Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
L&B Onshore Fund LP See All Filings	D/A	2020-02-20 08:22:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Inc. CIK Number 0001442391 Filed Document 0000902664-20-001256 Exclusions or Exemptions 506b Accepted Date 2020-02-20 08:22:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tontine Capital Partners II, L.P. See All Filings	D/A	2020-02-20 07:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479441 Filed Document 0000902664-20-001255 Exclusions or Exemptions 506b Accepted Date 2020-02-20 07:18:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Afficiency Inc. See All Filings	D	2020-02-19 21:38:58 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001803936 Filed Document 0001803936-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 21:38:58 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LLJ Hotel Ventures 10, LLC See All Filings	D	2020-02-19 21:04:32 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001803406 Filed Document 0001683168-20-000538 Exclusions or Exemptions 506b Accepted Date 2020-02-19 21:04:32 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pollen Systems Corp See All Filings	D	2020-02-19 20:53:28 UTC
Amount To Be Raised $2,140,000 Associated Brokers / Dealers N/A CIK Number 0001774705 Filed Document 0001774705-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 20:53:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Metalmark Innovations, Inc. See All Filings	D	2020-02-19 20:47:07 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001803918 Filed Document 0001803918-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 20:47:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Plume Design, Inc. See All Filings	D/A	2020-02-19 20:28:05 UTC
Amount To Be Raised $77,857,612 Associated Brokers / Dealers N/A CIK Number 0001664759 Filed Document 0001664759-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-19 20:28:05 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ISH FUND, LP See All Filings	D/A	2020-02-19 20:04:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762038 Filed Document 0001104659-20-022972 Exclusions or Exemptions 506b Accepted Date 2020-02-19 20:04:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Partnerships Impact-First Development Fund, LLC See All Filings	D	2020-02-19 19:49:21 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001803437 Filed Document 0001803437-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 19:49:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Trend Discovery, LP See All Filings	D/A	2020-02-19 19:01:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001550970 Filed Document 0001213900-20-004294 Exclusions or Exemptions 506b Accepted Date 2020-02-19 19:01:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OWA Haircare, Inc. See All Filings	D	2020-02-19 18:56:49 UTC
Amount To Be Raised $3,293,177 Associated Brokers / Dealers N/A CIK Number 0001803784 Filed Document 0001803784-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 18:56:49 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fourandhalf, Inc. See All Filings	D	2020-02-19 18:44:04 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001567608 Filed Document 0001567608-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 18:44:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AgencyKPI, Inc. See All Filings	D	2020-02-19 18:43:59 UTC
Amount To Be Raised $3,575,739 Associated Brokers / Dealers N/A CIK Number 0001803950 Filed Document 0001803950-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 18:43:59 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Simplecast, a series of Leonis Master Fund, LLC See All Filings	D	2020-02-19 18:42:36 UTC
Amount To Be Raised $328,284 Associated Brokers / Dealers N/A CIK Number 0001799622 Filed Document 0001803030-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 18:42:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POPOVER KING LLC See All Filings	C/A	2020-02-19 18:36:28 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $60,000 CIK Number 0001765507 Filed Document 0001746059-20-000047 Accepted Date 2020-02-19 18:36:28 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
Xin Chao LLC See All Filings	C	2020-02-19 18:30:42 UTC
Financial Interest None Filing Platform NEXTSEED SECURITIES, LLC Offering Amount $107,000 CIK Number 0001802569 Filed Document 0001802569-20-000001 Accepted Date 2020-02-19 18:30:42 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State TEXAS
SUG II, a Series of SV Links Angels I, LLC See All Filings	D	2020-02-19 18:24:46 UTC
Amount To Be Raised $93,481 Associated Brokers / Dealers N/A CIK Number 0001803030 Filed Document 0001803030-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 18:24:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Players Media Group, Inc. See All Filings	D	2020-02-19 18:17:55 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001803984 Filed Document 0001803984-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 18:17:55 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Upshot Technologies, Inc. See All Filings	D	2020-02-19 18:11:49 UTC
Amount To Be Raised $1,259,998 Associated Brokers / Dealers N/A CIK Number 0001803983 Filed Document 0001803983-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 18:11:49 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ORP Chase Village Holdings, LLC See All Filings	D	2020-02-19 18:02:40 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001803544 Filed Document 0001803544-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 18:02:40 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fish People Crab Facility, LLC See All Filings	D	2020-02-19 17:51:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001803330 Filed Document 0001803330-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:51:23 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Epsilon Group New Holdings Ltd See All Filings	D	2020-02-19 17:46:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802898 Filed Document 0001802898-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:46:56 UTC Type of Offering D Industry Other Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Romulus EquipmentShare Growth II L.P. See All Filings	D	2020-02-19 17:43:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798261 Filed Document 0001798261-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:43:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raydiant Oximetry, Inc. See All Filings	D	2020-02-19 17:43:30 UTC
Amount To Be Raised $770,460 Associated Brokers / Dealers N/A CIK Number 0001737709 Filed Document 0001737709-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-19 17:43:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SIGNAL FINANCIAL TECHNOLOGIES LLC See All Filings	D	2020-02-19 17:39:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803826 Filed Document 0001803826-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:39:06 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Historic Speedway, LLC See All Filings	D	2020-02-19 17:36:23 UTC
Amount To Be Raised $1,511,061 Associated Brokers / Dealers N/A CIK Number 0001803585 Filed Document 0001803585-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:36:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Water Island LevArb Fund, LP See All Filings	D/A	2020-02-19 17:35:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720815 Filed Document 0001732070-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:35:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legion Capital Corporation See All Filings	1-A/A	2020-02-19 17:24:24 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001661166 Filed Document 0001213900-20-004288 Accepted Date 2020-02-19 17:24:24 UTC Type of Offering 1-A/A Industry INVESTORS, NEC Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $2,133,734 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Third Period Capital LP See All Filings	D	2020-02-19 17:23:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803953 Filed Document 0000919574-20-001728 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:23:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Light Bridge Capital Partners, LP See All Filings	D	2020-02-19 17:16:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651219 Filed Document 0001651219-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:16:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Speedway Farms, LLC See All Filings	D	2020-02-19 17:13:35 UTC
Amount To Be Raised $1,681,000 Associated Brokers / Dealers N/A CIK Number 0001794534 Filed Document 0001794534-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-19 17:13:35 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
BROOKSIDE CAYMAN PA LTD See All Filings	D/A	2020-02-19 17:07:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276762 Filed Document 0001276762-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:07:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arena Special Opportunities Partners (Cayman) I, LP See All Filings	D	2020-02-19 17:06:43 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001798224 Filed Document 0001798224-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:06:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invest In America Credit Fund 1 LLC See All Filings	D/A	2020-02-19 17:04:47 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001702466 Filed Document 0001702466-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:04:47 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
BROOKSIDE CAYMAN LTD See All Filings	D/A	2020-02-19 17:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133346 Filed Document 0001133346-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Technology Select Fund IX LLC See All Filings	D	2020-02-19 17:02:25 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001802232 Filed Document 0001213900-20-004271 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:02:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forgepoint Cybersecurity Fund II, L.P. See All Filings	D/A	2020-02-19 17:01:09 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers DENNING & COMPANY LLC CIK Number 0001767688 Filed Document 0001767688-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:01:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BROOKSIDE CAPITAL PARTNERS FUND LP See All Filings	D/A	2020-02-19 17:00:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001028348 Filed Document 0001028348-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:00:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Water Island Merger Arbitrage Institutional Commingled Fund, LP See All Filings	D/A	2020-02-19 16:57:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732070 Filed Document 0001732070-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:57:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talisker Resources Ltd. See All Filings	D	2020-02-19 16:55:28 UTC
Amount To Be Raised $56,482 Associated Brokers / Dealers N/A CIK Number 0001803800 Filed Document 0001062993-20-001082 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:55:28 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SELF FINANCIAL, INC. See All Filings	D	2020-02-19 16:53:58 UTC
Amount To Be Raised $19,999,998 Associated Brokers / Dealers N/A CIK Number 0001648689 Filed Document 0001648689-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:53:58 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arena Special Opportunities Partners I, LP See All Filings	D	2020-02-19 16:51:08 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001798225 Filed Document 0001798225-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:51:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jetoptera, Inc. See All Filings	C	2020-02-19 16:46:21 UTC
Financial Interest The intermediary will receive a number of Crowd Notes of the issuer that is equal to two percent (2%) of the total number of Crowd Notes sold by the issuer in the Offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $1,070,000 CIK Number 0001708246 Filed Document 0001708246-20-000001 Accepted Date 2020-02-19 16:46:21 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State WASHINGTON
Schroder Commodity Total Return Portfolio, a separate series of Schroder Investment Portfolios, L.P. See All Filings	D/A	2020-02-19 16:39:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001444216 Filed Document 0001444216-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:39:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tasseo Consumer Ecosystem LP See All Filings	D	2020-02-19 16:38:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802708 Filed Document 0001382963-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:38:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEATHERVANE CAPITAL PARTNERS FUND XI, L.P. See All Filings	D	2020-02-19 16:32:47 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001803910 Filed Document 0001803910-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:32:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Revenue.fm, Inc. See All Filings	D/A	2020-02-19 16:31:48 UTC
Amount To Be Raised $1,766,115 Associated Brokers / Dealers N/A CIK Number 0001772860 Filed Document 0001772860-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:31:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
MICHIGAN-REDEV LLC See All Filings	D	2020-02-19 16:30:39 UTC
Amount To Be Raised $2,058,200 Associated Brokers / Dealers N/A CIK Number 0001803907 Filed Document 0001803907-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-19 16:30:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Common
NATIONWIDE MUTUAL FUNDS See All Filings	D/A	2020-02-19 16:30:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001048702 Filed Document 0001567619-20-004302 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:30:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BROADVAIL GROWTH EQUITY FUND II, L.P. See All Filings	D/A	2020-02-19 16:17:44 UTC
Amount To Be Raised $205,750,000 Associated Brokers / Dealers INCUBATION CAPITAL PARTNERS LLC CIK Number 0001752979 Filed Document 0001752979-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:17:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity