Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Drivezy, Inc. See All Filings	D	2018-04-17 18:11:04 UTC
Amount To Be Raised $7,802,629 Associated Brokers / Dealers N/A CIK Number 0001735171 Filed Document 0001735171-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 18:11:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SH Ventures I, LLC See All Filings	D/A	2018-04-17 18:09:13 UTC
Amount To Be Raised $412,500 Associated Brokers / Dealers N/A CIK Number 0001701652 Filed Document 0001724989-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 18:09:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Downstream Impact Inc. See All Filings	D	2018-04-17 18:08:30 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001737594 Filed Document 0001737594-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 18:08:30 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GS&A Resource Fund See All Filings	D/A	2018-04-17 18:06:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573903 Filed Document 0001706414-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 18:06:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A GLOBAL SPECIAL SITUATIONS FUND See All Filings	D/A	2018-04-17 18:01:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706414 Filed Document 0001706414-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 18:01:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BEAR CREEK PRODUCTS 2018-1 (CNI), LLLP See All Filings	D	2018-04-17 17:55:11 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001737172 Filed Document 0001737172-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 17:55:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OT Microbiome Fund II, LLC See All Filings	D/A	2018-04-17 17:54:54 UTC
Amount To Be Raised $1,817,773 Associated Brokers / Dealers N/A CIK Number 0001724989 Filed Document 0001724989-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 17:54:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eikonizo Therapeutics, Inc. See All Filings	D	2018-04-17 17:29:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001735756 Filed Document 0001735756-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 17:29:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SCF-IX, L.P. See All Filings	D	2018-04-17 17:20:45 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers N/A CIK Number 0001735941 Filed Document 0001735941-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 17:20:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunshine Go, Inc. See All Filings	D	2018-04-17 17:15:17 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Not Applicable CIK Number 0001732714 Filed Document 0001732714-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 17:15:17 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
M1 Holdings Inc. See All Filings	D	2018-04-17 17:14:45 UTC
Amount To Be Raised $11,224,883 Associated Brokers / Dealers N/A CIK Number 0001737492 Filed Document 0001737492-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 17:14:45 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Slalom Investments, LP See All Filings	D	2018-04-17 17:09:23 UTC
Amount To Be Raised $6,975,000 Associated Brokers / Dealers N/A CIK Number 0001574364 Filed Document 0001574364-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 17:09:23 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KleerMail Corp See All Filings	D/A	2018-04-17 17:04:46 UTC
Amount To Be Raised $8,275,000 Associated Brokers / Dealers N/A CIK Number 0001591293 Filed Document 0001591293-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 17:04:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PA Co-Investment Fund III (Offshore), L.P. See All Filings	D/A	2018-04-17 17:03:00 UTC
Amount To Be Raised $96,000,000 Associated Brokers / Dealers LYTTON FINANCIAL INC. CIK Number 0001714769 Filed Document 0001714769-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 17:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PA Co-Investment Fund III, L.P. See All Filings	D/A	2018-04-17 17:01:17 UTC
Amount To Be Raised $302,646,420 Associated Brokers / Dealers EQUUS FINANCIAL CONSULTING LLC CIK Number 0001714771 Filed Document 0001714771-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 17:01:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Spyglass Capital Management LLC See All Filings	D/A	2018-04-17 16:58:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654344 Filed Document 0001562555-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:58:27 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Suncrest USA, Inc. See All Filings	D	2018-04-17 16:57:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001581948 Filed Document 0001581948-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:57:23 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Slalom Investments, LP See All Filings	D	2018-04-17 16:54:52 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574364 Filed Document 0001574364-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:54:52 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CMC 6 Ashton Pointe, LLC See All Filings	D	2018-04-17 16:44:30 UTC
Amount To Be Raised $7,345,000 Associated Brokers / Dealers N/A CIK Number 0001737797 Filed Document 0001737797-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:44:30 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Virage Recovery Fund LP See All Filings	D	2018-04-17 16:42:31 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001732503 Filed Document 0001315863-18-000347 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:42:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Power 5 Conference Student Housing I, DST See All Filings	D/A	2018-04-17 16:32:04 UTC
Amount To Be Raised $59,200,000 Associated Brokers / Dealers Great Point Capital, LLC, Independent Financial Group, LLC, Capital Financial Services, Inc., Galt Financial Group, inc., Wealthforge Securities, LLC, Crown Capital Securities, L.P., Investacorp, Inc., Vanderbilt Securities, LLC, Sandlapper Securities, LLC, and McDermott Investment Services, LLC CIK Number 0001733016 Filed Document 0001733016-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:32:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kailos Genetics, Inc. See All Filings	D	2018-04-17 16:25:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001503871 Filed Document 0001503871-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:25:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
CulturSys, Inc. See All Filings	D	2018-04-17 16:20:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001737429 Filed Document 0001737429-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:20:27 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Ionic Capital I Trust See All Filings	D	2018-04-17 16:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737525 Filed Document 0001737525-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:18:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KWK PARTNERS LP See All Filings	D/A	2018-04-17 16:17:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David R. Sanchez, George W. MacLeod II, and Amity Investment Management CIK Number 0001460406 Filed Document 0001460406-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:17:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POWERREVIEWS INC See All Filings	D	2018-04-17 16:16:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347314 Filed Document 0001347314-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:16:36 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Parsley Health, Inc. See All Filings	D	2018-04-17 16:15:52 UTC
Amount To Be Raised $12,807,094 Associated Brokers / Dealers N/A CIK Number 0001676665 Filed Document 0000905718-18-000397 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:15:52 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blacktail Capital, LP See All Filings	D	2018-04-17 16:11:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001736872 Filed Document 0001736872-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:11:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$1 - $5,000,000 Type of Security Equity
FNY Partners Fund LP See All Filings	D	2018-04-17 16:10:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563794 Filed Document 0001563794-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:10:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
World Pro Ski Tour See All Filings	D/A	2018-04-17 16:07:30 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers None CIK Number 0001711910 Filed Document 0001711910-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:07:30 UTC Type of Offering D/A Industry Other Principal Place of Business MAINE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Thrombolex, Inc. See All Filings	D/A	2018-04-17 16:05:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703764 Filed Document 0001703764-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:05:19 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Bridge Financial Technology Inc. See All Filings	D/A	2018-04-17 16:03:35 UTC
Amount To Be Raised $796,600 Associated Brokers / Dealers N/A CIK Number 0001674197 Filed Document 0001674197-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:03:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SLK Venture Capital Fund I LLC See All Filings	D	2018-04-17 16:02:42 UTC
Amount To Be Raised $24,500,000 Associated Brokers / Dealers N/A CIK Number 0001736732 Filed Document 0001736732-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:02:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FNY Holdings, LLC See All Filings	D	2018-04-17 15:56:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735396 Filed Document 0001735396-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:56:10 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 26 See All Filings	D/A	2018-04-17 15:54:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC, Kestra Investment Services, LLC, Kestra Investment Services, LLC, and Lombard International Distribution Company CIK Number 0001259799 Filed Document 0001259799-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:54:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuraly, Inc. See All Filings	D	2018-04-17 15:54:40 UTC
Amount To Be Raised $10,447,685 Associated Brokers / Dealers N/A CIK Number 0001692816 Filed Document 0001692816-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:54:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
FNY Holdings, LLC See All Filings	D	2018-04-17 15:50:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735396 Filed Document 0001735396-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:50:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KWK Merger Arbitrage Fund LP See All Filings	D	2018-04-17 15:49:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David R. Sanchez and George W. MacLeod II CIK Number 0001548317 Filed Document 0001460406-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:49:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon Partners Participation, L.P. See All Filings	D/A	2018-04-17 15:48:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598855 Filed Document 0001598855-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:48:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOOR Ventures Inc. See All Filings	D	2018-04-17 15:47:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001708611 Filed Document 0001708611-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:47:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
FNY GP LLC See All Filings	D	2018-04-17 15:42:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735389 Filed Document 0001735389-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:42:05 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KWK Partners Offshore, Ltd. See All Filings	D	2018-04-17 15:36:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David R. Sanchez and George W. MacLeod II CIK Number 0001490077 Filed Document 0001460406-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:36:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FNY GP LLC See All Filings	D	2018-04-17 15:34:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735389 Filed Document 0001735389-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:34:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 116 See All Filings	D/A	2018-04-17 15:28:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514699 Filed Document 0001514699-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:28:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon Access (ERISA), L.P. See All Filings	D/A	2018-04-17 15:26:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pantheon Securities, LLC CIK Number 0001699082 Filed Document 0001699082-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:26:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA131 See All Filings	D/A	2018-04-17 15:26:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC and Lombard International Distribution Company CIK Number 0001648125 Filed Document 0001648125-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:26:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HANSEN ENGINE CORP See All Filings	D	2018-04-17 15:20:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000762433 Filed Document 0000762433-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:20:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FJM Private Mortgage Fund, LLC See All Filings	D/A	2018-04-17 15:19:05 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001578832 Filed Document 0001578832-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:19:05 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Excel Buena Park II L.P. See All Filings	D/A	2018-04-17 15:18:31 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001728059 Filed Document 0001728059-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:18:31 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
North America Home Finance Inc. See All Filings	D	2018-04-17 15:13:22 UTC
Amount To Be Raised $40,136 Associated Brokers / Dealers N/A CIK Number 0001737384 Filed Document 0001737384-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:13:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity