Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
D. E. Shaw Orienteer Fund, L.L.C. See All Filings	D/A	2020-03-16 07:18:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594764 Filed Document 0001731490-20-000005 Exclusions or Exemptions 506c Accepted Date 2020-03-16 07:18:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw All Country Global Alpha Plus Special Fund, L.P. See All Filings	D/A	2020-03-16 06:43:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581795 Filed Document 0001731490-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-03-16 06:43:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw All Country Global Alpha Plus Fund, L.L.C. See All Filings	D/A	2020-03-16 06:38:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764065 Filed Document 0001731490-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-03-16 06:38:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw All Country Global Alpha Extension Fund, L.L.C. See All Filings	D/A	2020-03-16 06:34:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566136 Filed Document 0001731490-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-03-16 06:34:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw All Country Global Alpha Extension Custom Fund, L.P. See All Filings	D/A	2020-03-16 06:29:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723938 Filed Document 0001731490-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-16 06:29:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Opportunity Fund I, LLC See All Filings	D/A	2020-03-13 18:30:37 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001770518 Filed Document 0001770518-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-03-13 18:30:37 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
Hamilton Opportunity Fund I, LLC See All Filings	D/A	2020-03-13 18:20:09 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001770518 Filed Document 0001770518-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-13 18:20:09 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Modern Wax Fund, LLC See All Filings	D	2020-03-13 15:38:04 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001806068 Filed Document 0001806068-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-13 15:38:04 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VINCULUM WINE LTD. See All Filings	D/A	2020-03-13 13:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504329 Filed Document 0001504329-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-13 13:44:28 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Not Applicable Type of Security Other
VSFT HOLDINGS INC. See All Filings	D	2020-03-13 13:34:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688062 Filed Document 0001700975-20-000009 Exclusions or Exemptions 506c Accepted Date 2020-03-13 13:34:37 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GEODE CAPITAL HOLDINGS LLC See All Filings	D/A	2020-03-13 12:35:47 UTC
Amount To Be Raised $178,380 Associated Brokers / Dealers N/A CIK Number 0001269241 Filed Document 0001269241-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-03-13 12:35:47 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Lakeside Square Syndication JV LLC See All Filings	D	2020-03-13 12:35:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806184 Filed Document 0001806184-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-13 12:35:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AVGSF - Rigetti 2020 See All Filings	D	2020-03-13 12:05:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001805964 Filed Document 0001805964-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-13 12:05:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MONA LABS INC. See All Filings	D	2020-03-13 12:00:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001806564 Filed Document 0001062993-20-001331 Exclusions or Exemptions 506c Accepted Date 2020-03-13 12:00:41 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
DOUMWAY LLC See All Filings	D	2020-03-12 19:46:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Abdal Doumbia CIK Number 0001806016 Filed Document 0001806016-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-12 19:46:24 UTC Type of Offering D Industry Investing Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Heartbeat Health, Inc. See All Filings	D	2020-03-12 18:18:19 UTC
Amount To Be Raised $9,335,560 Associated Brokers / Dealers N/A CIK Number 0001805573 Filed Document 0001805573-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-12 18:18:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Sound Equity High Income Debt Fund, LLC See All Filings	D/A	2020-03-12 18:07:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719581 Filed Document 0001719581-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-12 18:07:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Private Money Fund I, LLC See All Filings	D/A	2020-03-12 18:07:03 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001581800 Filed Document 0001581800-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-12 18:07:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Baltimore Hotel XLV Investors LLC See All Filings	D	2020-03-12 17:14:53 UTC
Amount To Be Raised $28,300,000 Associated Brokers / Dealers N/A CIK Number 0001806398 Filed Document 0001806398-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-12 17:14:53 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
LCP Opportunity Zone Fund I LP See All Filings	D	2020-03-12 16:49:47 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Brenda Sue Smith CIK Number 0001805485 Filed Document 0001104659-20-032549 Exclusions or Exemptions 506c Accepted Date 2020-03-12 16:49:47 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RBJ PARTNERS LP See All Filings	D	2020-03-12 16:17:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218453 Filed Document 0001218453-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-12 16:17:51 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
RBJ RETIREMENT FUND LP See All Filings	D	2020-03-12 16:04:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218455 Filed Document 0001218455-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-12 16:04:57 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
ProLegacy Fund 2, LLC See All Filings	D	2020-03-12 15:55:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001805634 Filed Document 0001805634-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-03-12 15:55:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
National Asset Opportunity Fund LLC See All Filings	D	2020-03-12 14:16:04 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001685111 Filed Document 0001685111-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-03-12 14:16:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
National Asset Opportunity Fund LLC See All Filings	D	2020-03-12 14:09:59 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001685111 Filed Document 0001685111-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-12 14:09:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Tahoe Spirits, Inc. See All Filings	D	2020-03-12 13:52:35 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Whitehall Parker Securities Inc. and Center Street Securities, Inc. CIK Number 0001607186 Filed Document 0001607186-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-12 13:52:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Vortex Blockchain Technologies Inc. See All Filings	D	2020-03-12 11:44:18 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001577882 Filed Document 0001577882-20-000009 Exclusions or Exemptions 506c Accepted Date 2020-03-12 11:44:18 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CABANA BLACK FUND, L.P. See All Filings	D/A	2020-03-12 11:30:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806289 Filed Document 0001806289-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-03-12 11:30:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets $Not Applicable Type of Security Equity
CABANA BLACK FUND, L.P. See All Filings	D	2020-03-12 11:25:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806289 Filed Document 0001806289-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-12 11:25:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets $Not Applicable Type of Security Equity
Disaster Preparedness LLC See All Filings	D	2020-03-12 11:20:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001637052 Filed Document 0001637052-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-03-12 11:20:38 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Triphammer Ventures Fund 3Q See All Filings	D	2020-03-12 10:11:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001805943 Filed Document 0001805943-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-12 10:11:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Triphammer Ventures Fund 3 See All Filings	D	2020-03-12 10:06:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001805942 Filed Document 0001805942-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-12 10:06:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Breakaway Grillo's, LLC See All Filings	D	2020-03-12 07:54:46 UTC
Amount To Be Raised $2,000,016 Associated Brokers / Dealers N/A CIK Number 0001769438 Filed Document 0001769438-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-12 07:54:46 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
6400 Wurzbach LLC See All Filings	D	2020-03-11 19:25:49 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001806378 Filed Document 0001806378-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-11 19:25:49 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Stein's Brands - NTWRK, a series of Stein's Brands, LLC See All Filings	D	2020-03-11 17:21:42 UTC
Amount To Be Raised $500,023 Associated Brokers / Dealers N/A CIK Number 0001805861 Filed Document 0001775110-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-03-11 17:21:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allied Resource Partners Long Draw #1, LP See All Filings	D	2020-03-11 16:48:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001806214 Filed Document 0001806214-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-11 16:48:46 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Invesco Fixed Income Trust - Invesco Short-Term Investment Fund See All Filings	D/A	2020-03-11 15:34:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001690341 Filed Document 0001690341-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-11 15:34:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NIKOLS MORTGAGE FUND, LLC See All Filings	D	2020-03-11 15:24:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001487021 Filed Document 0001487021-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-11 15:24:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Port Covington Phase 1A QOF LLC See All Filings	D	2020-03-11 15:19:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001805786 Filed Document 0001805786-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-11 15:19:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CS1031 MOB TX VI, DST See All Filings	D	2020-03-11 15:04:04 UTC
Amount To Be Raised $5,796,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001806344 Filed Document 0001806344-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-11 15:04:04 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
DBL Digital Smart Beta LLC - Series G See All Filings	D	2020-03-11 14:38:51 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001806315 Filed Document 0001806315-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-11 14:38:51 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Real Property Income Fund, L.P. See All Filings	D/A	2020-03-11 14:18:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001531454 Filed Document 0001799098-20-000020 Exclusions or Exemptions 506c Accepted Date 2020-03-11 14:18:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All-American Cowboy Funds Management LLC See All Filings	D	2020-03-11 13:59:37 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001803791 Filed Document 0001803791-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-03-11 13:59:37 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Prime SE LLC See All Filings	D	2020-03-11 13:19:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001806280 Filed Document 0001806280-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-11 13:19:29 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Income Capital Farm & Recreational Land Fund I, LP See All Filings	D/A	2020-03-11 13:18:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785967 Filed Document 0001785967-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-11 13:18:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adam Bank Group, Inc. See All Filings	D	2020-03-11 12:32:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806005 Filed Document 0001806005-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-11 12:32:26 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Plaza Storage, LLC See All Filings	D	2020-03-11 11:08:57 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001806259 Filed Document 0001806259-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-11 11:08:57 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KittyHawk Ventures Two, LP See All Filings	D/A	2020-03-10 19:18:45 UTC
Amount To Be Raised $6,350,000 Associated Brokers / Dealers N/A CIK Number 0001747538 Filed Document 0001790769-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-03-10 19:18:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iroquois Valley Farms LLC See All Filings	D	2020-03-10 18:46:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001516957 Filed Document 0001516957-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-03-10 18:46:14 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Private Investor Club Feeder Fund 2019-F LLC See All Filings	D	2020-03-10 18:14:07 UTC
Amount To Be Raised $4,781,000 Associated Brokers / Dealers N/A CIK Number 0001790769 Filed Document 0001790769-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-03-10 18:14:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund