Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Arrow Creek Partners, L.P. See All Filings	D/A	2020-02-24 11:23:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001549676 Filed Document 0000919574-20-001878 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:23:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Marcal Co-Invest LP See All Filings	D	2020-02-24 11:15:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803989 Filed Document 0001803989-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:15:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Iguazu Investors (Cayman), SPC See All Filings	D/A	2020-02-24 11:13:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001536914 Filed Document 0000919574-20-001876 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:13:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
High Haith Partners, L.P. See All Filings	D/A	2020-02-24 11:13:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001547120 Filed Document 0000919574-20-001875 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:13:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Iguazu Partners, L.P. See All Filings	D/A	2020-02-24 11:09:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001356998 Filed Document 0000919574-20-001872 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:09:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pagosa Partners, L.P. See All Filings	D/A	2020-02-24 11:09:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001539292 Filed Document 0000919574-20-001871 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:09:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Abacus Multi-Family Partners V LP See All Filings	D	2020-02-24 11:08:17 UTC
Amount To Be Raised $790,000,000 Associated Brokers / Dealers N/A CIK Number 0001803403 Filed Document 0000898432-20-000121 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:08:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hilltop Equity 2, LLC See All Filings	D	2020-02-24 11:07:07 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001804335 Filed Document 0001804335-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:07:07 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hazelbrook Partners, L.P. See All Filings	D/A	2020-02-24 11:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001107862 Filed Document 0000919574-20-001868 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:05:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hawkes Bay Partners, L.P. See All Filings	D/A	2020-02-24 11:02:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001390223 Filed Document 0000919574-20-001866 Exclusions or Exemptions 506b Accepted Date 2020-02-24 11:02:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Global Equity Absolute Return Partners, L.P. See All Filings	D/A	2020-02-24 10:57:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001566023 Filed Document 0000919574-20-001864 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:57:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pagosa Investors (Cayman), Ltd. See All Filings	D/A	2020-02-24 10:54:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001566700 Filed Document 0000919574-20-001862 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:54:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bay Pond Partners, L.P. See All Filings	D/A	2020-02-24 10:51:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0000936872 Filed Document 0000919574-20-001860 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:51:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tise Peak Investors (Cayman), Ltd. See All Filings	D/A	2020-02-24 10:48:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001536913 Filed Document 0000919574-20-001858 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:48:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Archipelago Partners, L.P. See All Filings	D/A	2020-02-24 10:45:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001143503 Filed Document 0000919574-20-001856 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:45:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tise Peak Partners, L.P. See All Filings	D/A	2020-02-24 10:43:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001523154 Filed Document 0000919574-20-001854 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:43:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Archipelago Holdings, Ltd. See All Filings	D/A	2020-02-24 10:41:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001456163 Filed Document 0000919574-20-001852 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:41:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Ithan Creek Investors (Cayman), Ltd. See All Filings	D/A	2020-02-24 10:37:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001438036 Filed Document 0000919574-20-001850 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:37:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
US Research Equity Extended Fund, L.P. See All Filings	D/A	2020-02-24 10:34:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001666361 Filed Document 0000919574-20-001848 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:34:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
North River Partners, L.P. See All Filings	D/A	2020-02-24 10:29:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc., Citigroup Global Markets Inc., and Citi Private Advisory, LLC CIK Number 0001006871 Filed Document 0000919574-20-001846 Exclusions or Exemptions 506b Accepted Date 2020-02-24 10:29:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MC 15 Preferred Equity LLC See All Filings	D	2020-02-24 10:00:40 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001673073 Filed Document 0001673073-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-24 10:00:40 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
EPQ LLC, AMTB PS See All Filings	D/A	2020-02-24 09:57:09 UTC
Amount To Be Raised $29,570,000 Associated Brokers / Dealers N/A CIK Number 0001788890 Filed Document 0001788890-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 09:57:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCI OZ Fund, LLC See All Filings	D	2020-02-24 09:47:23 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers none CIK Number 0001804125 Filed Document 0001804125-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 09:47:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
V'Ocean Investments Ltd. See All Filings	D/A	2020-02-24 09:42:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663683 Filed Document 0001663683-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 09:42:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KB Lava Ridge, DST See All Filings	D	2020-02-24 09:40:44 UTC
Amount To Be Raised $18,250,000 Associated Brokers / Dealers N/A CIK Number 0001804086 Filed Document 0001567619-20-004646 Exclusions or Exemptions 506c Accepted Date 2020-02-24 09:40:44 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RAM V Co-Invest LP See All Filings	D	2020-02-24 09:33:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802518 Filed Document 0000902664-20-001304 Exclusions or Exemptions 506b Accepted Date 2020-02-24 09:33:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sift Media, Inc. See All Filings	D	2020-02-24 09:28:31 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001663509 Filed Document 0001663509-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 09:28:31 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Specialized Multifamily Partners U.S. Fund I, L.P. See All Filings	D/A	2020-02-24 09:25:24 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers BTG Pactual US Capital LLC CIK Number 0001769240 Filed Document 0001769240-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 09:25:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ELEANOR HEALTH HOLDINGS, LLC See All Filings	D	2020-02-24 09:21:53 UTC
Amount To Be Raised $3,124,787 Associated Brokers / Dealers N/A CIK Number 0001783164 Filed Document 0001405086-20-000061 Exclusions or Exemptions 506b Accepted Date 2020-02-24 09:21:53 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
StoryMD Inc. See All Filings	D	2020-02-24 09:09:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001714533 Filed Document 0001714533-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 09:09:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Falkbuilt Ltd. See All Filings	D	2020-02-24 08:56:29 UTC
Amount To Be Raised $634,287 Associated Brokers / Dealers N/A CIK Number 0001773843 Filed Document 0001062993-20-001125 Exclusions or Exemptions 506b Accepted Date 2020-02-24 08:56:29 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
2179086 Alberta Ltd. See All Filings	D	2020-02-24 08:54:15 UTC
Amount To Be Raised $4,917 Associated Brokers / Dealers N/A CIK Number 0001773838 Filed Document 0001062993-20-001124 Exclusions or Exemptions 506b Accepted Date 2020-02-24 08:54:15 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CCI RE Fund, LLC See All Filings	D	2020-02-24 08:41:54 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers none CIK Number 0001804172 Filed Document 0001804172-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 08:41:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
MagNet Analytics, Inc. See All Filings	C	2020-02-21 20:38:33 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,069,993 CIK Number 0001800203 Filed Document 0001670254-20-000151 Accepted Date 2020-02-21 20:38:33 UTC Type of Offering C Security Offered Amount 9,804 Security Offered Type Preferred Stock State MASSACHUSETTS
Keystone Real Estate Lending Fund, L.P. See All Filings	D/A	2020-02-21 20:38:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sunbelt Securities, Inc., Crewe Capital, LLC, IBN Financial Services, Inc., and Reva Capital Markets, LLC CIK Number 0001652829 Filed Document 0001209191-20-011847 Exclusions or Exemptions 506b Accepted Date 2020-02-21 20:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRP Capital Partners V (B), LP See All Filings	D	2020-02-21 20:25:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804016 Filed Document 0001804016-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 20:25:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRONGHORN FF&E LP See All Filings	D/A	2020-02-21 20:18:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362713 Filed Document 0001104659-20-024033 Exclusions or Exemptions 506b Accepted Date 2020-02-21 20:18:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NICHOLAS INVESTMENT PARTNERS CONVERTIBLES FUND LP See All Filings	D/A	2020-02-21 20:16:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453588 Filed Document 0001104659-20-024032 Exclusions or Exemptions 506b Accepted Date 2020-02-21 20:16:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rialto CMBS Partners Fund, LP See All Filings	D	2020-02-21 20:16:26 UTC
Amount To Be Raised $124,500,000 Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001804303 Filed Document 0001804303-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 20:16:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NicHealth L.P. See All Filings	D/A	2020-02-21 20:12:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737714 Filed Document 0001104659-20-024030 Exclusions or Exemptions 506b Accepted Date 2020-02-21 20:12:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Entergage Inc. See All Filings	C	2020-02-21 20:08:21 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001802341 Filed Document 0001670254-20-000148 Accepted Date 2020-02-21 20:08:21 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State DELAWARE
Sokowatch Inc. See All Filings	D	2020-02-21 19:58:59 UTC
Amount To Be Raised $18,006,841 Associated Brokers / Dealers N/A CIK Number 0001746309 Filed Document 0001746309-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 19:58:59 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
GREEN STREAM HOLDINGS INC. See All Filings	1-A/A	2020-02-21 19:36:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001437476 Filed Document 0001213900-20-004534 Accepted Date 2020-02-21 19:36:56 UTC Type of Offering 1-A/A Industry COGENERATION SERVICES & SMALL POWER PRODUCERS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Asym Senior Haven LLC See All Filings	D	2020-02-21 19:34:16 UTC
Amount To Be Raised $2,060,000 Associated Brokers / Dealers N/A CIK Number 0001804087 Filed Document 0001683168-20-000559 Exclusions or Exemptions 506c Accepted Date 2020-02-21 19:34:16 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PV Rocket Lab I, LLC See All Filings	D	2020-02-21 19:18:21 UTC
Amount To Be Raised $6,231,500 Associated Brokers / Dealers N/A CIK Number 0001804364 Filed Document 0001804364-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 19:18:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Basil Street Cafe, Inc. See All Filings	D	2020-02-21 19:16:45 UTC
Amount To Be Raised $11,000,577 Associated Brokers / Dealers N/A CIK Number 0001804195 Filed Document 0001804195-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 19:16:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wild Technology, Inc. See All Filings	D/A	2020-02-21 19:11:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001731754 Filed Document 0001731754-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 19:11:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
VISEON, INC. See All Filings	D/A	2020-02-21 19:02:46 UTC
Amount To Be Raised $29,449,269 Associated Brokers / Dealers N/A CIK Number 0001802541 Filed Document 0001802541-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 19:02:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elodie Games, Inc. See All Filings	D	2020-02-21 18:46:17 UTC
Amount To Be Raised $5,099,998 Associated Brokers / Dealers N/A CIK Number 0001804297 Filed Document 0001804297-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 18:46:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Serface Care, Inc. See All Filings	D	2020-02-21 18:39:45 UTC
Amount To Be Raised $4,500,001 Associated Brokers / Dealers N/A CIK Number 0001729128 Filed Document 0001729128-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 18:39:45 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity