Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fund FG-USL, a series of Forge Investments, LLC See All Filings	D/A	2020-02-18 14:18:56 UTC
Amount To Be Raised $2,006,292 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001757532 Filed Document 0001797314-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-18 14:18:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Modo Labs, Inc. See All Filings	D	2020-02-18 14:18:23 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001491378 Filed Document 0001491378-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-18 14:18:23 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Teooh, Inc. See All Filings	D	2020-02-18 14:13:52 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001802096 Filed Document 0001802096-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-18 14:13:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
GigaIO Networks, Inc. See All Filings	D/A	2020-02-18 14:13:41 UTC
Amount To Be Raised $11,109,832 Associated Brokers / Dealers N/A CIK Number 0001741865 Filed Document 0001741865-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-18 14:13:41 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Choice Energy Holdings - III, LLC See All Filings	D/A	2020-02-18 14:13:33 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001752927 Filed Document 0001752927-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 14:13:33 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
PATHWAY RN CO-INVESTMENT FUND, L.L.C. See All Filings	D	2020-02-18 14:08:24 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001802714 Filed Document 0001802714-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 14:08:24 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Teooh, Inc. See All Filings	D	2020-02-18 14:05:50 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001802096 Filed Document 0001802096-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-18 14:05:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Fund FG-MBW, a series of Forge Investments LLC See All Filings	D/A	2020-02-18 14:05:27 UTC
Amount To Be Raised $7,388,004 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001764597 Filed Document 0001797314-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-18 14:05:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anyscale, Inc. See All Filings	D	2020-02-18 14:04:20 UTC
Amount To Be Raised $20,744,995 Associated Brokers / Dealers N/A CIK Number 0001785482 Filed Document 0001785482-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-18 14:04:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Galway Metals Inc. See All Filings	D	2020-02-18 14:03:01 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001605649 Filed Document 0001605649-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-18 14:03:01 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Realiste Fund I LP See All Filings	D/A	2020-02-18 14:01:28 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001768113 Filed Document 0001768113-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-18 14:01:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inbox Health Corp. See All Filings	D	2020-02-18 14:01:17 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001693862 Filed Document 0001693862-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 14:01:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DogDrop, Inc. See All Filings	D	2020-02-18 14:00:53 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001803586 Filed Document 0001803586-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-18 14:00:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GMI-SHJ, LP See All Filings	D	2020-02-18 13:58:10 UTC
Amount To Be Raised $4,647,059 Associated Brokers / Dealers Kenneth Harter, Michael Ihrie, Curtis J Jones, and George Hjorth CIK Number 0001800803 Filed Document 0001800803-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:58:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bioverge Funds, Foresight I, LLC See All Filings	D	2020-02-18 13:57:24 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers Bioverge Funds Management, LLC CIK Number 0001803774 Filed Document 0001803774-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:57:24 UTC Type of Offering D Industry Investing Principal Place of Business IDAHO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Teooh, Inc. See All Filings	D	2020-02-18 13:54:29 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001802096 Filed Document 0001802096-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:54:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
GREEN STREAM HOLDINGS INC. See All Filings	1-A/A	2020-02-18 13:52:35 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001437476 Filed Document 0001213900-20-004114 Accepted Date 2020-02-18 13:52:35 UTC Type of Offering 1-A/A Industry COGENERATION SERVICES & SMALL POWER PRODUCERS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Predicta, Inc. See All Filings	D	2020-02-18 13:50:49 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001750901 Filed Document 0001750901-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:50:49 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Free Market Music, LLC See All Filings	D	2020-02-18 13:45:31 UTC
Amount To Be Raised $802,872 Associated Brokers / Dealers N/A CIK Number 0001789217 Filed Document 0001789217-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:45:31 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
DEFENDRY, LLC See All Filings	D	2020-02-18 13:43:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001708810 Filed Document 0001708810-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:43:57 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Maggiore Fund I LP See All Filings	D/A	2020-02-18 13:42:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001402418 Filed Document 0001402418-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:42:40 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RoadSync, Inc. See All Filings	D	2020-02-18 13:41:48 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001720753 Filed Document 0001720753-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:41:48 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN GENERAL LIFE INSURANCE CO See All Filings	D/A	2020-02-18 13:40:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo and Benefit Finance Securities/Benefit Finance Partners CIK Number 0000005108 Filed Document 0000005108-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:40:11 UTC Type of Offering D/A Industry Insurance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Other
Simple Ledger, Inc. See All Filings	D	2020-02-18 13:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746992 Filed Document 0001746992-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:38:33 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Something Creative LLC See All Filings	D	2020-02-18 13:34:14 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001803740 Filed Document 0001803740-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:34:14 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Blumberg Capital V, L.P. See All Filings	D	2020-02-18 13:33:26 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001793615 Filed Document 0001793615-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:33:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERICAN GENERAL LIFE INSURANCE CO See All Filings	D/A	2020-02-18 13:32:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centaurus Financial, Lincoln Financial Advisors, M Holdings Securities, Manor House Capital LLC, Royal Alliance Associates, Inc., Stern Capital LLC, First Liberties Securities, Inc., Fieldpoint Private Securities, and Lion Street Financial CIK Number 0000005108 Filed Document 0000005108-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:32:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Other
HASelect-Waterford LLC See All Filings	D/A	2020-02-18 13:32:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James P. Gallagher, Jr. CIK Number 0001711574 Filed Document 0001711574-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:32:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 527 See All Filings	D	2020-02-18 13:28:05 UTC
Amount To Be Raised $641,366 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001797314 Filed Document 0001797314-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:28:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crofton TLS Fund, LLC See All Filings	D	2020-02-18 13:26:22 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001675486 Filed Document 0001675486-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:26:22 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Nuclein, LLC See All Filings	D	2020-02-18 13:23:54 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001787352 Filed Document 0001787352-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:23:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
PharmID, Inc. See All Filings	D/A	2020-02-18 13:19:40 UTC
Amount To Be Raised $4,999,996 Associated Brokers / Dealers N/A CIK Number 0001719289 Filed Document 0001719289-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:19:40 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HGIB Investment LP See All Filings	D	2020-02-18 13:14:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001803137 Filed Document 0001803137-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:14:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
East Bay Capital Portfolio I Fund IV, LP See All Filings	D	2020-02-18 13:14:28 UTC
Amount To Be Raised $5,052,362 Associated Brokers / Dealers n/a CIK Number 0001803714 Filed Document 0001803714-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:14:28 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Dataworkz, Inc. See All Filings	D	2020-02-18 13:09:54 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001803299 Filed Document 0001803299-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:09:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ASP Partners Leaders 2020 LP See All Filings	D	2020-02-18 13:07:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795644 Filed Document 0001792375-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-18 13:07:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
MotoRefi, Inc. See All Filings	D	2020-02-18 12:59:55 UTC
Amount To Be Raised $8,639,926 Associated Brokers / Dealers N/A CIK Number 0001771903 Filed Document 0001771903-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 12:59:55 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street Leaders Fund 2020 LP See All Filings	D	2020-02-18 12:57:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795643 Filed Document 0001792375-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-18 12:57:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Redmile Capital Offshore Fund, Ltd. See All Filings	D/A	2020-02-18 12:57:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001513079 Filed Document 0001513079-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-18 12:57:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Bar, Inc. See All Filings	D	2020-02-18 12:52:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001803733 Filed Document 0001803733-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 12:52:23 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Jones Lang LaSalle Income Property Trust, Inc. See All Filings	D/A	2020-02-18 12:51:26 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001314152 Filed Document 0001314152-20-000013 Exclusions or Exemptions 506c Accepted Date 2020-02-18 12:51:26 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Upperline Health, Inc. See All Filings	D	2020-02-18 12:46:00 UTC
Amount To Be Raised $11,030,827 Associated Brokers / Dealers N/A CIK Number 0001737725 Filed Document 0001737725-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 12:46:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PhysIQ, Inc. See All Filings	D/A	2020-02-18 12:42:25 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers n/a CIK Number 0001590451 Filed Document 0001590451-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 12:42:25 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Kelso X RSC Co-Investment, L.P. See All Filings	D	2020-02-18 12:41:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801683 Filed Document 0001801683-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-18 12:41:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASP Partners Venture Innovation III LP See All Filings	D	2020-02-18 12:36:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792374 Filed Document 0001792375-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-18 12:36:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Adams Street Venture Innovation Fund III LP See All Filings	D	2020-02-18 12:29:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792375 Filed Document 0001792375-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 12:29:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Shockwave Motors, Inc. See All Filings	C/A	2020-02-18 12:22:34 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $107,000 CIK Number 0001793576 Filed Document 0001669191-20-000059 Accepted Date 2020-02-18 12:22:34 UTC Type of Offering C/A Security Offered Amount 187 Security Offered Type Common Stock State TENNESSEE
Matterhorn Real Estate Fund, LLC See All Filings	D	2020-02-18 12:17:29 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001801369 Filed Document 0001801369-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-18 12:17:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Emerging Therapy Solutions, Inc. See All Filings	D	2020-02-18 12:05:05 UTC
Amount To Be Raised $2,982,403 Associated Brokers / Dealers N/A CIK Number 0001763532 Filed Document 0001615594-20-000014 Exclusions or Exemptions 506b Accepted Date 2020-02-18 12:05:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ATDL Opportunity Zone Fund I, LP See All Filings	D/A	2020-02-18 12:03:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Doug Marshall CIK Number 0001797145 Filed Document 0001797145-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-18 12:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity