Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Prelude Structured Alternatives Offshore, Ltd. See All Filings	D	2020-02-24 19:39:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804073 Filed Document 0001804073-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 19:39:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vesta Hospitality Fund II, LLC See All Filings	D/A	2020-02-24 19:32:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001746030 Filed Document 0001746030-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-24 19:32:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
IngeniousIO, Inc. See All Filings	D	2020-02-24 19:23:12 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001749743 Filed Document 0001749743-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 19:23:12 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Prelude Structured Alternatives Master Fund, LP See All Filings	D	2020-02-24 19:22:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804133 Filed Document 0001804133-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 19:22:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tacit Capital Fund, LP - Series Vet SPV 3 See All Filings	D	2020-02-24 19:09:24 UTC
Amount To Be Raised $1,404,000 Associated Brokers / Dealers N/A CIK Number 0001802296 Filed Document 0001802296-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 19:09:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prelude Structured Alternatives Fund, LP See All Filings	D	2020-02-24 18:59:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804129 Filed Document 0001804129-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 18:59:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BioPlx, Inc. See All Filings	D	2020-02-24 18:57:43 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001681636 Filed Document 0001681636-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 18:57:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
MITOSENSE, INC. See All Filings	D	2020-02-24 18:35:39 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001804492 Filed Document 0001804492-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 18:35:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
FRANKLIN STREET PARTNERS MANAGER OF MANAGERS LLC II See All Filings	D	2020-02-24 18:24:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459296 Filed Document 0001459297-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 18:24:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Skinz Inc See All Filings	C	2020-02-24 18:22:39 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001795715 Filed Document 0001665160-20-000155 Accepted Date 2020-02-24 18:22:39 UTC Type of Offering C Security Offered Amount 5,000 Security Offered Type Common Stock State WYOMING
Partners Group Direct Infrastructure 2020 (USD) A,L.P. See All Filings	D	2020-02-24 18:15:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790147 Filed Document 0001790147-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 18:15:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Noble Path Offshore Ltd See All Filings	D	2020-02-24 18:15:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800401 Filed Document 0001315863-20-000229 Exclusions or Exemptions 506b Accepted Date 2020-02-24 18:15:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FRANKLIN STREET PARTNERS MANAGER OF MANAGERS LLC I See All Filings	D	2020-02-24 18:13:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459297 Filed Document 0001459297-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 18:13:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Noble Path Onshore LP See All Filings	D	2020-02-24 18:12:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800694 Filed Document 0001315863-20-000228 Exclusions or Exemptions 506b Accepted Date 2020-02-24 18:12:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fund III, a series of Stellar Capital Investments, LP See All Filings	D	2020-02-24 18:10:28 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001804504 Filed Document 0001804504-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 18:10:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Masterworks 006, LLC See All Filings	1-A	2020-02-24 18:06:43 UTC
Amount To Be Raised $5,688,400 Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001800977 Filed Document 0001493152-20-002904 Accepted Date 2020-02-24 18:06:43 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Partners Group Secondary 2020 (USD) A,L.P. See All Filings	D	2020-02-24 18:02:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790148 Filed Document 0001790148-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 18:02:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Group Secondary 2020 (USD) C-I, L.P. See All Filings	D	2020-02-24 17:42:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789762 Filed Document 0001789762-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:42:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CL Fund I, a series of GTP AL, LP See All Filings	D	2020-02-24 17:40:29 UTC
Amount To Be Raised $683,500 Associated Brokers / Dealers N/A CIK Number 0001804505 Filed Document 0001804505-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:40:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STAQ Pharma, Inc. See All Filings	D/A	2020-02-24 17:38:50 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001722397 Filed Document 0001796430-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:38:50 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mid Europa Fund V LP See All Filings	D/A	2020-02-24 17:30:59 UTC
Amount To Be Raised $567,850,000 Associated Brokers / Dealers MVision Private Equity Advisers Limited and MVision Private Equity Advisers USA LLC CIK Number 0001744758 Filed Document 0001744758-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:30:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
River Oaks Shopping Center, LLC See All Filings	D	2020-02-24 17:28:30 UTC
Amount To Be Raised $3,902,938 Associated Brokers / Dealers N/A CIK Number 0001804019 Filed Document 0001804019-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:28:30 UTC Type of Offering D Industry Commercial Principal Place of Business LOUISIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Phio Pharmaceuticals Corp. See All Filings	D	2020-02-24 17:27:13 UTC
Amount To Be Raised $1,903,128 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001533040 Filed Document 0001683168-20-000567 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:27:13 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Arroyo Energy Investors Fund III, L.P. See All Filings	D/A	2020-02-24 17:24:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FirstPoint Equity Capital Ltd. CIK Number 0001769466 Filed Document 0001769466-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:24:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Servco FMIC FOF, LP See All Filings	D	2020-02-24 17:17:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804214 Filed Document 0001567619-20-004700 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:17:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Tiger Pacific Offshore Fund Ltd. See All Filings	D/A	2020-02-24 17:17:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569465 Filed Document 0001315863-20-000227 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:17:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Genies, Inc. See All Filings	D/A	2020-02-24 17:15:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001560253 Filed Document 0001560253-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:15:29 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tiger Pacific Domestic Fund LP See All Filings	D/A	2020-02-24 17:13:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569462 Filed Document 0001315863-20-000226 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:13:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Ascent News LLC See All Filings	D	2020-02-24 17:08:36 UTC
Amount To Be Raised $3,460,000 Associated Brokers / Dealers Alpha Ascent Advisors (America) LLC CIK Number 0001760562 Filed Document 0001760562-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:08:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Assure Holdings Corp. See All Filings	D/A	2020-02-24 17:04:01 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001798270 Filed Document 0001798270-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:04:01 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Once Upon a Farm, LLC See All Filings	D	2020-02-24 17:03:37 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001696556 Filed Document 0000898432-20-000123 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:03:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RubiconMD, Inc. See All Filings	D	2020-02-24 17:03:35 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001804151 Filed Document 0001804151-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:03:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Irving Resources Inc. See All Filings	D	2020-02-24 17:02:17 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001666782 Filed Document 0001666782-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-24 17:02:17 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Clean Beauty for All, Inc. See All Filings	D	2020-02-24 16:53:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770642 Filed Document 0001770642-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:53:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Veltrav LLC See All Filings	C	2020-02-24 16:53:17 UTC
Financial Interest The intermediary will receive a number of Crowd Notes of the issuer that is equal to two percent (2.0%) of the total number of Securities sold by the issuer in the Offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $107,000 CIK Number 0001801721 Filed Document 0001801721-20-000001 Accepted Date 2020-02-24 16:53:17 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
Quiet Growth II, LP See All Filings	D	2020-02-24 16:43:55 UTC
Amount To Be Raised $36,655,000 Associated Brokers / Dealers N/A CIK Number 0001800720 Filed Document 0001802300-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:43:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkyKnight Income II, LLC See All Filings	D/A	2020-02-24 16:41:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753784 Filed Document 0001753784-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:41:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newbury Equity Partners V (Cayman) L.P. See All Filings	D/A	2020-02-24 16:33:07 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers Finanzas y Negocios Servicios Financieros Limitada CIK Number 0001778978 Filed Document 0001779179-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:33:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Inspira Holdings LLC See All Filings	D	2020-02-24 16:32:13 UTC
Amount To Be Raised $1,270,000 Associated Brokers / Dealers N/A CIK Number 0001804418 Filed Document 0001804418-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-24 16:32:13 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Newbury Equity Partners V L.P. See All Filings	D/A	2020-02-24 16:29:59 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers Finanzas y Negocios Servicios Financieros Limitada CIK Number 0001779179 Filed Document 0001779179-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:29:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NexPoint Flamingo DST See All Filings	D	2020-02-24 16:22:51 UTC
Amount To Be Raised $58,277,704 Associated Brokers / Dealers Stax Capital and Lightpath Capital, Inc. CIK Number 0001804003 Filed Document 0001804003-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:22:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tapestry Management Services, Inc. See All Filings	D	2020-02-24 16:21:42 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers CoView Capital Inc. CIK Number 0001804394 Filed Document 0001515971-20-000037 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:21:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Austin Cocktails Investments, LLC See All Filings	D	2020-02-24 16:21:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001744832 Filed Document 0001744832-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:21:35 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BRILLOUIN ENERGY CORP. See All Filings	D	2020-02-24 16:15:15 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001551228 Filed Document 0001551228-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-24 16:15:15 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Harbert Infrastructure Fund VI, LP See All Filings	D	2020-02-24 16:14:16 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001803371 Filed Document 0001803371-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:14:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Servco Pacific FMIC Holdings, LP See All Filings	D	2020-02-24 16:02:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804188 Filed Document 0001567619-20-004681 Exclusions or Exemptions 506b Accepted Date 2020-02-24 16:02:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Virgo Transverse Core LLC See All Filings	D	2020-02-24 15:52:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802819 Filed Document 0000919574-20-001887 Exclusions or Exemptions 506b Accepted Date 2020-02-24 15:52:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Upper Row LLC See All Filings	C/A	2020-02-24 15:44:00 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $25,000 CIK Number 0001802485 Filed Document 0001802485-20-000002 Accepted Date 2020-02-24 15:44:00 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MICHIGAN
DCP 9901 EAST VALLEY RANCH, LLC See All Filings	D	2020-02-24 15:39:43 UTC
Amount To Be Raised $4,450,000 Associated Brokers / Dealers N/A CIK Number 0001799202 Filed Document 0001799202-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-24 15:39:43 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MH Ventures 2019-1, LLC See All Filings	D/A	2020-02-24 15:38:52 UTC
Amount To Be Raised $24,770,000 Associated Brokers / Dealers Inland Securities Corporation, Independence Capital Co., Inc., Hantz Financial Services, Inc., American Investors Company, Cambridge Investment Research, Inc., Crown Capital Securities, L.P., Arkadios Capital, and Great Point Capital LLC CIK Number 0001777188 Filed Document 0001777188-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-24 15:38:52 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity