Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Storygize Inc. See All Filings	D/A	2018-04-17 14:36:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001671922 Filed Document 0001671922-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:36:49 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Falcon Point Global Communications & Technology Fund LP See All Filings	D/A	2018-04-17 14:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405390 Filed Document 0000935836-18-000225 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:36:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medikidz, Inc. See All Filings	D	2018-04-17 14:34:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001606628 Filed Document 0001013594-18-000311 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:34:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Energy Corp. See All Filings	D	2018-04-17 14:33:46 UTC
Amount To Be Raised $145,450 Associated Brokers / Dealers N/A CIK Number 0001737401 Filed Document 0001737401-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:33:46 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Point High Yield Fund LP See All Filings	D/A	2018-04-17 14:33:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404716 Filed Document 0000935836-18-000224 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:33:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logen Asset Management Offshore Fund Ltd. See All Filings	D/A	2018-04-17 14:32:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672317 Filed Document 0001672295-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:32:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MS Pace LP See All Filings	D	2018-04-17 14:32:46 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001737691 Filed Document 0001737691-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:32:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dwight Securities Fund Ltd. See All Filings	D	2018-04-17 14:30:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729150 Filed Document 0001729150-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:30:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Woodlands IL Investors LLC See All Filings	D	2018-04-17 14:27:57 UTC
Amount To Be Raised $10,875,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001737394 Filed Document 0001737394-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:27:57 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Falcon Point Long/Short Fund LP See All Filings	D/A	2018-04-17 14:26:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404706 Filed Document 0000935836-18-000223 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:26:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Point Long/Short Tax Exempt Fund, L.P. See All Filings	D/A	2018-04-17 14:25:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404708 Filed Document 0000935836-18-000222 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:25:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Point Long/Short Qualified Fund LP See All Filings	D/A	2018-04-17 14:23:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405387 Filed Document 0000935836-18-000221 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:23:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NANO-C INC See All Filings	D	2018-04-17 14:23:28 UTC
Amount To Be Raised $11,499,000 Associated Brokers / Dealers N/A CIK Number 0001350327 Filed Document 0001350327-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:23:28 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
East Fork Pottery, LLC See All Filings	D/A	2018-04-17 14:23:04 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001723756 Filed Document 0001461373-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:23:04 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CILB 2018, L.P. See All Filings	D	2018-04-17 14:16:19 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001737642 Filed Document 0001737642-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:16:19 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
KNERON, INC. See All Filings	D	2018-04-17 14:12:27 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001723421 Filed Document 0001723421-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:12:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kaarya LLC See All Filings	D	2018-04-17 14:11:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001737749 Filed Document 0001737749-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:11:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Grace Distilling, Inc. See All Filings	D	2018-04-17 14:04:57 UTC
Amount To Be Raised $396,250 Associated Brokers / Dealers N/A CIK Number 0001638307 Filed Document 0001638307-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:04:57 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
DFA Medici Associates LP See All Filings	D	2018-04-17 14:03:45 UTC
Amount To Be Raised $9,189,545 Associated Brokers / Dealers N/A CIK Number 0001737732 Filed Document 0001737732-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:03:45 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Logen Asset Management Partners L.P. See All Filings	D/A	2018-04-17 13:59:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672295 Filed Document 0001672295-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:59:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CenterSquare Global Real Estate Securities Fund, LP See All Filings	D/A	2018-04-17 13:49:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497832 Filed Document 0001497832-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:49:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
DiaMedica Therapeutics Inc. See All Filings	D	2018-04-17 13:46:17 UTC
Amount To Be Raised $344,348 Associated Brokers / Dealers N/A CIK Number 0001401040 Filed Document 0001140361-18-018770 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:46:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Vol Capital, LP See All Filings	D	2018-04-17 13:44:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737093 Filed Document 0001737093-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:44:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 38 See All Filings	D/A	2018-04-17 13:43:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company and Creative Financial Concepts, LLC CIK Number 0001260017 Filed Document 0001260017-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:43:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Notable Systems, Inc. See All Filings	D/A	2018-04-17 13:39:21 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001677555 Filed Document 0001677555-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:39:21 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Houndstooth Capital Partners, LP See All Filings	D/A	2018-04-17 13:35:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582972 Filed Document 0001582972-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:35:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALQ Gold Corp. See All Filings	D	2018-04-17 13:32:52 UTC
Amount To Be Raised $718,776 Associated Brokers / Dealers PI Financial (US) Corp CIK Number 0001733046 Filed Document 0001733046-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:32:52 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Dwight Bridge Fund LLC See All Filings	D	2018-04-17 13:32:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729201 Filed Document 0001729201-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:32:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meow Wolf, Inc. See All Filings	D	2018-04-17 13:30:18 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001694455 Filed Document 0001694455-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:30:18 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
Origin Protocol, Inc. See All Filings	D	2018-04-17 13:25:29 UTC
Amount To Be Raised $28,505,763 Associated Brokers / Dealers N/A CIK Number 0001724266 Filed Document 0001724266-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:25:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Raydiant Oximetry, Inc. See All Filings	D	2018-04-17 13:23:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001737709 Filed Document 0001737709-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:23:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Revolution Insurance Technologies, Inc. See All Filings	D	2018-04-17 13:18:24 UTC
Amount To Be Raised $1,876,253 Associated Brokers / Dealers N/A CIK Number 0001671717 Filed Document 0001671717-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:18:24 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TCM Dulaney LLC See All Filings	D	2018-04-17 13:10:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737735 Filed Document 0001737735-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:10:36 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
RSG-IIA Tech Holdings, LLC See All Filings	D	2018-04-17 13:08:29 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001737578 Filed Document 0001737578-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:08:29 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SDP Opportunities Fund, L.P. See All Filings	D	2018-04-17 13:03:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737703 Filed Document 0001737703-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:03:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARMA Therapeutics Inc. See All Filings	D/A	2018-04-17 12:52:02 UTC
Amount To Be Raised $3,851,972 Associated Brokers / Dealers N/A CIK Number 0001708649 Filed Document 0001708649-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:52:02 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Dynepic, Inc. See All Filings	D/A	2018-04-17 12:50:38 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001624499 Filed Document 0001624499-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:50:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
DIXIE BRANDS, INC. See All Filings	D	2018-04-17 12:42:24 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001610233 Filed Document 0001610233-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:42:24 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Silverback Opportunistic Credit Fund Ltd. See All Filings	D/A	2018-04-17 12:40:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001469490 Filed Document 0000919574-18-003081 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:40:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SILVERBACK OPPORTUNISTIC CREDIT FUND LLC See All Filings	D/A	2018-04-17 12:34:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001439467 Filed Document 0000919574-18-003079 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:34:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Weiss Alpha Balanced Risk Fund (Cayman) Ltd. See All Filings	D/A	2018-04-17 12:12:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639615 Filed Document 0000919574-18-003077 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:12:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CROSSFIRST BANKSHARES, INC. See All Filings	D	2018-04-17 12:05:05 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001458412 Filed Document 0001014108-18-000088 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:05:05 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Weiss Alpha Balanced Risk Fund LLC See All Filings	D/A	2018-04-17 12:03:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639607 Filed Document 0000919574-18-003075 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:03:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Naya 1740 Fund Ltd See All Filings	D/A	2018-04-17 11:56:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573847 Filed Document 0000902664-18-001954 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:56:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resolute Venture Partners I, LP See All Filings	D/A	2018-04-17 11:55:12 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001694303 Filed Document 0001209191-18-025120 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:55:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BDS Analytics, Inc. See All Filings	D	2018-04-17 11:52:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001654638 Filed Document 0001654638-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:52:48 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ownbackup Ltd See All Filings	D	2018-04-17 11:52:35 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers N/A CIK Number 0001665405 Filed Document 0001213900-18-004565 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:52:35 UTC Type of Offering D Industry Computers Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Ledger Holdings Inc. See All Filings	D/A	2018-04-17 11:51:36 UTC
Amount To Be Raised $20,765,154 Associated Brokers / Dealers N/A CIK Number 0001596252 Filed Document 0001596252-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:51:36 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
M/C Partners VIII, L.P. See All Filings	D	2018-04-17 11:49:31 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001736288 Filed Document 0001140361-18-018741 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:49:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GPIncome Offshore, Ltd. See All Filings	D/A	2018-04-17 11:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703475 Filed Document 0001670607-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:42:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund