Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IIFL OPPORTUNITIES FUND 9 See All Filings	D	2019-05-30 07:05:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715478 Filed Document 0001718572-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-30 07:05:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
IIFL OPPORTUNITIES FUND 10 See All Filings	D	2019-05-30 06:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718572 Filed Document 0001718572-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-30 06:59:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Leadenhall Diversified Insurance Linked Investments Fund plc See All Filings	D	2019-05-30 06:42:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centenium Advisors, LLC CIK Number 0001707865 Filed Document 0001707865-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-30 06:42:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Leadenhall Nat Cat Focus Insurance Linked Investments Fund ICAV See All Filings	D	2019-05-30 06:36:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centenium Advisors, LLC CIK Number 0001707866 Filed Document 0001707866-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-30 06:36:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Leadenhall Value Insurance Linked Investments Fund PLC See All Filings	D	2019-05-30 06:30:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMC Securities, LLC and Centenium Advisors, LLC CIK Number 0001658668 Filed Document 0001658668-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-30 06:30:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Brfa696, a trust series of Roofstock One Trust See All Filings	D	2019-05-29 19:35:21 UTC
Amount To Be Raised $58,830 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001777670 Filed Document 0001777670-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 19:35:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCP-Gold L.P. See All Filings	D/A	2019-05-29 18:21:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746924 Filed Document 0001746924-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 18:21:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Groop Internet Platform Inc. See All Filings	D	2019-05-29 17:45:22 UTC
Amount To Be Raised $53,000,270 Associated Brokers / Dealers N/A CIK Number 0001548053 Filed Document 0001548053-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-29 17:45:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HyperSciences, Inc. See All Filings	D	2019-05-29 16:26:45 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001646921 Filed Document 0001646921-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-29 16:26:45 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Studio :: J'han Co LLC See All Filings	D/A	2019-05-29 16:16:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001734395 Filed Document 0001734395-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 16:16:09 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Wheelock Street Real Estate Fund VI, LP See All Filings	D	2019-05-29 16:14:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759351 Filed Document 0001759351-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 16:14:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
PGCS AAA Storage 1826, LLC See All Filings	D	2019-05-29 16:14:33 UTC
Amount To Be Raised $2,193,800 Associated Brokers / Dealers N/A CIK Number 0001778159 Filed Document 0001778159-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 16:14:33 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Alpha 266 Phase II, LLC See All Filings	D/A	2019-05-29 16:06:14 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001753775 Filed Document 0001753775-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 16:06:14 UTC Type of Offering D/A Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
UIP WR-LF Invest, LLC See All Filings	D	2019-05-29 15:47:17 UTC
Amount To Be Raised $2,122,795 Associated Brokers / Dealers N/A CIK Number 0001775493 Filed Document 0001775493-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 15:47:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
YS LC LF XLVII LLC See All Filings	D	2019-05-29 14:26:38 UTC
Amount To Be Raised $8,590,000 Associated Brokers / Dealers N/A CIK Number 0001777996 Filed Document 0001777996-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 14:26:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iVeena Delivery Systems, Inc. See All Filings	D	2019-05-29 13:46:13 UTC
Amount To Be Raised $2,460,000 Associated Brokers / Dealers N/A CIK Number 0001639219 Filed Document 0001639219-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 13:46:13 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
DNCRE Opportunity Fund LLC See All Filings	D	2019-05-29 13:26:05 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001776327 Filed Document 0001776327-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 13:26:05 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
DNCRE Main Street Fund LLC See All Filings	D	2019-05-29 13:11:18 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001776323 Filed Document 0001776323-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 13:11:18 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Digitzs Solutions, Inc. See All Filings	D	2019-05-29 13:09:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001651217 Filed Document 0001651217-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 13:09:38 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Glendale Avenue Qualified Opportunity Zone Investor Fund LLC See All Filings	D	2019-05-29 12:07:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001778066 Filed Document 0001778066-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 12:07:23 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MIDWEST EXPRESS AIRLINES, INC. See All Filings	D/A	2019-05-29 11:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741839 Filed Document 0000892712-19-000231 Exclusions or Exemptions 506c Accepted Date 2019-05-29 11:58:39 UTC Type of Offering D/A Industry Airlines and Airports Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Ralph Street Qualified Opportunity Zone Investor Fund LLC See All Filings	D	2019-05-29 11:54:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001777977 Filed Document 0001777977-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 11:54:01 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Asheville Urban Infill 2019 Qualified Opportunity Zone Investor Fund LLC See All Filings	D	2019-05-29 11:41:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001777994 Filed Document 0001777994-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 11:41:41 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SAS BLOCK TECH LTD See All Filings	D/A	2019-05-29 09:33:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oliver Sam CIK Number 0001773898 Filed Document 0001773898-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 09:33:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Blue Moon Senior Housing II LP See All Filings	D/A	2019-05-28 18:53:27 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001742042 Filed Document 0001742042-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-28 18:53:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
So Cal Propane LLC See All Filings	D	2019-05-28 18:03:08 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001776756 Filed Document 0001776756-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-28 18:03:08 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Private Investor Club Feeder Fund 2019-C LLC See All Filings	D	2019-05-28 16:43:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001773127 Filed Document 0001777137-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-05-28 16:43:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warrior Exploration & Production, LLC See All Filings	D/A	2019-05-28 15:07:10 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Randall M. Duncan, Stephen B. Murchison, and Kevin W. Duncan CIK Number 0001773135 Filed Document 0001773135-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-28 15:07:10 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
CityPlace Corporate Centre I Investors LLC See All Filings	D	2019-05-28 14:26:41 UTC
Amount To Be Raised $11,300,000 Associated Brokers / Dealers N/A CIK Number 0001777757 Filed Document 0001777757-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-28 14:26:41 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
LC Arrowhead Marble Falls #1 LP See All Filings	D	2019-05-28 13:15:41 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001777953 Filed Document 0001777953-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-28 13:15:41 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
AllianzGI International Growth Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust See All Filings	D	2019-05-28 11:37:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC CIK Number 0001777428 Filed Document 0001777428-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-28 11:37:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIFL INCOME OPPORTUNITIES FUND - SERIES 2 See All Filings	D	2019-05-28 08:17:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IIFL CAPITAL INC. CIK Number 0001757106 Filed Document 0001757106-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-28 08:17:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kiat680, a trust series of Roofstock One Trust See All Filings	D	2019-05-24 19:10:18 UTC
Amount To Be Raised $58,300 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001777673 Filed Document 0001777628-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-05-24 19:10:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wore638, a trust series of Roofstock One Trust See All Filings	D	2019-05-24 18:46:47 UTC
Amount To Be Raised $60,950 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001777671 Filed Document 0001777628-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-05-24 18:46:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coin164, a trust series of Roofstock One Trust See All Filings	D	2019-05-24 18:23:02 UTC
Amount To Be Raised $74,800 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001777672 Filed Document 0001777628-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-05-24 18:23:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Momo599, a trust series of Roofstock One Trust See All Filings	D	2019-05-24 17:41:26 UTC
Amount To Be Raised $61,880 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001777627 Filed Document 0001777628-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-24 17:41:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Damc142, a trust series of Roofstock One Trust See All Filings	D	2019-05-24 17:21:32 UTC
Amount To Be Raised $98,940 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001777628 Filed Document 0001777628-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-24 17:21:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muze Collective, Inc. See All Filings	D	2019-05-24 16:45:13 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001777849 Filed Document 0001777849-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-24 16:45:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Haber Technologies, Inc. See All Filings	D	2019-05-24 15:35:21 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001777831 Filed Document 0001777831-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-24 15:35:21 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
ADVANCED SCIENCE RESEARCH, LLC See All Filings	D	2019-05-24 15:33:17 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001777842 Filed Document 0001777842-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-24 15:33:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Reliant Income Fund, LLC See All Filings	D	2019-05-24 14:50:21 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001776912 Filed Document 0001776912-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-24 14:50:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
1931 Funding, LLC See All Filings	D/A	2019-05-24 14:09:42 UTC
Amount To Be Raised $5,136,000 Associated Brokers / Dealers None CIK Number 0001735211 Filed Document 0001735211-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-05-24 14:09:42 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Friendable, Inc. See All Filings	D	2019-05-24 13:16:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001414043 Filed Document 0001654954-19-006541 Exclusions or Exemptions 506c Accepted Date 2019-05-24 13:16:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Elevation Real Property Fund VII, LLC See All Filings	D	2019-05-24 12:22:52 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001777826 Filed Document 0001777826-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-24 12:22:52 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Wolf Capital Solutions inc. See All Filings	D	2019-05-24 12:16:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Wolf capital Solutions inc. CIK Number 0001777825 Filed Document 0001777825-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-24 12:16:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
PSW West Dallas Urban Village, LLC See All Filings	D	2019-05-24 12:06:17 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001777619 Filed Document 0001777619-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-24 12:06:17 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BelAir Investors LLC See All Filings	D	2019-05-24 11:00:13 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers BELAIR INVESTORS LLC CIK Number 0001777766 Filed Document 0001777766-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-24 11:00:13 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Florissant SSL, LLC (MO) See All Filings	D	2019-05-24 10:54:07 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001777793 Filed Document 0001777793-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-24 10:54:07 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
STAR Investors LP See All Filings	D	2019-05-24 10:45:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001777500 Filed Document 0001777500-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-24 10:45:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIFL High Growth Companies Fund See All Filings	D	2019-05-24 08:38:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IIFL CAPITAL INC. CIK Number 0001757104 Filed Document 0001757104-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-24 08:38:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund