Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pacific Light & Hologram, Inc. See All Filings	D	2018-04-11 16:41:38 UTC
Amount To Be Raised $6,999,999 Associated Brokers / Dealers N/A CIK Number 0001737076 Filed Document 0001737076-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:41:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clovis Point II, LP See All Filings	D	2018-04-11 16:38:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732896 Filed Document 0001732896-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:38:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ASP (Feeder) Private Credit Fund LP See All Filings	D/A	2018-04-11 16:31:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001701777 Filed Document 0001701777-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:31:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub Q4A LLC See All Filings	D	2018-04-11 16:31:02 UTC
Amount To Be Raised $163,200 Associated Brokers / Dealers N/A CIK Number 0001736424 Filed Document 0001736424-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:31:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street Private Credit Fund-B LP See All Filings	D/A	2018-04-11 16:26:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001701770 Filed Document 0001701770-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:26:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Memorial City Urgent Care, PLLC See All Filings	D	2018-04-11 16:24:20 UTC
Amount To Be Raised $350,200 Associated Brokers / Dealers N/A CIK Number 0001737240 Filed Document 0001654954-18-003817 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:24:20 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Adams Street Private Credit Fund-A LP See All Filings	D/A	2018-04-11 16:23:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001701752 Filed Document 0001701752-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:23:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rael Inc. See All Filings	D	2018-04-11 16:16:55 UTC
Amount To Be Raised $2,805,000 Associated Brokers / Dealers N/A CIK Number 0001737184 Filed Document 0001737184-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:16:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SkyBridge Opportunity Fund, Ltd. See All Filings	D/A	2018-04-11 16:13:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hastings Capital Group LLC CIK Number 0001638383 Filed Document 0000899140-18-000338 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:13:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LP Operating, LLC See All Filings	D	2018-04-11 16:11:32 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001564499 Filed Document 0001564499-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:11:32 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Investment Partners, LLC - Special Situations Fund See All Filings	D/A	2018-04-11 16:11:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674091 Filed Document 0001674091-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:11:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PBVMF 17 LLC See All Filings	D	2018-04-11 16:07:53 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001737040 Filed Document 0001737040-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:07:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Advanced Technology Select Fund IV LLC See All Filings	D/A	2018-04-11 16:07:17 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001722516 Filed Document 0001213900-18-004280 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:07:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KUSRP Holdings, Inc. See All Filings	D	2018-04-11 16:01:19 UTC
Amount To Be Raised $10,550,000 Associated Brokers / Dealers N/A CIK Number 0001732740 Filed Document 0001732740-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:01:19 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sigma Lithium Resources Inc. See All Filings	D	2018-04-11 16:00:47 UTC
Amount To Be Raised $465,180 Associated Brokers / Dealers National Bank of Canada Financial Inc. CIK Number 0001736935 Filed Document 0001062993-18-001596 Exclusions or Exemptions 506b Accepted Date 2018-04-11 16:00:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BEN, INC. See All Filings	D	2018-04-11 15:57:33 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001722167 Filed Document 0001722167-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:57:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Bay Point Capital Partners, LP See All Filings	D/A	2018-04-11 15:56:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stephen Fied and Richard Klitzberg CIK Number 0001569080 Filed Document 0001569080-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:56:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCW Direct Lending VII LLC See All Filings	D	2018-04-11 15:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001715933 Filed Document 0001715933-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:54:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WV Capital Partners Series, LLC See All Filings	D	2018-04-11 15:52:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736931 Filed Document 0001736931-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:52:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iguana Healthcare Master Fund, Ltd. See All Filings	D/A	2018-04-11 15:50:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537582 Filed Document 0001537582-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:50:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iguana Healthcare Partners, Ltd. See All Filings	D/A	2018-04-11 15:48:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480247 Filed Document 0001480247-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:48:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Iguana Healthcare Partners, L.P. See All Filings	D/A	2018-04-11 15:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gordian Investment Solutions, LLC and Park Hill Group LLC CIK Number 0001480085 Filed Document 0001480085-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:44:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holiday Terrace, LP See All Filings	D	2018-04-11 15:43:08 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001737141 Filed Document 0001737158-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:43:08 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Clinton Synergie Focused Levered Fund, L.P. See All Filings	D	2018-04-11 15:38:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736186 Filed Document 0001736186-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:38:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LPP-MFI, LLC See All Filings	D	2018-04-11 15:36:19 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001737162 Filed Document 0001737162-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:36:19 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RP - Alpha Tower, L.P. See All Filings	D	2018-04-11 15:34:13 UTC
Amount To Be Raised $5,828,017 Associated Brokers / Dealers N/A CIK Number 0001737187 Filed Document 0001737187-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:34:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JONAS PAUL EYEWEAR LLC See All Filings	D	2018-04-11 15:24:34 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001736403 Filed Document 0001736403-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:24:34 UTC Type of Offering D Industry Retailing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
MVP Opportunity Fund III LLC See All Filings	D/A	2018-04-11 15:23:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001706203 Filed Document 0001213900-18-004267 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:23:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grove at Renwick, LLC See All Filings	D	2018-04-11 15:22:23 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001737180 Filed Document 0001737158-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:22:23 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Legion Strategies, Ltd. See All Filings	D/A	2018-04-11 15:21:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., Stuart Portfolio Consultants , LP, Hastings Capital Group LLC, UBS Financial Services, Inc., and Wells Fargo Advisors, LLC CIK Number 0001547953 Filed Document 0000899140-18-000337 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:21:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TA Realty Core Property Fund PF-3, LP See All Filings	D	2018-04-11 15:17:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mitsubishi Jisho Investment Advisors, Inc. CIK Number 0001736414 Filed Document 0001736414-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:17:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Red Cedar Offshore Fund, Ltd See All Filings	D/A	2018-04-11 15:12:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703222 Filed Document 0001012975-18-000341 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:12:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Cedar Onshore Fund, LP See All Filings	D/A	2018-04-11 15:11:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703139 Filed Document 0001012975-18-000340 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:11:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
303 Battery LLC See All Filings	D	2018-04-11 15:11:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001737113 Filed Document 0001737113-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:11:14 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
TA Realty Core Property Fund PF-2, LP See All Filings	D	2018-04-11 15:11:05 UTC
Amount To Be Raised $518,832,682 Associated Brokers / Dealers N/A CIK Number 0001736415 Filed Document 0001736415-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:11:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Lane Market Street Opportunities Fund LP See All Filings	D/A	2018-04-11 15:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001703315 Filed Document 0001703315-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:10:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TA Realty Core Property Fund PF-1, LP See All Filings	D	2018-04-11 15:05:50 UTC
Amount To Be Raised $1,048,436,062 Associated Brokers / Dealers N/A CIK Number 0001736416 Filed Document 0001736416-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:05:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL144 See All Filings	D/A	2018-04-11 15:05:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Holdings Securities, Inc, and Summit Equities, Inc CIK Number 0001617300 Filed Document 0001617300-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:05:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PASSPORT SYSTEMS INC See All Filings	D/A	2018-04-11 15:02:28 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers NEF Limited CIK Number 0001267174 Filed Document 0001267174-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:02:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TA Realty Core Property Fund, LP See All Filings	D	2018-04-11 14:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mitsubishi Jisho Investment Advisors, Inc. CIK Number 0001736411 Filed Document 0001736411-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-11 14:58:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ATCL Productions, LLC See All Filings	D	2018-04-11 14:55:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001736861 Filed Document 0001736861-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 14:55:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Berkeley Lights, Inc. See All Filings	D	2018-04-11 14:50:39 UTC
Amount To Be Raised $75,000,003 Associated Brokers / Dealers N/A CIK Number 0001689657 Filed Document 0001689657-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 14:50:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - Burgundy Emerging Markets Series See All Filings	D/A	2018-04-11 14:50:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639560 Filed Document 0001639560-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 14:50:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arcadia Biosciences, Inc. See All Filings	D	2018-04-11 14:48:35 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers H.C. Wainwright & Co. LLC CIK Number 0001469443 Filed Document 0001469443-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 14:48:35 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Lerer Hippeau Ventures VI, LP See All Filings	D/A	2018-04-11 14:48:10 UTC
Amount To Be Raised $122,000,000 Associated Brokers / Dealers GCA Advisors, LLC CIK Number 0001725661 Filed Document 0001725661-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 14:48:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shearwater International Inc. See All Filings	D	2018-04-11 14:48:04 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001660002 Filed Document 0001660002-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 14:48:04 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - Bares Mid/Large Cap Series See All Filings	D/A	2018-04-11 14:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639559 Filed Document 0001639559-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 14:47:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATA RiskStation, LLC See All Filings	D	2018-04-11 14:39:00 UTC
Amount To Be Raised $2,575,000 Associated Brokers / Dealers N/A CIK Number 0001712326 Filed Document 0001315863-18-000333 Exclusions or Exemptions 506b Accepted Date 2018-04-11 14:39:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SoundFi Systems, LLC See All Filings	D/A	2018-04-11 14:34:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733737 Filed Document 0001733737-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 14:34:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Exponential Property Group VIII,LLC See All Filings	D	2018-04-11 14:29:52 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001737158 Filed Document 0001737158-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-11 14:29:52 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity