D/A	2020-02-20 16:49:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703271 Filed Document 0001703271-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:49:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investment Partners, LLC - Alternative Yield Fund See All Filings	D/A	2020-02-20 16:46:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683594 Filed Document 0001683594-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:46:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nantucket Levered LLC See All Filings	D/A	2020-02-20 16:44:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001318160 Filed Document 0001318160-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CAUSEWAY INTERNATIONAL VALUE GROUP TRUST See All Filings	D/A	2020-02-20 16:41:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Paul O'Grady, Kevin Moutes, and Jerry MacDonald CIK Number 0001197407 Filed Document 0001507943-20-000022 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:41:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berkeley Research Group Holdings, LLC See All Filings	D	2020-02-20 16:40:41 UTC
Amount To Be Raised $2,085,308 Associated Brokers / Dealers N/A CIK Number 0001694201 Filed Document 0001694201-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:40:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Causeway International Opportunities Group Trust See All Filings	D/A	2020-02-20 16:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Paul O'Grady, Kevin Moutes, and Jerry MacDonald CIK Number 0001433532 Filed Document 0001507943-20-000021 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:40:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylete, Inc. See All Filings	1-A	2020-02-20 16:40:35 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001599738 Filed Document 0001683168-20-000547 Accepted Date 2020-02-20 16:40:35 UTC Type of Offering 1-A Industry APPAREL & OTHER FINISHD PRODS OF FABRICS & SIMILAR MATL Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $5,760,008 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Causeway Emerging Markets Group Trust See All Filings	D/A	2020-02-20 16:39:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Paul O'Grady, Kevin Moutes, and Jerry MacDonald CIK Number 0001635225 Filed Document 0001507943-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:39:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CANSORTIUM INC. See All Filings	D	2020-02-20 16:32:37 UTC
Amount To Be Raised $2,879,152 Associated Brokers / Dealers N/A CIK Number 0001758124 Filed Document 0001758124-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:32:37 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Spinnaker Fund LP See All Filings	D	2020-02-20 16:28:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570760 Filed Document 0001570760-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:28:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCIG Capital Ltd. See All Filings	D/A	2020-02-20 16:23:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730289 Filed Document 0001730289-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:23:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILLER GLOBAL FUND IX, L.P. See All Filings	D	2020-02-20 16:19:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001802233 Filed Document 0001802233-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:19:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Unite Parent Corp. See All Filings	D	2020-02-20 16:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772115 Filed Document 0001772115-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:16:30 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Felicitas Secondary Fund II Offshore, LP See All Filings	D	2020-02-20 16:11:21 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001796757 Filed Document 0001104659-20-023365 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:11:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unite Parent Corp. See All Filings	D	2020-02-20 16:11:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772115 Filed Document 0001772115-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:11:06 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TwinThread, Inc. See All Filings	D	2020-02-20 16:10:18 UTC
Amount To Be Raised $5,299,786 Associated Brokers / Dealers N/A CIK Number 0001745686 Filed Document 0001745686-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:10:18 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TwinThread, Inc. See All Filings	D/A	2020-02-20 16:07:06 UTC
Amount To Be Raised $3,799,971 Associated Brokers / Dealers N/A CIK Number 0001745686 Filed Document 0001745686-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:07:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Great Range Capital Fund II, L.P. See All Filings	D	2020-02-20 16:06:52 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sparring Partners Capital CIK Number 0001803402 Filed Document 0001803402-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:06:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Claire's Holdings LLC See All Filings	D	2020-02-20 16:05:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801956 Filed Document 0001801956-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:05:44 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
98 Gates Funding L.P. See All Filings	D	2020-02-20 15:57:19 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001803926 Filed Document 0001013594-20-000192 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:57:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Consumer Physics IV) L.P. See All Filings	D	2020-02-20 15:56:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609775 Filed Document 0001609775-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:56:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
61 N9 Funding L.P. See All Filings	D	2020-02-20 15:55:43 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001803924 Filed Document 0001013594-20-000191 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:55:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
179 Lott Funding L.P. See All Filings	D	2020-02-20 15:54:31 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001803923 Filed Document 0001013594-20-000190 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:54:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Abrams Capital Partners II, L.P. See All Filings	D/A	2020-02-20 15:52:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292420 Filed Document 0001567619-20-004435 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:52:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series X - Sciens Water Opportunities Fund LP, a Series of Green Square Private Investment Partners, LLC See All Filings	D/A	2020-02-20 15:51:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768524 Filed Document 0001768524-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:51:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Abrams Capital Partners I, L.P. See All Filings	D/A	2020-02-20 15:49:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292421 Filed Document 0001567619-20-004433 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:49:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StemSation International, Inc See All Filings	C/A	2020-02-20 15:46:45 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001398488 Filed Document 0001669191-20-000063 Accepted Date 2020-02-20 15:46:45 UTC Type of Offering C/A Security Offered Amount 200,000 Security Offered Type Common Stock State FLORIDA
Storii Global, Inc. See All Filings	D	2020-02-20 15:46:08 UTC
Amount To Be Raised $150 Associated Brokers / Dealers N/A CIK Number 0001804084 Filed Document 0001804084-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:46:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USRC Stephenville, LLC See All Filings	D	2020-02-20 15:43:27 UTC
Amount To Be Raised $405,140 Associated Brokers / Dealers N/A CIK Number 0001803978 Filed Document 0001803978-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:43:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gina Cucina Inc. See All Filings	D	2020-02-20 15:38:11 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001803942 Filed Document 0001803942-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:38:11 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Brickhouse Athletics LLC See All Filings	D	2020-02-20 15:35:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001801686 Filed Document 0001801686-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:35:29 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DCIG Capital LP See All Filings	D/A	2020-02-20 15:34:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729681 Filed Document 0001729681-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:34:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foothill Road, LP See All Filings	D/A	2020-02-20 15:30:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646636 Filed Document 0000935836-20-000164 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:30:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tola Capital Partners II, LP See All Filings	D	2020-02-20 15:28:35 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001801820 Filed Document 0001801820-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:28:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sixty West O4W Opportunity Fund, LLC See All Filings	D/A	2020-02-20 15:26:52 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers Patrick Capital Markets, LLC, Capulent LLC, Dempsey Lord Smith, LLC, Emerson Equity LLC, Center Street Securities, Inc., Centaurus Financial, Inc., Kalos Capital, Inc., Capital Investment Group, Inc., Purshe Kaplan Sterling Investments, and Cabot Lodge Securities CIK Number 0001767413 Filed Document 0001767413-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-02-20 15:26:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Guardian Medical USA, LLC See All Filings	D	2020-02-20 15:21:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001804001 Filed Document 0001804001-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:21:34 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Other
SunState Laboratories, Inc. See All Filings	C/A	2020-02-20 15:19:47 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,069,997 CIK Number 0001800204 Filed Document 0001670254-20-000134 Accepted Date 2020-02-20 15:19:47 UTC Type of Offering C/A Security Offered Amount 30,770 Security Offered Type Preferred Stock State COLORADO
Avation Medical, Inc. See All Filings	D	2020-02-20 15:15:25 UTC
Amount To Be Raised $19,512,646 Associated Brokers / Dealers N/A CIK Number 0001804142 Filed Document 0001804142-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:15:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Kioxia Holdings Corp See All Filings	D/A	2020-02-20 15:09:41 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001773708 Filed Document 0001773708-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:09:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business JAPAN Revenue or Assets Decline to Disclose Type of Security Equity
Artemis Vega Fund, L.P. See All Filings	D/A	2020-02-20 15:05:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536832 Filed Document 0001536832-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:05:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartSoda Holdings, Inc. See All Filings	C/A	2020-02-20 15:03:08 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001792706 Filed Document 0001665160-20-000143 Accepted Date 2020-02-20 15:03:08 UTC Type of Offering C/A Security Offered Amount 20,000 Security Offered Type Common Stock State OHIO
Flamingo Group Inc See All Filings	D	2020-02-20 15:03:04 UTC
Amount To Be Raised $1,328,628 Associated Brokers / Dealers N/A CIK Number 0001803880 Filed Document 0001803880-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:03:04 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Artemis Hedgehog & The Fox LP See All Filings	D/A	2020-02-20 15:01:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772099 Filed Document 0001772099-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:01:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellington Tax Managed Bond Fund, L.P. See All Filings	D/A	2020-02-20 15:00:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001791148 Filed Document 0000919574-20-001781 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:00:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Quantum Elements Development Inc See All Filings	D	2020-02-20 14:58:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001786916 Filed Document 0001786916-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:58:56 UTC Type of Offering D Industry Other Energy Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Unibui, Inc. See All Filings	D	2020-02-20 14:57:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001802913 Filed Document 0001802913-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:57:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Advantage Capital Holdings III, LLC See All Filings	D	2020-02-20 14:54:43 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers GROWTH CAPITAL SERVICES, INC. CIK Number 0001796773 Filed Document 0001796773-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:54:43 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Small Cap Discovery Fund, L.P. See All Filings	D/A	2020-02-20 14:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001780035 Filed Document 0000919574-20-001779 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:53:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Next Generation Vehicles Fund, L.P. See All Filings	D/A	2020-02-20 14:50:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. and J.P. Morgan Securities LLC CIK Number 0001754400 Filed Document 0000919574-20-001777 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:50:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Neurotez Inc. See All Filings	C/A	2020-02-20 14:50:03 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $500,000 CIK Number 0001725567 Filed Document 0001669191-20-000061 Accepted Date 2020-02-20 14:50:03 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State NEW JERSEY